BAE JOSEPH Y

SEC source: 0001140361-26-036220 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,607,053

F1 · kind: This Form 4 reports the donation of shares of common stock of KKR & Co. Inc. by the Reporting Person to a charitable foundation. As of the date of this filing, there has been no sale of the common stock by the charitable foundation.

SEC source: 0001140361-26-036220 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,211,701

F1 · kind: This Form 4 reports the donation of shares of common stock of KKR & Co. Inc. by the Reporting Person to a charitable foundation. As of the date of this filing, there has been no sale of the common stock by the charitable foundation.

F2 · balance_after: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001140361-26-007578 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 559,257

F1 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $88.45 to $88.58, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001140361-26-006056 · form4.xml · nonDerivative · entry 4

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 509,257

F4 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $102.84 to $103.41, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001140361-26-006056 · form4.xml · nonDerivative · entry 3

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 479,175

F3 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $101.84 to $102.83, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001140361-26-006056 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 415,708

F2 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $100.84 to $101.79, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001140361-26-006056 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 407,058

F1 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $99.81 to $100.78, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001140361-25-033688 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,952,902

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in 2023 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

SEC source: 0001140361-25-033688 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 1,554,194

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in 2023 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

F2 · balance_after: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001140361-25-029948 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 7,166

F1 · kind: Reflects the acquisition by a trust for the benefit of certain of the Reporting Person's family members from certain of the Reporting Person's other family members of their limited liability company membership interests in a limited liability company holding shares of common stock of KKR & Co. Inc. The number reported reflects the number of shares held by the limited liability company that corresponds with the limited liability company membership interests transferred to the trust described above. In connection with the transfer to the trust described above, the trust paid the transferors an aggregate of $227,250.04.

F1 · price: Reflects the acquisition by a trust for the benefit of certain of the Reporting Person's family members from certain of the Reporting Person's other family members of their limited liability company membership interests in a limited liability company holding shares of common stock of KKR & Co. Inc. The number reported reflects the number of shares held by the limited liability company that corresponds with the limited liability company membership interests transferred to the trust described above. In connection with the transfer to the trust described above, the trust paid the transferors an aggregate of $227,250.04.

SEC source: 0001140361-25-019555 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 7,166

F1 · kind: Reflects the acquisition by a trust for the benefit of certain of the Reporting Person's family members from certain of the Reporting Person's other family members of their limited liability company membership interests in a limited liability company holding shares of common stock of KKR & Co. Inc. The number reported reflects the number of shares held by the limited liability company that corresponds with the limited liability company membership interests transferred to the trust described above. In connection with the transfer to the trust described above, the trust paid the transferors an aggregate of $402,218.50.

F1 · price: Reflects the acquisition by a trust for the benefit of certain of the Reporting Person's family members from certain of the Reporting Person's other family members of their limited liability company membership interests in a limited liability company holding shares of common stock of KKR & Co. Inc. The number reported reflects the number of shares held by the limited liability company that corresponds with the limited liability company membership interests transferred to the trust described above. In connection with the transfer to the trust described above, the trust paid the transferors an aggregate of $402,218.50.

SEC source: 0001140361-24-047905 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,069,162

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in November 2022 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

SEC source: 0001140361-24-047905 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 1,083,608

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in November 2022 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

F2 · balance_after: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001140361-24-037691 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 485,405

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in August 2022 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

SEC source: 0001140361-24-037691 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trusts

Disclosed balance after: 2,708,559

F1 · kind: Reflects a transfer of common stock of KKR & Co. Inc. previously held by a grantor retained annuity trust established in August 2022 to a trust for the benefit of the Reporting Person's family, which transfer was made on the date provided for under the terms of such grantor retained annuity trust.

F2 · balance_after: Reflects certain transfers made between grantor retained annuity trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001140361-23-006429 · form5.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. (the "Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations.

F1 · ownership.nature: This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. (the "Common Stock") by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation for which the Reporting Person has non-binding advisory powers but no pecuniary interest. As of the date of this filing, there has been no sale of the Common Stock by the charitable foundation. As previously reported on a Form 4 filed on May 18, 2018, these shares of Common Stock were being held by the Partnership solely for purposes of charitable donations.

SEC source: 0001140361-22-036169 · form4.xml · derivative · entry 8

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.exercise_date: Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.

SEC source: 0001140361-22-036169 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166,712

SEC source: 0001140361-22-036169 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,412,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · balance_after: Reflects a transfer by the Reporting Person of 1,754,385 shares into a trust for estate planning purposes.

SEC source: 0001140361-22-021358 · form4.xml · derivative · entry 11

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 370,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

SEC source: 0001140361-22-021358 · form4.xml · derivative · entry 10

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 9,699,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F3 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

SEC source: 0001140361-22-021358 · form4.xml · derivative · entry 9

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,077,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 384,257

F2 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F2 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 5

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 372,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 4

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,018,550

F2 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F2 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F3 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 3

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,699,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F3 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716,458

F2 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F2 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,582,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

SEC source: 0001140361-22-004947 · form5.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 350,000

F1 · kind: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

SEC source: 0001140361-22-004947 · form5.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 450,000

F1 · kind: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

SEC source: 0001140361-21-041254 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 7,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · kind: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.exercise_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.expiration_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

SEC source: 0001140361-21-034260 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077,500

Underlying: Common Stock · 1,150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · kind: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F2 · shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F1 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · derivative.underlying_shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

SEC source: 0001140361-21-033492 · form4.xml · derivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.exercise_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.expiration_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

SEC source: 0001140361-21-033492 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504,757

SEC source: 0001140361-21-033492 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

SEC source: 0001140361-21-011678 · form4.xml · derivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Common Stock · 95,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.exercise_date: 95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.expiration_date: 95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

SEC source: 0001140361-21-011678 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344,932

SEC source: 0001140361-21-011678 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

SEC source: 0001140361-21-005522 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of restricted holdings units from the KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price vesting conditions based on average prices of common stock ranging from $45.00 to $70.00 and the holder's continued service to May 1, 2026, subject to exceptions. Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

F1 · kind: Represents a grant of restricted holdings units from the KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price vesting conditions based on average prices of common stock ranging from $45.00 to $70.00 and the holder's continued service to May 1, 2026, subject to exceptions. Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

F1 · derivative.exercise_date: Represents a grant of restricted holdings units from the KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price vesting conditions based on average prices of common stock ranging from $45.00 to $70.00 and the holder's continued service to May 1, 2026, subject to exceptions. Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

F1 · derivative.expiration_date: Represents a grant of restricted holdings units from the KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price vesting conditions based on average prices of common stock ranging from $45.00 to $70.00 and the holder's continued service to May 1, 2026, subject to exceptions. Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc.

SEC source: 0001140361-21-001954 · form4.xml · derivative · entry 5

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.

F1 · derivative.exercise_date: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.

F1 · derivative.expiration_date: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.

SEC source: 0001140361-21-001954 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.

SEC source: 0001140361-21-004766 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the vesting of 2,500,000 restricted equity units granted on November 2, 2017, which were subject to market price-based vesting condition and vested upon the closing price of KKR common stock reaching and maintaining $40 per share for 10 consecutive trading days, which condition was met on January 21, 2021. On the date of the grant of these restricted equity units, the closing price of KKR common units was $19.90 per unit.

F1 · balance_after: This Amendment to Form 4 does not report a new transaction. This Amendment is being filed solely to correct a mathematical error in the sum reported for the Amount of Securities Beneficially Owned following the transaction previously reported in a Form 4 filed on January 22, 2021 (the "Original Form 4"). There is no other change to the Original Form 4.

SEC source: 0001140361-20-026288 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,699,319

Underlying: Common Stock · 3,248,506 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · kind: On November 20, 2020, for estate planning purposes, the Reporting Person transferred limited partner interests in the limited partnership described in footnote 4 below (the "Partnership") to a trust (the "Trust"). The number reported reflects the number of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests transferred to the Trust on such date.

F2 · shares: On November 20, 2020, for estate planning purposes, the Reporting Person transferred limited partner interests in the limited partnership described in footnote 4 below (the "Partnership") to a trust (the "Trust"). The number reported reflects the number of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests transferred to the Trust on such date.

F3 · price: In connection with the transfer to the Trust described above, the Trust executed a promissory note payable to the Reporting Person in an aggregate amount of approximately $69.4 million, based on an estimated appraised value of the limited partnership interests in the Partnership transferred, which consideration is subject to adjustment for a final valuation of the interests transferred.

F1 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · derivative.underlying_shares: On November 20, 2020, for estate planning purposes, the Reporting Person transferred limited partner interests in the limited partnership described in footnote 4 below (the "Partnership") to a trust (the "Trust"). The number reported reflects the number of units of KKR Holdings L.P. held by the Partnership that corresponds to the limited partner interests transferred to the Trust on such date.

F5 · balance_after: Reflects a transfer of an additional 3,281,319 KKR Holdings L.P. units from the Reporting Person to the Partnership. This transfer, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, merely changed the form of the Reporting Person's pecuniary interest in such securities from direct to indirect.

F4 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion. The number reported as beneficially owned following the reported transaction reflects the aggregate number of units of KKR Holdings L.P. held by the Partnership.

SEC source: 0001140361-20-022330 · form4.xml · derivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,348

Underlying: Common Stock · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.exercise_date: 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.expiration_date: 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

SEC source: 0001140361-20-022330 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,328

SEC source: 0001140361-20-022330 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

SEC source: 0001140361-20-012762 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,000

F1 · kind: This Form 4 reports the donation of 250,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Charitable Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of common stock were being held by the Charitable Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby and prior donations, the Charitable Partnership continues to hold the remaining 500,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 4 reports the donation of 250,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Charitable Partnership"), which is an entity controlled by the Reporting Person, to a charitable organization. As previously reported on a Form 4 filed on May 18, 2018, 1,250,000 shares of common stock were being held by the Charitable Partnership solely for purposes of charitable donations, and after the donation of 250,000 shares being reported hereby and prior donations, the Charitable Partnership continues to hold the remaining 500,000 shares of common stock for future donations.

SEC source: 0001140361-20-008012 · form4.xml · derivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,348

Underlying: Class A Common Stock · 95,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.exercise_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.

F1 · derivative.expiration_date: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.

SEC source: 0001140361-20-008012 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,988

SEC source: 0001140361-20-008012 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 95,347 restricted stock units of KKR & Co. Inc. vested on April 1, 2020 and were settled for shares of Class A common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 1,220,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.