Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEPSICO INCPEP · Entity 2848 | Director | October 01, 2026 | October 05, 2026 |
| Sally Beauty Holdings, Inc.SBH · Entity 4676 | Director | November 05, 2019 | November 07, 2019 |
| Under Armour, Inc.UA · Entity 558 | Director | October 01, 2026 | October 03, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | Director · Chief Executive Officer | September 15, 2025 | September 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEPSICO INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PepsiCo, Inc. Common StockSEC Table I · non-derivative | Direct | 3,211.0987 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 13.7558 · Balance 1,618.7421 F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis. Row 2 · 2026-10-01 · Grant · Acquired 1,592.3566 · Balance 3,211.0987 F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.
F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.
Sally Beauty Holdings, Inc.
Report date November 05, 2019 · Filed November 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,408 |
Reported balance
After 2019-11-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-11-05 · Grant · Acquired 8,408 · Balance 8,408 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.
Under Armour, Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 213,781.95 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 6,346.58 · Balance 213,781.95 F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan. |
| Class C Common StockSEC Table I · non-derivative | IndirectSJG Irrevocable Trust | 50,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.
YUM BRANDS INC
Report date September 15, 2025 · Filed September 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,893.15 |
Ending reported balance
After 2025-09-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-09-15 · Exercise / conversion · Acquired 7,788 · Balance 110,681.15 F1: Pursuant to 10b5-1 Plan Row 2 · 2025-09-15 · Disposition to issuer · Disposed 2,588 · Balance 108,093.15 F1: Pursuant to 10b5-1 Plan Row 3 · 2025-09-15 · Sale · Disposed 5,200 · Balance 102,893.15 F1: Pursuant to 10b5-1 Plan Row 4 · 2025-09-15 · Exercise / conversion · Acquired 3,184 · Balance 106,077.15 F1: Pursuant to 10b5-1 Plan Row 5 · 2025-09-15 · Disposition to issuer · Disposed 1,208 · Balance 104,869.15 F1: Pursuant to 10b5-1 Plan Row 6 · 2025-09-15 · Sale · Disposed 1,976 · Balance 102,893.15 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $49.66 · Expires 2026-02-05 | Direct | 23,362 |
Reported balance
After 2025-09-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-09-15 · Exercise / conversion · Disposed 7,788 · Balance 23,362 F1: Pursuant to 10b5-1 Plan F2: Vesting occurs 25% per year beginning one year from grant date. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.67 · Expires 2026-05-20 | Direct | 15,918 |
Reported balance
After 2025-09-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-09-15 · Exercise / conversion · Disposed 3,184 · Balance 15,918 F2: Vesting occurs 25% per year beginning one year from grant date. F1: Pursuant to 10b5-1 Plan |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust - DWG | 72,499 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 72,499 |
| Common StockSEC Table I · non-derivative | IndirectTrust SJG | 48,394 |
Reported balance
Holding disclosure · report date 2025-09-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 48,394 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
F2: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · derivative · entry 11 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,968.8388 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · derivative · entry 10 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,325.8388 Underlying: Common Stock · 388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · derivative · entry 9 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,713.8388 Underlying: Common Stock · 372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 10 | $99.81 | $998.10 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 8 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,516 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 26 | $99.81 | $2,595.06 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 7 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 29 | $99.81 | $2,894.49 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 6 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 77 | $99.81 | $7,685.37 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 415 | $100.18 | $41,574.70 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 357 | $100.18 | $35,764.26 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 388 | $100.18 | $38,869.84 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:25 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 372 | $100.18 | $37,266.96 |
DisclosureSEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 14:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-012509 · form4.xml · derivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 2,000 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 14:00 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,531 | $99.54 | $152,395.74 |
DisclosureSEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,345 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 14:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 469 | $100.24 | $47,012.56 |
DisclosureSEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,876 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 14:00 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 2,000 | $23.48 | $46,960.00 |
DisclosureSEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 08, 2019 Filed Feb 10, 2020 22:28 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 232.94 | $96.67 Strike: $93.26 | $22,518.31 |
DisclosureSEC source: 0001127602-20-004699 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,846.94 Underlying: Common Stock · 232.94 shares Expires not disclosed F1 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:40 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 53,614 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005344 · form4.xml · derivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,614 Underlying: Common Stock · 53,614 shares Expires not disclosed F2 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:40 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 111,978 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005344 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,978 Underlying: Common Stock · 111,978 shares Expires 2029-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 11,128 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-004866 · form4.xml · derivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 11,128 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:55 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 11,080 | $94.06 | $1,042,184.80 |
DisclosureSEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,345 Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:55 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 8,356 | $94.06 | $785,965.36 |
DisclosureSEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,425 Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,773 | $94.24 | $261,327.52 |
DisclosureSEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,781 Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 11,128 | $23.48 | $261,285.44 |
DisclosureSEC source: 0001127602-19-004866 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 4,798 | $92.91 | $445,782.18 |
DisclosureSEC source: 0001127602-19-002799 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,426 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:52 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 15,878 | $92.91 | $1,475,224.98 |
DisclosureSEC source: 0001127602-19-002799 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,224 Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 8,343 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-19-002066 · form4.xml · derivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,343 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:19 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 6,410 | $89.93 | $576,451.30 |
DisclosureSEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,346 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,933 | $90.00 | $173,970.00 |
DisclosureSEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,756 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 8,343 | $20.85 | $173,951.55 |
DisclosureSEC source: 0001127602-19-002066 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · derivative · entry 6 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944.1988 Underlying: Common Stock · 26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · derivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811.8321 Underlying: Common Stock · 77 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 6 | $91.92 | $551.52 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,346 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 26 | $91.92 | $2,389.92 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 17 | $91.92 | $1,562.64 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,326 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:22 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 77 | $91.92 | $7,077.84 |
DisclosureSEC source: 0001127602-19-000483 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:27 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 8,343 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-18-036527 · form4.xml · derivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,343 Underlying: Common Stock · 8,343 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:27 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 6,446 | $91.22 | $588,004.12 |
DisclosureSEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,266 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:27 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,897 | $91.70 | $173,954.90 |
DisclosureSEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,712 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:27 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 8,343 | $20.85 | $173,951.55 |
DisclosureSEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 8,342 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · derivative · entry 7 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 Underlying: Common Stock · 8,342 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Pursuant to 10b5-1 Plan F5 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 6,391 | $88.22 | $563,814.02 |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 6 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,266 F4 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,951 | $89.18 | $173,990.18 |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 5 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,657 F4 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 8,342 | $20.85 | $173,930.70 |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,266 F3 · price: Gift of Shares Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,323 F2 · price: Gift of Shares Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 20:10 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 1 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,380 F1 · price: Gift of shares Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:37 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 7,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032130 · form4.xml · derivative · entry 1 Gibbs David W · CIK 0001628590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 Underlying: Common Stock · 7,717 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2024, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer. F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person on the earlier of i) January 1, 2024, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 8,342 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-18-030326 · form4.xml · derivative · entry 4 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,028 Underlying: Common Stock · 8,342 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:44 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 6,366 | $87.87 | $559,380.42 |
DisclosureSEC source: 0001127602-18-030326 · form4.xml · nonDerivative · entry 3 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,422 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 20:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,976 | $88.05 | $173,986.80 |
DisclosureSEC source: 0001127602-18-030326 · form4.xml · nonDerivative · entry 2 Gibbs David W · CIK 0001628590 · President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,788 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.