Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KKR & Co. Inc.KKR · Entity 338 | Director · Co-Chief Executive Officer | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KKR & Co. Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,211,701 |
Reported balance
After 2026-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-08 · Gift · Disposed 122,403 · Balance 2,211,701 F1: This Form 4 reports the donation of shares of common stock of KKR & Co. Inc. by the Reporting Person to a charitable foundation. As of the date of this filing, there has been no sale of the common stock by the charitable foundation. F2: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,607,053 |
Reported balance
After 2026-09-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-08 · Gift · Disposed 345,849 · Balance 1,607,053 F1: This Form 4 reports the donation of shares of common stock of KKR & Co. Inc. by the Reporting Person to a charitable foundation. As of the date of this filing, there has been no sale of the common stock by the charitable foundation. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 3,634,091 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,634,091 F2: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 559,257 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 559,257 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Liability Company | 7,166 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,166 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,018,550 |
Reported balance
Holding disclosure · report date 2026-09-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10,018,550 F3: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports the donation of shares of common stock of KKR & Co. Inc. by the Reporting Person to a charitable foundation. As of the date of this filing, there has been no sale of the common stock by the charitable foundation.
F2: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
F3: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2019 Filed Nov 29, 2019 23:00 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftKKR Holdings L.P. Units · Derivative | 562,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-021719 · form4.xml · derivative · entry 5 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,418,000 Underlying: Class A Common Stock · 562,320 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · kind: On November 27, 2019, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 4 below (the "Partnership"), to a trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act"). F3 · shares: On November 27, 2019, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 4 below (the "Partnership"), to a trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act"). F2 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) along with corresponding shares of Class C common stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and corresponding shares of Class C common stock are exchangeable for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.underlying_shares: On November 27, 2019, for estate planning purposes, the Reporting Person made a gift of certain limited partner interests in the limited partnership described in footnote 4 below (the "Partnership"), to a trust for the benefit of the Reporting Person's family members. The number reported reflects the portion of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests gifted on such date. The gift was exempt from matching pursuant to Rule 16b-5 under the Securities Exchange Act of 1934 (the "Exchange Act"). F5 · balance_after: Reflects a transfer of an additional 568,000 KKR Holdings L.P. units from the Reporting Person to the Partnership. This transfer, which was exempt from reporting pursuant to Rule 16a-13 under the Exchange Act, merely changed the form of the Reporting Person's pecuniary interest in such securities from direct to indirect. F4 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. The number reported as beneficially owned following the reported transaction reflects the aggregate number of units of KKR Holdings L.P. held by the Partnership. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 23:00 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-021719 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 750,000 F1 · kind: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Charitable Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of Class A common stock were being held by the Charitable Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby and prior donations, the Charitable Partnership continues to hold the remaining 750,000 shares of Class A common stock for future donations. F1 · ownership.nature: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Charitable Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of Class A common stock were being held by the Charitable Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby and prior donations, the Charitable Partnership continues to hold the remaining 750,000 shares of Class A common stock for future donations. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-017964 · form4.xml · derivative · entry 6 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,695 Underlying: Class A Common Stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.exercise_date: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.expiration_date: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F3 · balance_after: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 119,745 | $26.85 | $3,215,153.25 |
DisclosureSEC source: 0001140361-19-017964 · form4.xml · nonDerivative · entry 2 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,126 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-017964 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| May 02, 2019 Filed May 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-008410 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 F1 · kind: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of Class A common stock were being held by the Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby, the Partnership continues to hold the remaining 1,000,000 shares of Class A common stock for future donations. F1 · ownership.nature: This Form 4 reports the donation of 250,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of Class A common stock were being held by the Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby, the Partnership continues to hold the remaining 1,000,000 shares of Class A common stock for future donations. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 95,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-006451 · form4.xml · derivative · entry 6 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540,695 Underlying: Class A Common Stock · 95,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.exercise_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 44,477 | $23.49 | $1,044,764.73 |
DisclosureSEC source: 0001140361-19-006451 · form4.xml · nonDerivative · entry 2 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,871 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 22:00 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 95,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-006451 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2019 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,540,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:36 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-040069 · form4.xml · derivative · entry 6 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,042 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.exercise_date: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F1 · derivative.expiration_date: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F3 · derivative.expiration_date: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. F3 · balance_after: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:36 UTC | KKR & Co. Inc. KKR · Entity 338 | Tax withholdingClass A Common Stock | 74,329 | $27.27 | $2,026,951.83 |
DisclosureSEC source: 0001140361-18-040069 · form4.xml · nonDerivative · entry 2 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,001 Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:36 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-040069 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionKKR Holdings L.P. Units · Derivative | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · derivative · entry 10 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,776,819 Underlying: Common Units · 900,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionKKR Holdings L.P. Units · Derivative | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · derivative · entry 9 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Units · 350,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · ownership.nature: These common units are held by a limited partnership controlled by the Reporting Person. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftCommon Units | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · nonDerivative · entry 4 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,250,000 F3 · kind: Reflects a transfer of common units received upon the exchange described in footnote 1 above from the Reporting Person to a limited partnership. These common units are being held by the limited partnership solely for purposes of future charitable donations. F3 · balance_after: Reflects a transfer of common units received upon the exchange described in footnote 1 above from the Reporting Person to a limited partnership. These common units are being held by the limited partnership solely for purposes of future charitable donations. F4 · ownership.nature: These common units are held by a limited partnership controlled by the Reporting Person. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftCommon Units | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · nonDerivative · entry 3 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,330 F3 · kind: Reflects a transfer of common units received upon the exchange described in footnote 1 above from the Reporting Person to a limited partnership. These common units are being held by the limited partnership solely for purposes of future charitable donations. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionCommon Units | 900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · nonDerivative · entry 2 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | ConversionCommon Units | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · nonDerivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 350,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged for common units of KKR & Co. L.P. in each case as described in footnote 2 below. F2 · price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · ownership.nature: These common units are held by a limited partnership controlled by the Reporting Person. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:02 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 286,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009941 · form4.xml · derivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,042 Underlying: Common Units · 286,042 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · kind: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.exercise_date: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. F1 · derivative.expiration_date: On February 21, 2018, these restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan. These units will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.expiration_date: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. F2 · balance_after: 1,500,000 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| January 31, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftKKR Holdings L.P. Units · Derivative | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · derivative · entry 8 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 350,000 Underlying: Common Units · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F5 · kind: Reflects a transfer of KKR Holdings L.P. units into the limited partnership described in footnote 4. F2 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · ownership.nature: These common units are held by a limited partnership controlled by the Reporting Person. Read SEC document |
| January 31, 2018 Filed May 18, 2018 22:24 UTC | KKR & Co. Inc. KKR · Entity 338 | GiftKKR Holdings L.P. Units · Derivative | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024753 · form4.xml · derivative · entry 7 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,676,819 Underlying: Common Units · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F5 · kind: Reflects a transfer of KKR Holdings L.P. units into the limited partnership described in footnote 4. F2 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F2 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:23 UTC | KKR & Co. Inc. KKR · Entity 338 | OtherKKR Holdings L.P. Units · Derivative | 4,850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041018 · form4.xml · derivative · entry 3 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026,819 Underlying: Common Units · 4,850,000 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · kind: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. F4 · shares: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. F3 · derivative.exercise_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F3 · derivative.expiration_date: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis. F4 · derivative.underlying_shares: On November 2, 2017, the board of directors of the general partner of KKR & Co. L.P. consented to the allocation of units of KKR Holdings L.P. to the Reporting Person. These units will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. This grant does not change the number of common units of KKR & Co. L.P. on a fully-diluted basis. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:23 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041018 · form4.xml · derivative · entry 2 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Units · 2,500,000 shares Expires not disclosed F2 · derivative.exercise_price: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.exercise_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · derivative.expiration_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and are subject to a market price-based vesting condition, where all of such units will vest upon the market price of KKR common units reaching and maintaining $40 per unit for 10 consecutive trading days on or prior to December 31, 2022, subject to the Reporting Person's continued service to the time of such vesting. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 21:23 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041018 · form4.xml · derivative · entry 1 BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Units · 1,500,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.expiration_date: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in five annual installments on October 1 of each year as follows: 10% in 2018, 15% in 2019, 20% in 2020, 25% in 2021 and 30% in 2022, subject to the Reporting Person's continued service through each vesting date. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.