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Caldwell Steven Douglas JR

Disclosed activity across 1 company

Tapewire entity
62739
SEC CIK
0001986838

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Corebridge Financial, Inc.CRBG · Entity 3379Chief Risk OfficerMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Corebridge Financial, Inc.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,219 Reported balance After 2026-03-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-02 · Tax withholding · Disposed 11,159 · Balance 41,219

F1: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).

F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.

F3: Includes 16,796 unvested RSUs previously reported in Table I.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).

F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.

F3: Includes 16,796 unvested RSUs previously reported in Table I.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 4, 2026 21:41 UTC Corebridge Financial, Inc. CRBG · Entity 3379 Tax withholdingCommon Stock 11,159 $25.84 $288,348.56
Disclosure

SEC source: 0001889539-26-000072 · wk-form4_1772660482.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,219

F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).

F2 · price: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.

F3 · balance_after: Includes 16,796 unvested RSUs previously reported in Table I.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 21:19 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantEmployee Stock Option (Right to Buy) · Derivative 27,633 $0.00 Strike: $30.07 $0.00
Disclosure

SEC source: 0001889539-26-000044 · wk-form4_1771881568.xml · derivative · entry 2

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,633

Underlying: Common Stock · 27,633 shares

Expires 2036-02-19

F3 · derivative.exercise_date: Reflects employee stock option under the 2022 Incentive Plan exempt under Rule 16b-3. The employee stock option vests in three equal annual installments beginning on February 19, 2027, in each case, contingent upon the Reporting Person's continued employment by the Issuer at the conclusion of the vesting period.

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February 19, 2026 Filed Feb 23, 2026 21:19 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantCommon Stock 6,874 $0.00 $0.00
Disclosure

SEC source: 0001889539-26-000044 · wk-form4_1771881568.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,378

F1 · shares: On February 19, 2026, the Reporting Person received 6,874 Restricted Stock Units (RSUs) under the Corebridge Financial, Inc. (Corebridge) 2022 Omnibus Incentive Plan (2022 Incentive Plan) exempt under Rule 16b-3 that vest in equal installments on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of common stock of Corebridge upon vesting, contingent upon the Reporting Person's continued employment by the Issuer at the conclusion of the vesting period.

F2 · balance_after: Includes 39,752 RSUs.

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March 03, 2025 Filed Mar 5, 2025 21:17 UTC Corebridge Financial, Inc. CRBG · Entity 3379 Tax withholdingCommon Stock 11,724 $34.68 $406,588.32
Disclosure

SEC source: 0001628280-25-010460 · wk-form4_1741209456.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,115

F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units ("RSUs").

F2 · price: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 28, 2025.

F3 · balance_after: Reflects an additional 676 shares that were inadvertently omitted from the reporting person's February 22, 2024 Form 4, amended on February 28, 2025.

F4 · balance_after: Includes RSUs.

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February 19, 2025 Filed Feb 21, 2025 22:03 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantEmployee Stock Option (Right to Buy) · Derivative 18,983 $0.00 Strike: $33.55 $0.00
Disclosure

SEC source: 0001140361-25-005466 · form4.xml · derivative · entry 2

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,779

Underlying: Common Stock · 18,983 shares

Expires 2035-02-19

F3 · derivative.exercise_date: Reflects employee stock option under the 2022 Incentive Plan exempt under Rule 16b-3. The employee stock option vests in three equal annual installments beginning on February 19, 2026, in each case, contingent upon the Reporting Person's continued employment at the conclusion of the vesting period.

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February 19, 2025 Filed Feb 21, 2025 22:03 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantCommon Stock 4,925 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-005466 · form4.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,163

F1 · shares: On February 19, 2025, the Reporting Person received 4,925 Restricted Stock Units ("RSUs") under the Corebridge Financial, Inc. ("Corebridge") 2022 Omnibus Incentive Plan ("2022 Incentive Plan") exempt under Rule 16b-3 that vest in equal installments on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of common stock of Corebridge upon vesting, contingent upon the Reporting Person's continued employment at the conclusion of the vesting period.

F2 · balance_after: Includes RSUs.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 23:29 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantOptions (Rights to Buy) · Derivative 34,796 $0.00 Strike: $25.34 $0.00
Disclosure

SEC source: 0001209191-24-003848 · doc4.xml · derivative · entry 2

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,796

Underlying: Common Stock · 34,796 shares

Expires 2034-02-20

F3 · derivative.exercise_date: Reflects employee stock options under CRBG's 2022 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest ratably over three years from the grant date.

F3 · derivative.expiration_date: Reflects employee stock options under CRBG's 2022 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest ratably over three years from the grant date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 23:29 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantCommon Stock 19,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003848 · doc4.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,238

F1 · shares: Reflects restricted stock units issued under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of CRBG upon vesting. The restricted stock units will vest ratably over three years from the grant date.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 20, 2024 Filed Feb 28, 2025 21:06 UTC Amendment Corebridge Financial, Inc. CRBG · Entity 3379 GrantCommon Stock 19,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009014 · wk-form4a_1740776800.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,914

F1 · shares: Reflects restricted stock units issued under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of CRBG upon vesting. The restricted stock units will vest ratably over three years from the grant date.

F2 · shares: The original Form 4 filed on February 22, 2024 on behalf of the reporting person inadvertently understated the number of RSUs reported in Column 4 of Table I due to a administrative error. This amendment is being filed to correct the number of RSUs granted to the reporting person as of the original transaction date from 19,238 RSUs to 19,914 RSUs.

F3 · balance_after: Includes restricted stock units. Reflects an additional 676 shares that were inadvertently omitted from the reporting person's original Form 4 and in subsequent reports.

Read SEC document
September 21, 2023 Filed May 13, 2025 00:04 UTC Corebridge Financial, Inc. CRBG · Entity 3379 GrantCommon Stock 32,389 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-024856 · wk-form4_1747094678.xml · nonDerivative · entry 1

Caldwell Steven Douglas JR · CIK 0001986838 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,389

F1 · shares: On September 21, 2023, the Reporting Person received 32,389 Restricted Stock Units ("RSUs") under the Corebridge Financial, Inc. ("Corebridge") 2022 Omnibus Incentive Plan ("2022 Incentive Plan") exempt under Rule 16b-3 that vest in installments on the March 1, 2025 and March 1, 2026. Each RSU represents a contingent right to receive one share of common stock of Corebridge upon vesting, contingent upon the Reporting Person's continued employment at the conclusion of the vesting period.

F2 · balance_after: Includes 32,389 RSUs.

F3 · balance_after: As of May 12, 2025, the Reporting Person owned 12,626 shares of Common Stock and 32,878 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.