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person · Reporting owner

Gibbs David W

Disclosed activity across 4 companies

Tapewire entity
629
SEC CIK
0001628590

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PEPSICO INCPEP · Entity 2848DirectorOctober 01, 2026October 05, 2026
Sally Beauty Holdings, Inc.SBH · Entity 4676DirectorNovember 05, 2019November 07, 2019
Under Armour, Inc.UA · Entity 558DirectorOctober 01, 2026October 03, 2026
YUM BRANDS INCYUM · Entity 3067Director · Chief Executive OfficerSeptember 15, 2025September 15, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PEPSICO INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
PepsiCo, Inc. Common StockSEC Table I · non-derivativeDirect3,211.0987 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 13.7558 · Balance 1,618.7421

F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Row 2 · 2026-10-01 · Grant · Acquired 1,592.3566 · Balance 3,211.0987

F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Sally Beauty Holdings, Inc.

Report date November 05, 2019 · Filed November 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,408 Reported balance After 2019-11-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-11-05 · Grant · Acquired 8,408 · Balance 8,408

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The restricted stock units vest and shares will be delivered to the reporting person on November 15, 2020.

Under Armour, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common StockSEC Table I · non-derivativeDirect213,781.95 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 6,346.58 · Balance 213,781.95

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.

Class C Common StockSEC Table I · non-derivativeIndirectSJG Irrevocable Trust50,000 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Director fees deferred as deferred stock units pursuant to the Under Armour, Inc. Fiscal Year 2025 Non-Employee Director Compensation Plan.

YUM BRANDS INC

Report date September 15, 2025 · Filed September 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect102,893.15 Ending reported balance After 2025-09-15 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-09-15 · Exercise / conversion · Acquired 7,788 · Balance 110,681.15

F1: Pursuant to 10b5-1 Plan

Row 2 · 2025-09-15 · Disposition to issuer · Disposed 2,588 · Balance 108,093.15

F1: Pursuant to 10b5-1 Plan

Row 3 · 2025-09-15 · Sale · Disposed 5,200 · Balance 102,893.15

F1: Pursuant to 10b5-1 Plan

Row 4 · 2025-09-15 · Exercise / conversion · Acquired 3,184 · Balance 106,077.15

F1: Pursuant to 10b5-1 Plan

Row 5 · 2025-09-15 · Disposition to issuer · Disposed 1,208 · Balance 104,869.15

F1: Pursuant to 10b5-1 Plan

Row 6 · 2025-09-15 · Sale · Disposed 1,976 · Balance 102,893.15

F1: Pursuant to 10b5-1 Plan

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $49.66 · Expires 2026-02-05Direct23,362 Reported balance After 2025-09-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-09-15 · Exercise / conversion · Disposed 7,788 · Balance 23,362

F1: Pursuant to 10b5-1 Plan

F2: Vesting occurs 25% per year beginning one year from grant date.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.67 · Expires 2026-05-20Direct15,918 Reported balance After 2025-09-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-09-15 · Exercise / conversion · Disposed 3,184 · Balance 15,918

F2: Vesting occurs 25% per year beginning one year from grant date.

F1: Pursuant to 10b5-1 Plan

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance Holding disclosure · report date 2025-09-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust - DWG72,499 Reported balance Holding disclosure · report date 2025-09-15 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 72,499

Common StockSEC Table I · non-derivativeIndirectTrust SJG48,394 Reported balance Holding disclosure · report date 2025-09-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 48,394

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to 10b5-1 Plan

F2: Vesting occurs 25% per year beginning one year from grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · derivative · entry 8

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,639.8388

Underlying: Common Stock · 457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 10 $113.43 $1,134.30
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,279

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 26 $113.43 $2,949.18
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 29 $113.43 $3,289.47
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,263

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 77 $113.43 $8,734.11
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 170 $113.43 $19,283.10
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,215

Read SEC document
October 01, 2019 Filed Oct 1, 2019 20:47 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 457 $113.43 $51,837.51
Disclosure

SEC source: 0001127602-19-029411 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,578 $110.48 $174,337.44
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,928

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 422 $111.36 $46,993.92
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,506

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 06, 2019 Filed Feb 10, 2020 22:28 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 190.44 $119.21 Strike: $93.26 $22,702.35
Disclosure

SEC source: 0001127602-20-004699 · form4.xml · derivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,244.73

Underlying: Common Stock · 190.44 shares

Expires not disclosed

F1 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
August 29, 2019 Filed Sep 12, 2019 21:24 UTC YUM BRANDS INC YUM · Entity 3067 GiftCommon Stock 939 $117.07 $109,928.73
Disclosure

SEC source: 0001127602-19-028261 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,928

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,593 $115.67 $184,262.31
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 407 $115.55 $47,028.85
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,460

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,577 $111.29 $175,504.33
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 423 $111.05 $46,974.15
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,444

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 9

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892.1988

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 8

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,096.8388

Underlying: Common Stock · 457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 10 $110.67 $1,106.70
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 26 $110.67 $2,877.42
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 29 $110.67 $3,209.43
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,851

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 77 $110.67 $8,521.59
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 170 $110.67 $18,813.90
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,803

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 457 $110.67 $50,576.19
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:14 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:14 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,572 $109.93 $172,809.96
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:14 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 428 $109.79 $46,990.12
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,088

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:14 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
June 07, 2019 Filed Feb 10, 2020 22:28 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 207.35 $109.07 Strike: $93.26 $22,615.66
Disclosure

SEC source: 0001127602-20-004699 · form4.xml · derivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,054.29

Underlying: Common Stock · 207.35 shares

Expires not disclosed

F1 · derivative.expiration_date: This grant does not have an expiration date.

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May 15, 2019 Filed May 16, 2019 18:55 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-018684 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

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May 15, 2019 Filed May 16, 2019 18:55 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,531 $100.25 $153,482.75
Disclosure

SEC source: 0001127602-19-018684 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F1 · shares: Pursuant to 10b5-1 Plan

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May 15, 2019 Filed May 16, 2019 18:55 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 469 $100.26 $47,021.94
Disclosure

SEC source: 0001127602-19-018684 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,047

F1 · shares: Pursuant to 10b5-1 Plan

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May 15, 2019 Filed May 16, 2019 18:55 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-018684 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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April 15, 2019 Filed Apr 16, 2019 14:57 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-015477 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

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April 15, 2019 Filed Apr 16, 2019 14:57 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,537 $101.49 $155,990.13
Disclosure

SEC source: 0001127602-19-015477 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F1 · shares: Pursuant to 10b5-1 Plan

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April 15, 2019 Filed Apr 16, 2019 14:57 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 463 $101.51 $46,999.13
Disclosure

SEC source: 0001127602-19-015477 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,053

F1 · shares: Pursuant to 10b5-1 Plan

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April 15, 2019 Filed Apr 16, 2019 14:57 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-015477 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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April 01, 2019 Filed Apr 2, 2019 21:09 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 914 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014229 · form4.xml · derivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,381.9284

Underlying: Common Stock · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

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April 01, 2019 Filed Apr 2, 2019 21:09 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 339 $99.81 $33,835.59
Disclosure

SEC source: 0001127602-19-014229 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,920

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April 01, 2019 Filed Apr 2, 2019 21:09 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 914 $99.81 $91,226.34
Disclosure

SEC source: 0001127602-19-014229 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2019 Filed Apr 3, 2019 18:25 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · derivative · entry 14

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918.1988

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

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April 01, 2019 Filed Apr 3, 2019 18:25 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · derivative · entry 13

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

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April 01, 2019 Filed Apr 3, 2019 18:25 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionPhantom Stock · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · derivative · entry 12

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,553.8388

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.