Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| F&G Annuities & Life, Inc.FG · Entity 4214 | EVP, CLO & Treasurer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
F&G Annuities & Life, Inc.
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,154.1307 |
Reported balance
After 2026-02-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-27 · Tax withholding · Disposed 4,142 · Balance 105,154.1307 F1: Amount reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 4 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 4 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FGL Holdings
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 7,160 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 145,367 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F2: Stock option to buy 242,278 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-01 · Disposition to issuer · Disposed 193,822 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F4: Stock option to buy 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-01 · Disposition to issuer · Disposed 64,415 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F5: Stock option to buy 64,415 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2026-08-06 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-01 · Disposition to issuer · Disposed 23,335 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F6: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2026-08-06 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-01 · Disposition to issuer · Disposed 31,112 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F7: Stock option to buy 31,112 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending March 15, 2020, 2021, 2022, and 2023, respectively. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2026-08-06 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-06-01 · Disposition to issuer · Disposed 31,113 · Balance 0 F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F8: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in three equal annual installments if the Issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending December 31, 2020, 15.75% for the one year period ending December 31, 2021, and 16.00% for the one year period ending December 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.
F2: Stock option to buy 242,278 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019.
F3: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement.
F4: Stock option to buy 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
F5: Stock option to buy 64,415 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
F6: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020.
F7: Stock option to buy 31,112 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending March 15, 2020, 2021, 2022, and 2023, respectively.
F8: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in three equal annual installments if the Issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending December 31, 2020, 15.75% for the one year period ending December 31, 2021, and 16.00% for the one year period ending December 31, 2022.
Fidelity & Guaranty Life
Report date November 30, 2017 · Filed December 01, 2017
Section 16 reporting ended · disclosed 2017-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 1
1 source rowRow 1 · 2017-11-30 · Disposition to issuer · Disposed 7,701 · Balance 0 F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F2: Includes restricted stock rights (each, an RSR) that were outstanding immediately prior to the Merger. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of common stock, par value $0.01, of the Company (Company Common Stock) was canceled and converted automatically into the right to receive $31.10 in cash, without interest. Each RSR that was outstanding immediately prior to the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the number of shares of Company Common Stock subject to such RSR multiplied by (ii) $31.10, without interest and less applicable taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy son | 0 |
Reported balance
After 2017-11-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-11-30 · Disposition to issuer · Disposed 100 · Balance 0 F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F2: Includes restricted stock rights (each, an RSR) that were outstanding immediately prior to the Merger. F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of common stock, par value $0.01, of the Company (Company Common Stock) was canceled and converted automatically into the right to receive $31.10 in cash, without interest. Each RSR that was outstanding immediately prior to the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the number of shares of Company Common Stock subject to such RSR multiplied by (ii) $31.10, without interest and less applicable taxes. |
| FGL Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2020-12-12 | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-30 · Disposition to issuer · Disposed 5,454 · Balance 0 F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F4: Each Company stock option (FGL Stock Option) that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of shares of Company Common Stock underlying such FGL Stock Option multiplied by (ii) the excess, if any, of $31.10 over the exercise price per share of such FGL Stock Option, without interest and less applicable taxes. |
| FGL Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.87 · Expires 2021-12-01 | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-30 · Disposition to issuer · Disposed 3,528 · Balance 0 F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F4: Each Company stock option (FGL Stock Option) that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of shares of Company Common Stock underlying such FGL Stock Option multiplied by (ii) the excess, if any, of $31.10 over the exercise price per share of such FGL Stock Option, without interest and less applicable taxes. F5: Each FGL Stock Option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date. |
| FGLH Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.45 · Expires 2020-01-29 | Direct | 0 |
Reported balance
After 2017-11-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-30 · Disposition to issuer · Disposed 3,117 · Balance 0 F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F7: The FGLH Stock Option that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of FGLH shares underlying such FGLH Stock Option multiplied by (ii) the excess, if any, of $176.32 over the exercise price per share of such FGLH Stock Option, without interest and less applicable taxes. F6: Each stock option relating to shares of Fidelity & Guaranty Life Holdings, Inc. (FGLH), a subsidiary of the Company (FGLH Stock Option) entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of FGLH common stock, over the exercise price of the option. The fair market value of a share of FGLH common stock was in part derived from the value of the Company Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger).
F2: Includes restricted stock rights (each, an RSR) that were outstanding immediately prior to the Merger.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of common stock, par value $0.01, of the Company (Company Common Stock) was canceled and converted automatically into the right to receive $31.10 in cash, without interest. Each RSR that was outstanding immediately prior to the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the number of shares of Company Common Stock subject to such RSR multiplied by (ii) $31.10, without interest and less applicable taxes.
F4: Each Company stock option (FGL Stock Option) that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of shares of Company Common Stock underlying such FGL Stock Option multiplied by (ii) the excess, if any, of $31.10 over the exercise price per share of such FGL Stock Option, without interest and less applicable taxes.
F5: Each FGL Stock Option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date.
F6: Each stock option relating to shares of Fidelity & Guaranty Life Holdings, Inc. (FGLH), a subsidiary of the Company (FGLH Stock Option) entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of FGLH common stock, over the exercise price of the option. The fair market value of a share of FGLH common stock was in part derived from the value of the Company Common Stock.
F7: The FGLH Stock Option that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of FGLH shares underlying such FGLH Stock Option multiplied by (ii) the excess, if any, of $176.32 over the exercise price per share of such FGLH Stock Option, without interest and less applicable taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 16:32 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 4,142 | $22.65 | $93,816.30 |
DisclosureSEC source: 0001934850-26-000032 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · EVP, CLO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,154.1307 F1 · balance_after: Amount reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 4 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. Read SEC document |
| December 31, 2025 Filed Feb 17, 2026 16:08 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | OtherCommon Stock | 1,284 | $30.85 | $39,611.40 |
DisclosureSEC source: 0001934850-26-000018 · form5.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · EVP, CLO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,103.2427 F1 · kind: Distribution of shares obtained from Fidelity National Financial, Inc. spinoff of F&G Annuities & Life, Inc. common stock. F2 · balance_after: Amount reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 5 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 16:35 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 6,934 | $32.66 | $226,464.44 |
DisclosureSEC source: 0001934850-25-000121 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · EVP, CLO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,754.9017 F1 · balance_after: Amount reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 4 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. Read SEC document |
| November 14, 2025 Filed Nov 18, 2025 16:48 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 5,037 | $32.46 | $163,501.02 |
DisclosureSEC source: 0001934850-25-000109 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · EVP, CLO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,722.5467 Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 18:25 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | GrantCommon Stock | 38,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001934850-25-000078 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · EVP, CLO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,759.5467 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning November 10, 2026, subject to the achievement of performance criteria specified in the reporting person's award agreement. F2 · balance_after: Reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 4 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 10:49 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 4,602 | $42.58 | $195,953.16 |
DisclosureSEC source: 0001127602-25-008151 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,407.9437 F1 · balance_after: Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 10:35 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 6,986 | $48.33 | $337,633.38 |
DisclosureSEC source: 0001127602-24-028355 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,964.061 Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 16:26 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | GrantCommon Stock | 27,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-027022 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,950.061 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning November 8, 2025, subject to the achievement of performance criteria specified in the reporting person's award agreement. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 17:01 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 139 | $40.47 | $5,625.33 |
DisclosureSEC source: 0001127602-24-026501 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,479.061 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 14:41 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 6,337 | $37.78 | $239,411.86 |
DisclosureSEC source: 0001127602-24-008451 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,618.061 F1 · balance_after: Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 31, 2023 Filed Feb 14, 2024 18:18 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | OtherCommon Stock | 1,105.978 | $25.21 | $27,881.71 |
DisclosureSEC source: 0001127602-24-005097 · form5.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,929.978 F1 · date: Dates of ESPP purchases: 1/1/2023 through 2/2/2024. F2 · kind: Reflects purchases under the Company's ESPP plan which are not required to be reported on an ongoing basis. The purchases are being reported on this Form 5 to accurately reflect the reporting person's ownership of the issuer's shares as of the current date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 13:40 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | GrantCommon Stock | 28,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-027766 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,221 F1 · shares: Grant of restricted common stock vesting in three equal annual installments beginning November 15, 2024, subject to the achievement of performance criteria specified in the reporting person's award agreement. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 09:48 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 152 | $32.84 | $4,991.68 |
DisclosureSEC source: 0001127602-23-026898 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,902 Read SEC document |
| August 06, 2023 Filed Dec 12, 2023 16:13 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 96 | $27.53 | $2,642.88 |
DisclosureSEC source: 0001127602-23-029419 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,958 Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 14:35 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Tax withholdingCommon Stock | 120 | $20.37 | $2,444.40 |
DisclosureSEC source: 0001127602-23-007817 · form4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,054 Read SEC document |
| January 26, 2023 Filed Feb 14, 2024 18:18 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | Disposition to issuerCommon Stock | 301 | $21.34 | $6,423.34 |
DisclosureSEC source: 0001127602-24-005097 · form5.xml · nonDerivative · entry 2 Young Wendy J.B. · CIK 0001591222 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,929.978 F3 · shares: Reflects shares forfeited for taxes in connection with the vesting of accrued FG stock dividends on Fidelity National Financial, Inc. restricted stock awards, which were previously unreported due to administrative oversight. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:40 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | GrantCommon Stock | 38,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059878 · doc4.xml · nonDerivative · entry 2 Young Wendy J.B. · CIK 0001591222 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,174 F3 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 1, 2023. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:40 UTC | F&G Annuities & Life, Inc. FG · Entity 4214 | GrantCommon Stock | 1,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-059878 · doc4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,183 F1 · kind: Represents restricted shares of Issuer common stock received in the spin-off of the Issuer from Fidelity National Financial, Inc. (the "Spin-off") in connection with outstanding restricted stock grants of Fidelity National Financial, Inc. These shares will be subject to the same terms and conditions applicable to such Fidelity National Financial, Inc. restricted stock grant. F1 · price: Represents restricted shares of Issuer common stock received in the spin-off of the Issuer from Fidelity National Financial, Inc. (the "Spin-off") in connection with outstanding restricted stock grants of Fidelity National Financial, Inc. These shares will be subject to the same terms and conditions applicable to such Fidelity National Financial, Inc. restricted stock grant. F2 · balance_after: Includes shares of Issuer common stock received in the Spin-off with respect to shares of Fidelity National Financial, Inc. common stock held prior to the Spin-off. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 31,113 | Not disclosed Strike: $7.16 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 7 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 31,113 shares Expires 2026-08-06 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F8 · derivative.exercise_date: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in three equal annual installments if the Issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending December 31, 2020, 15.75% for the one year period ending December 31, 2021, and 16.00% for the one year period ending December 31, 2022. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 31,112 | Not disclosed Strike: $7.16 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 6 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 31,112 shares Expires 2026-08-06 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F7 · derivative.exercise_date: Stock option to buy 31,112 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending March 15, 2020, 2021, 2022, and 2023, respectively. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 23,335 | Not disclosed Strike: $7.16 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 5 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 23,335 shares Expires 2026-08-06 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F6 · derivative.exercise_date: Stock option to buy 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 64,415 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 4 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 64,415 shares Expires 2025-05-15 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F5 · derivative.exercise_date: Stock option to buy 64,415 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 193,822 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 3 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 193,822 shares Expires 2025-05-15 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F4 · derivative.exercise_date: Stock option to buy 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 145,367 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · derivative · entry 2 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 145,367 shares Expires 2025-05-15 F3 · price: The unexercised portion of this option was converted in the Merger into an option to purchase shares of FNF Common Stock, all in accordance with the Merger Agreement. F2 · derivative.exercise_date: Stock option to buy 242,278 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 13:40 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerOrdinary Shares | 7,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-033875 · doc4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,778 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · derivative · entry 7 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,335 Underlying: Ordinary Shares · 7,778 shares Expires 2026-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option to purchase 31,113 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in four equal annual installments beginning on March 15, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,911 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · derivative · entry 6 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,367 Underlying: Ordinary Shares · 96,911 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option to purchase 242,278 shares was granted pursuant to the 2017 Omnibus Incentive Plan and vests in five equal annual installments beginning on March 15, 2019. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,455 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · derivative · entry 5 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,822 Underlying: Ordinary Shares · 48,455 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option to purchase 242,277 shares was granted pursuant to the 2017 Omnibus Incentive Plan and becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Tax withholdingOrdinary Shares | 145,984 | $10.59 | $1,545,970.56 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · nonDerivative · entry 4 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,160 Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionOrdinary Shares | 7,778 | $7.16 | $55,690.48 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · nonDerivative · entry 3 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionOrdinary Shares | 96,911 | $10.00 | $969,110.00 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · nonDerivative · entry 2 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 13:20 UTC | FGL Holdings FG · Entity 15814 | Exercise / conversionOrdinary Shares | 48,455 | $10.00 | $484,550.00 |
DisclosureSEC source: 0001209191-20-031633 · doc4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 17:15 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 31,113 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001209191-19-045165 · doc4.xml · derivative · entry 3 Young Wendy J.B. · CIK 0001591222 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,113 Underlying: Ordinary Share · 31,113 shares Expires 2026-08-06 F3 · derivative.exercise_date: Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in three equal annual installments if the Issuer's return on equity meets or exceeds specified annual hurdles of 15.50% for the one year period ending December 31, 2020, 15.75% for the one year period ending December 31, 2021, and 16.00% for the one year period ending December 31, 2022. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 17:15 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 31,112 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001209191-19-045165 · doc4.xml · derivative · entry 2 Young Wendy J.B. · CIK 0001591222 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,112 Underlying: Ordinary Share · 31,112 shares Expires 2026-08-06 F2 · derivative.exercise_date: Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in four equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding four specified price hurdles of $12.75, $14.75, $17 and $20, respectively, or (b) the end of four one year periods ending March 15, 2020, 2021, 2022, and 2023, respectively. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 17:15 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 31,113 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001209191-19-045165 · doc4.xml · derivative · entry 1 Young Wendy J.B. · CIK 0001591222 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,113 Underlying: Ordinary Share · 31,113 shares Expires 2026-08-06 F1 · derivative.exercise_date: Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in four equal annual installments beginning on March 15, 2020. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:25 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 64,415 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031080 · doc4.xml · derivative · entry 3 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,415 Underlying: Ordinary Share · 64,415 shares Expires 2025-05-15 F3 · derivative.exercise_date: Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:25 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 242,277 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031080 · doc4.xml · derivative · entry 2 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,277 Underlying: Ordinary Share · 242,277 shares Expires 2025-05-15 F2 · derivative.exercise_date: Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:25 UTC | FGL Holdings FG · Entity 15814 | GrantEmployee Stock Option (right to buy) · Derivative | 242,278 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031080 · doc4.xml · derivative · entry 1 Young Wendy J.B. · CIK 0001591222 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,278 Underlying: Ordinary Share · 242,278 shares Expires 2025-05-15 F1 · derivative.exercise_date: Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in five equal annual installments beginning on March 15, 2019. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Disposition to issuerFGLH Stock Option · Derivative | 3,117 | Not disclosed Strike: $49.45 | Not disclosed |
DisclosureSEC source: 0001585064-17-000094 · wf-form4_151216469520943.xml · derivative · entry 5 Young Wendy J.B. · CIK 0001591222 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,117 shares Expires 2020-01-29 F1 · date: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F7 · price: The FGLH Stock Option that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of FGLH shares underlying such FGLH Stock Option multiplied by (ii) the excess, if any, of $176.32 over the exercise price per share of such FGLH Stock Option, without interest and less applicable taxes. F6 · derivative.underlying: Each stock option relating to shares of Fidelity & Guaranty Life Holdings, Inc. (FGLH), a subsidiary of the Company (FGLH Stock Option) entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of FGLH common stock, over the exercise price of the option. The fair market value of a share of FGLH common stock was in part derived from the value of the Company Common Stock. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Disposition to issuerFGL Stock Option · Derivative | 3,528 | Not disclosed Strike: $24.87 | Not disclosed |
DisclosureSEC source: 0001585064-17-000094 · wf-form4_151216469520943.xml · derivative · entry 4 Young Wendy J.B. · CIK 0001591222 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,528 shares Expires 2021-12-01 F1 · date: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F4 · price: Each Company stock option (FGL Stock Option) that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of shares of Company Common Stock underlying such FGL Stock Option multiplied by (ii) the excess, if any, of $31.10 over the exercise price per share of such FGL Stock Option, without interest and less applicable taxes. F5 · derivative.exercise_date: Each FGL Stock Option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Disposition to issuerFGL Stock Option · Derivative | 5,454 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0001585064-17-000094 · wf-form4_151216469520943.xml · derivative · entry 3 Young Wendy J.B. · CIK 0001591222 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,454 shares Expires 2020-12-12 F1 · date: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F4 · price: Each Company stock option (FGL Stock Option) that was outstanding and unexercised immediately prior to the effective time of the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the total number of shares of Company Common Stock underlying such FGL Stock Option multiplied by (ii) the excess, if any, of $31.10 over the exercise price per share of such FGL Stock Option, without interest and less applicable taxes. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Disposition to issuerCommon Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585064-17-000094 · wf-form4_151216469520943.xml · nonDerivative · entry 2 Young Wendy J.B. · CIK 0001591222 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 0 F1 · date: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F2 · shares: Includes restricted stock rights (each, an RSR) that were outstanding immediately prior to the Merger. F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of common stock, par value $0.01, of the Company (Company Common Stock) was canceled and converted automatically into the right to receive $31.10 in cash, without interest. Each RSR that was outstanding immediately prior to the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the number of shares of Company Common Stock subject to such RSR multiplied by (ii) $31.10, without interest and less applicable taxes. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:45 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Disposition to issuerCommon Stock | 7,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001585064-17-000094 · wf-form4_151216469520943.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of May 24, 2017 (the Merger Agreement), as amended, by and among Fidelity & Guaranty Life (the Company), CF Corporation (CF Corp), FGL US Holdings Inc., an indirect wholly owned subsidiary of CF Corp (Parent), and FGL Merger Sub Inc., a direct wholly owned subsidiary of Parent (Merger Sub), Merger Sub merged with and into the Company, with the Company continuing as the surviving entity, which became an indirect, wholly owned subsidiary of CF Corp (the Merger). F2 · shares: Includes restricted stock rights (each, an RSR) that were outstanding immediately prior to the Merger. F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of common stock, par value $0.01, of the Company (Company Common Stock) was canceled and converted automatically into the right to receive $31.10 in cash, without interest. Each RSR that was outstanding immediately prior to the Merger (whether vested or unvested) fully vested and was canceled in exchange for an amount in cash equal to the product of (i) the number of shares of Company Common Stock subject to such RSR multiplied by (ii) $31.10, without interest and less applicable taxes. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 14:50 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Tax withholdingCommon Stock | 1,003 | $24.00 | $24,072.00 |
DisclosureSEC source: 0001209191-16-155120 · doc4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,701 F1 · kind: Represents the withholding by the Issuer of restricted stock to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock, which has been approved pursuant to the requirements of Rule 16b-3. F2 · balance_after: Includes restricted stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:56 UTC | Fidelity & Guaranty Life FGL · Entity 171487 | Tax withholdingCommon Stock | 686 | $23.35 | $16,018.10 |
DisclosureSEC source: 0001209191-16-153466 · doc4.xml · nonDerivative · entry 1 Young Wendy J.B. · CIK 0001591222 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,704 F1 · kind: Represents the withholding by the Issuer of restricted stock to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock, which has been approved pursuant to the requirements of Rule 16b-3. F2 · balance_after: Includes restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.