Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capital Bancorp IncCBNK · Entity 5367 | Director | September 29, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capital Bancorp Inc
Report date September 29, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,965 |
Ending reported balance
After 2026-09-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-29 · Exercise / conversion · Acquired 2,750 · Balance 5,976 Row 2 · 2026-09-29 · Tax withholding · Disposed 2,011 · Balance 3,965 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.41 · Expires 2026-12-31 | Direct | 0 |
Reported balance
After 2026-09-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-29 · Exercise / conversion · Disposed 2,750 · Balance 0 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.54 · Expires 2028-01-01 | Direct | 3,485 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,485 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $24.20 · Expires 2029-01-01 | Direct | 4,400 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 4,400 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.51 · Expires 2030-03-03 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,000 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.41 · Expires 2031-03-02 | Direct | 7,096 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,096 F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy James F. Whalen Revocable Trust | 668,554 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 668,554 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 58,400 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 58,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Whalen Family, LLC | 240,409 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 240,409 |
| Common StockSEC Table I · non-derivative | IndirectBy NMW Investments LLC | 2,821 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,821 |
| Common StockSEC Table I · non-derivative | IndirectBy KAW Investments LLC | 2,821 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,821 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,836 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 1,836 F2: Each Restricted Stock Unit represents the right to receive one share of common stock. F3: The Restricted Stock Unit will vest on 3/2/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: Each Restricted Stock Unit represents the right to receive one share of common stock.
F3: The Restricted Stock Unit will vest on 3/2/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2026 Filed Sep 30, 2026 18:26 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 2,750 | $0.00 Strike: $26.41 | $0.00 |
DisclosureSEC source: 0001419536-26-000154 · wk-form4_1790792789.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,750 shares Expires 2026-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| September 29, 2026 Filed Sep 30, 2026 18:26 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Tax withholdingCommon Stock | 2,011 | $36.12 | $72,637.32 |
DisclosureSEC source: 0001419536-26-000154 · wk-form4_1790792789.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,965 Read SEC document |
| September 29, 2026 Filed Sep 30, 2026 18:26 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 2,750 | $26.41 | $72,627.50 |
DisclosureSEC source: 0001419536-26-000154 · wk-form4_1790792789.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 02:29 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionRestricted Stock Units · Derivative | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-26-000044 · wk-form4_1772591383.xml · derivative · entry 9 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F4 · derivative.exercise_date: The Restricted Stock Units will vest on 3/3/2026. F4 · derivative.expiration_date: The Restricted Stock Units will vest on 3/3/2026. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 02:29 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-26-000044 · wk-form4_1772591383.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 02:29 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 7,096 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0001419536-26-000044 · wk-form4_1772591383.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,096 Underlying: Common Stock · 7,096 shares Expires 2031-03-02 F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 02:29 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantRestricted Stock Units · Derivative | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-26-000044 · wk-form4_1772591383.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,836 Underlying: Common Stock · 1,836 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units will vest on 3/2/2027. F2 · derivative.expiration_date: The Restricted Stock Units will vest on 3/2/2027. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 21:18 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 1,250 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001754027-25-000008 · wk-form4_1766092730.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 21:18 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 1,250 | $13.89 | $17,362.50 |
DisclosureSEC source: 0001754027-25-000008 · wk-form4_1766092730.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:15 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 4,000 | $0.00 Strike: $30.51 | $0.00 |
DisclosureSEC source: 0001754027-25-000004 · wk-form4_1741122902.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2030-03-03 F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:15 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantRestricted Stock Units · Derivative | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001754027-25-000004 · wk-form4_1741122902.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,081 Underlying: Common Stock · 1,081 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Unit will vest on 3/3/2026. F2 · derivative.expiration_date: The Restricted Stock Unit will vest on 3/3/2026. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 19:48 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 3,750 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · derivative · entry 9 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 3,750 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 19:48 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 19:48 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 3,750 | $13.89 | $52,087.50 |
DisclosureSEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 19:48 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 7,000 | $14.54 | $101,780.00 |
DisclosureSEC source: 0001754027-24-000005 · wk-form4_1719431327.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2024 Filed Feb 11, 2025 21:35 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 3,750 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · derivative · entry 9 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 3,750 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 24, 2024 Filed Feb 11, 2025 21:35 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2024-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 24, 2024 Filed Feb 11, 2025 21:35 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 3,750 | $13.89 | $52,087.50 |
DisclosureSEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By James F. Whalen Revocable Trust Disclosed balance after: 668,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amendment amends the nature of ownership from direct to indirect by James F. Whalen Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on June 24, 2024. Read SEC document |
| June 24, 2024 Filed Feb 11, 2025 21:35 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 7,000 | $14.54 | $101,780.00 |
DisclosureSEC source: 0001754027-25-000002 · wk-form4a_1739309750.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By James F. Whalen Revocable Trust Disclosed balance after: 664,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amendment amends the nature of ownership from direct to indirect by James F. Whalen Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on June 24, 2024. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:10 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 4,400 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0001754027-24-000002 · wk-form4_1704305450.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 4,400 shares Expires 2029-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:10 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001754027-24-000002 · wk-form4_1704305450.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,945 Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 15:40 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 11,250 | $0.00 Strike: $11.38 | $0.00 |
DisclosureSEC source: 0001754027-23-000007 · wk-form4_1702050040.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 15:40 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 11,250 | $11.38 | $128,025.00 |
DisclosureSEC source: 0001754027-23-000007 · wk-form4_1702050040.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:42 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 3,485 | $0.00 Strike: $23.54 | $0.00 |
DisclosureSEC source: 0001419536-23-000018 · wf-form4_167286850938078.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485 Underlying: Common Stock · 3,485 shares Expires 2028-01-01 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 21:42 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 1,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-23-000018 · wf-form4_167286850938078.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:54 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 14,400 | $0.00 Strike: $12.38 | $0.00 |
DisclosureSEC source: 0001419536-22-000115 · wf-form4_167045007494519.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:54 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 14,400 | $12.38 | $178,272.00 |
DisclosureSEC source: 0001419536-22-000115 · wf-form4_167045007494519.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 23:31 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 2,750 | $0.00 Strike: $26.41 | $0.00 |
DisclosureSEC source: 0001419536-22-000021 · wf-form4_164125266046311.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires 2026-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 23:31 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-22-000021 · wf-form4_164125266046311.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,023 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 17:47 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 10,576 | $8.50 Strike: $8.50 | $89,896.00 |
DisclosureSEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · derivative · entry 8 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,576 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 17:47 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Tax withholdingCommon Stock | 3,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,698 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 17:47 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 10,576 | $8.50 | $89,896.00 |
DisclosureSEC source: 0001419536-21-000207 · wf-form4_163829446015409.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 17:45 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 11,200 | $22.01 | $246,559.04 |
DisclosureSEC source: 0001419536-21-000133 · wf-form4_162274233204560.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Katherine M. Whalen Trust Disclosed balance after: 0 Read SEC document |
| May 27, 2021 Filed May 27, 2021 21:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 88,000 | $22.02 | $1,937,848.00 |
DisclosureSEC source: 0001419536-21-000117 · wf-form4_162215056424384.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IP Associates, LLC Disclosed balance after: 0 Read SEC document |
| May 27, 2021 Filed May 27, 2021 21:23 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 10,000 | $22.01 | $220,095.00 |
DisclosureSEC source: 0001419536-21-000117 · wf-form4_162215056424384.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Katherine M. Whalen Trust Disclosed balance after: 16,200 Read SEC document |
| May 06, 2021 Filed May 28, 2021 13:47 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 5,000 | $22.26 | $111,294.00 |
DisclosureSEC source: 0001419536-21-000123 · wf-form4_162220963983478.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Katherine M. Whalen Trust Disclosed balance after: 21,200 Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 12:53 UTC | Capital Bancorp Inc CBNK · Entity 5367 | SaleCommon Stock | 5,000 | $22.10 | $110,491.00 |
DisclosureSEC source: 0001419536-21-000077 · wf-form4_161961441307940.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Katherine M. Whalen Trust Disclosed balance after: 26,200 Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:32 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 5,000 | $0.00 Strike: $13.89 | $0.00 |
DisclosureSEC source: 0001419536-20-000151 · wf-form4_160944313720209.xml · derivative · entry 9 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-12-31 F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 19:32 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000151 · wf-form4_160944313720209.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,515 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · derivative · entry 10 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Tax withholdingCommon Stock | 3,981 | $13.19 | $52,509.39 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075 Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 20:04 UTC | Capital Bancorp Inc CBNK · Entity 5367 | Exercise / conversionCommon Stock | 7,000 | $7.50 | $52,500.00 |
DisclosureSEC source: 0001419536-20-000132 · wf-form4_160918586186405.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:31 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GiftCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000085 · wf-form4_159744421186813.xml · nonDerivative · entry 3 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By KAW Investments LLC Disclosed balance after: 2,821 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:31 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GiftCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000085 · wf-form4_159744421186813.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By NMW Investments LLC Disclosed balance after: 2,821 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 22:31 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GiftCommon Stock | 2,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000085 · wf-form4_159744421186813.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By James F. Whalen Revocable Trust Disclosed balance after: 614,754 F1 · kind: This transaction involved a gift of 1,196 shares to each of two limited liability companies that are owned by the reporting person's children and controlled by the reporting person. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 00:16 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 7,000 | $0.00 Strike: $14.89 | $0.00 |
DisclosureSEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2024-12-31 F2 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 00:16 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Read SEC document |
| December 31, 2019 Filed Apr 3, 2020 13:11 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | GrantStock Options · Derivative | 7,000 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · derivative · entry 7 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2024-12-30 F2 · derivative.exercise_price: The option exercise price has been corrected from the price reflected in the Form 4 filed on January 2, 2020. F3 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 31, 2019 Filed Apr 3, 2020 13:11 UTC Amendment | Capital Bancorp Inc CBNK · Entity 5367 | GrantCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001419536-20-000041 · wf-form4a_158591950011986.xml · nonDerivative · entry 2 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Read SEC document |
| December 11, 2019 Filed Jan 3, 2020 00:16 UTC | Capital Bancorp Inc CBNK · Entity 5367 | GiftCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000044 · wf-form4_157801058625628.xml · nonDerivative · entry 1 Whalen James F. · CIK 0001754027 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By James F. Whalen Revocable Trust Disclosed balance after: 617,146 F1 · kind: This transaction involved a gift of 1,625 shares to each of the reporting person's two adult children. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.