Ramade Gregoire

SEC source: 0001193125-26-088594 · ownership.xml · derivative · entry 4

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,010

Underlying: Common Stock · 13,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: 1/3rd of the restricted stock units vested on March 1, 2026 (the "2026 Vesting Commencement Date"), and subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the 2026 Vesting Commencement Date.

F4 · derivative.expiration_date: 1/3rd of the restricted stock units vested on March 1, 2026 (the "2026 Vesting Commencement Date"), and subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the 2026 Vesting Commencement Date.

SEC source: 0001193125-26-088594 · ownership.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,229

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2026.

SEC source: 0001193125-26-088594 · ownership.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-088594 · ownership.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2027 (the "2027 Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the 2027 Vesting Commencement Date.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2027 (the "2027 Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the 2027 Vesting Commencement Date.

SEC source: 0001193125-25-305257 · ownership.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,565

Underlying: Common Stock · 31,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest one year from December 1, 2023 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest one year from December 1, 2023 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

SEC source: 0001193125-25-305257 · ownership.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,246

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2025.

SEC source: 0001193125-25-305257 · ownership.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-032645 · ownership.xml · derivative · entry 1

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,015

Underlying: Common Stock · 39,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F2 · derivative.exercise_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2026 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

F2 · derivative.expiration_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2026 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

SEC source: 0000950170-24-132856 · ownership.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,131

Underlying: Common Stock · 31,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest one year from December 1, 2023 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest one year from December 1, 2023 (the "Vesting Commencement Date"), and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date.

SEC source: 0000950170-24-132856 · ownership.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,623

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2024.

SEC source: 0000950170-24-132856 · ownership.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001235802-23-000006 · primary_doc.xml · derivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,675

Underlying: Common Stock · 54,675 shares

Expires 2033-01-02

F3 · derivative.exercise_date: This option was granted under the 2018 Equity Plan and the French Sub Plan and will vest as to 25% of the underlying shares on January 2, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting dates.

SEC source: 0001235802-23-000006 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,434

F1 · shares: Restricted stock unit award granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan (the "French Sub Plan") in lieu of an annual increase in the reporting person's 2023 base salary. The restricted stock unit award will vest in full on December 31, 2023, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting date.

F1 · price: Restricted stock unit award granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan (the "French Sub Plan") in lieu of an annual increase in the reporting person's 2023 base salary. The restricted stock unit award will vest in full on December 31, 2023, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting date.

F2 · balance_after: Includes 58,553 shares that will be issued over time upon vesting and settlement of restricted stock unit awards.

SEC source: 0001235802-22-000123 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,114

F1 · balance_after: Includes 59,900 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Plan and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan.

SEC source: 0001235802-22-000118 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,114

F1 · shares: This award was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan (as amended from time to time, the "2018 Equity Plan") in the form of restricted stock units. The restricted stock units vest with respect to approximately one-third of the underlying shares on each of the one-year, two-year and three-year anniversaries of the grant date, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.

F2 · balance_after: Includes 59,900 shares that will be issued over time upon vesting and settlement of restricted stock units granted under the 2018 Equity Plan and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan.

SEC source: 0001235802-22-000064 · primary_doc.xml · derivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP and Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 53,000 shares

Expires 2032-05-10

F2 · derivative.exercise_date: This option was granted under the 2018 Equity Plan and the French Sub Plan and will vest as to 25% of the underlying shares on January 1, 2024, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the reporting person's continued service as an employee or other service provider to the Issuer through the vesting dates.

SEC source: 0001235802-22-000005 · primary_doc.xml · derivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-01-01

F3 · derivative.exercise_date: This option was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan and will vest as to 25% of the underlying shares on January 1, 2023, and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.

SEC source: 0001235802-22-000005 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,114

F1 · shares: This award was granted under the Vapotherm, Inc. Amended and Restated 2018 Equity Incentive Plan and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan in the form of restricted stock units. The restricted stock units vest with respect to approximately one-third of the underlying shares on each of the one-year, two-year and three-year anniversaries of the grant date, subject to the Reporting Person's continued service as an employee or other service provider to the Issuer through the vesting dates.

F2 · balance_after: Includes 19,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan and the Vapotherm, Inc. Amended and Restated 2019 French Qualifying Sub Plan.

SEC source: 0001790300-21-000014 · primary_doc.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001790300-21-000014 · primary_doc.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001790300-21-000014 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000121 · primary_doc.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001235802-21-000121 · primary_doc.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F2 · kind: These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000121 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000110 · primary_doc.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001235802-21-000110 · primary_doc.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000110 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000090 · primary_doc.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,458

Underlying: Common Stock · 8,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001235802-21-000090 · primary_doc.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: These shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001235802-21-000090 · primary_doc.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 9,900 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.

SEC source: 0001562180-21-002407 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-21-002407 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001562180-21-002407 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-001361 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-21-001361 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001562180-21-001361 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-000378 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-21-000378 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001562180-21-000378 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001235802-21-000024 · primary_doc.xml · derivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,375

Underlying: Common Stock · 11,375 shares

Expires 2030-01-01

F2 · kind: On January 1, 2020, the Reporting Person was granted a performance-based option under the Vapotherm, Inc. 2018 Equity Incentive Plan, the actual number of underlying shares of which was not ascertainable until determined by the Issuer's Compensation Committee after completion of the one-year performance period based on the Issuer's achievement of certain pre-determined performance goals for the year ended December 31, 2020. Once vested based on performance, the stock option would then be subject to additional time-based vesting.

F3 · kind: On January 20, 2021, the Issuer's Compensation Committee determined based on 2020 performance that the performance goals were achieved at a 100% level, resulting in an option to purchase a total of 11,375 shares for the Reporting Person, with the first 25% tranche vesting on that day and the remaining 75% to vest in 36 nearly equal monthly installments thereafter, provided the Reporting Person continues to serve as an employee or other service provider to the Issuer through the applicable vesting date.

F2 · derivative.exercise_date: On January 1, 2020, the Reporting Person was granted a performance-based option under the Vapotherm, Inc. 2018 Equity Incentive Plan, the actual number of underlying shares of which was not ascertainable until determined by the Issuer's Compensation Committee after completion of the one-year performance period based on the Issuer's achievement of certain pre-determined performance goals for the year ended December 31, 2020. Once vested based on performance, the stock option would then be subject to additional time-based vesting.

F3 · derivative.exercise_date: On January 20, 2021, the Issuer's Compensation Committee determined based on 2020 performance that the performance goals were achieved at a 100% level, resulting in an option to purchase a total of 11,375 shares for the Reporting Person, with the first 25% tranche vesting on that day and the remaining 75% to vest in 36 nearly equal monthly installments thereafter, provided the Reporting Person continues to serve as an employee or other service provider to the Issuer through the applicable vesting date.

SEC source: 0001562180-21-000084 · primarydocument.xml · derivative · entry 2

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-01-01

F2 · derivative.exercise_date: This option is eligible to vest as to 25% of the underlying shares on January 1, 2022 and thereafter, as to the remaining 75% of underlying shares, in 36 monthly installments, provided that the Reporting Person continues to serve as an employee or other service provider to the Issuer on each vesting date and otherwise subject to the Company's applicable equity incentive plan.

SEC source: 0001562180-21-000084 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · SVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,614

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity incentive plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest 100% on the third anniversary of the date of grant, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

SEC source: 0001562180-20-007390 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-20-007390 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,114

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001562180-20-007390 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-006820 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-20-006820 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,114

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

SEC source: 0001562180-20-006820 · primarydocument.xml · nonDerivative · entry 1

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-006414 · primarydocument.xml · derivative · entry 3

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,458

Underlying: Common Stock · 2,000 shares

Expires 2028-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

SEC source: 0001562180-20-006414 · primarydocument.xml · nonDerivative · entry 2

Ramade Gregoire · CIK 0001752887 · Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,114

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.