Patel Mital

SEC source: 0001683168-26-001530 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,175

SEC source: 0001683168-25-008907 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,508

SEC source: 0001683168-25-008574 · ownership.xml · nonDerivative · entry 3

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,138

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.68.

SEC source: 0001683168-25-008574 · ownership.xml · nonDerivative · entry 2

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,218

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $80.00.

SEC source: 0001683168-25-008574 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,138

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.20.

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 12

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,934

Underlying: Common Stock · 3,467 shares

Expires 2030-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Issued in connection with retention of employment. 10,401 shares of RadNet common stock were granted on January 10, 2020. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 10, 2020 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 11

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,724

Underlying: Common Stock · 3,430 shares

Expires 2030-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Issued in connection with retention of employment. 17,154 shares of RadNet common stock were granted on January 7, 2019. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 7, 2019 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 10

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,976

Underlying: Common Stock · 13,681 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Issued in connection with retention of employment. 18,657 shares of RadNet common stock were granted on January 2, 2018. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 2, 2018 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 9

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,762 shares

Expires 2027-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Issued in connection with retention of employment. 29,762 shares of RadNet common stock were granted on January 6, 2017. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 9, 2017 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 6

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Issued in connection with retention of employment. 10,401 shares of RadNet common stock were granted on January 10, 2020. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 10, 2020 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 5

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Issued in connection with retention of employment. 17,154 shares of RadNet common stock were granted on January 7, 2019. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 7, 2019 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 4

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Issued in connection with retention of employment. 18,657 shares of RadNet common stock were granted on January 2, 2018. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 2, 2018 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 3

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Issued in connection with retention of employment. 29,762 shares of RadNet common stock were granted on January 6, 2017. Vests 1/3 on issuance and 1/3 on each anniversary thereafter. This transaction shows the exercise of derivative securities, which was previously reported on the reporting person's Form 4 filed January 9, 2017 and is re-reporting in Table I for the avoidance of doubt.

SEC source: 0001683168-25-000255 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,697

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 8

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · derivative.exercise_date: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · derivative.expiration_date: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 2

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · price: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

SEC source: 0001683168-24-006462 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,746

F1 · price: Shares were transferred in a charitable donation.

SEC source: 0001683168-24-004366 · ownership.xml · nonDerivative · entry 2

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,146

SEC source: 0001683168-24-004366 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,946

SEC source: 0001683168-24-004211 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,146

SEC source: 0001683168-24-001296 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,891

Underlying: Common Stock · 29,891 shares

Expires 2033-01-02

F2 · shares: On January 3, 2023, the reporting person was granted a stock option to purchase up to 29,891 shares of Issuer common stock, subject to performance and time-based vesting. As a result of the Issuer's performance for fiscal year 2023, 100% of the shares subject to the option vested as to the performance-based vesting requirements and, subject to the reporting person's continued service, such performance vested option shares will vest as to the time-based vesting requirements in three equal annual installments on March 10, 2025, March 10, 2026, and March 10, 2027, respectively.

F2 · derivative.exercise_date: On January 3, 2023, the reporting person was granted a stock option to purchase up to 29,891 shares of Issuer common stock, subject to performance and time-based vesting. As a result of the Issuer's performance for fiscal year 2023, 100% of the shares subject to the option vested as to the performance-based vesting requirements and, subject to the reporting person's continued service, such performance vested option shares will vest as to the time-based vesting requirements in three equal annual installments on March 10, 2025, March 10, 2026, and March 10, 2027, respectively.

SEC source: 0001683168-24-001296 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,646

F1 · shares: On January 3, 2023, the reporting person was granted a target number of 7,711 restricted stock units ("RSUs") subject to performance and time-based vesting. On March 1, 2024 the Compensation Committee determined that based on the Issuer's fiscal year 2023 performance, 200% of the target number of RSUs vested on performance-based vesting requirements. The RSU's will vest in two equal annual installments on March 10, 2025 and March 10, 2026, respectively, subject to continued service. Each RSU represents the contingent right to receive one share of RDNT common stock.

SEC source: 0001683168-24-000201 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,224

SEC source: 0001683168-25-002318 · ownership.xml · derivative · entry 7

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · derivative.exercise_date: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · derivative.expiration_date: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

SEC source: 0001683168-25-002318 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

F1 · price: On January 4, 2022, the reporting person was granted a target number of restricted stock unit ("RSU") subject to performance and time vesting. Each RSU represents a contingent right, upon vesting of the RSU, to receive one share of RadNet common stock and/or the cash equivalent of such share. 2,441 RSUs vested as to the performance vesting, and such RSUs vest in two equal annual installments on January 4, 2024 and January 4, 2025. Transaction reflects the settlement of 1,221 and 1,220 vested RSUs into shares of common stock.

SEC source: 0001683168-23-005460 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,170

SEC source: 0001683168-23-001256 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Common Stock · 5,319 shares

Expires 2032-01-03

F3 · derivative.exercise_date: On January 4, 2022, the reporting person was granted a stock option to purchase 21,275 shares of Issuer common stock. The option vests upon (i) the achievement of certain performance criteria by the Issuer for fiscal year 2022, and (ii) satisfaction of time-based vesting conditions requiring the reporting person's continued service. As a result of the Issuer's performance for fiscal year 2022, 25% of the shares subject to the option vested as to the performance-based vesting requirements and, subject to the reporting person's continued service, such performance vested option shares will vest as to the time-based vesting requirements in three equal annual installments on January 4, 2024, January 4, 2025, and January 4, 2026, respectively. The performance vesting conditions for the RSUs and the stock option were the same.

SEC source: 0001683168-23-001256 · ownership.xml · derivative · entry 1

Patel Mital · CIK 0001690084 · EVP of Fin Planning, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,441

Underlying: Common Stock · 2,441 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right, upon vesting of the RSU, to receive one share of RDNT common stock and/or the cash equivalent of such share.

F2 · derivative.exercise_date: On January 4, 2022, the reporting person was granted a target number of 4,882 RSUs that vest upon (i) the achievement of certain performance criteria by the Issuer for fiscal year 2022, and (ii) satisfaction of time-based vesting conditions requiring the reporting person's continued service. As a result of the Issuer's performance for fiscal year 2022, 50% of the target number of RSUs vested as to the performance-based vesting requirements and, subject to the reporting person's continued service, such performance vested RSUs will vest as to the time-based vesting requirements in two equal annual installments on January 4, 2024 and January 4, 2025, respectively. The performance vesting conditions for the RSUs and the stock option were the same.

F2 · derivative.expiration_date: On January 4, 2022, the reporting person was granted a target number of 4,882 RSUs that vest upon (i) the achievement of certain performance criteria by the Issuer for fiscal year 2022, and (ii) satisfaction of time-based vesting conditions requiring the reporting person's continued service. As a result of the Issuer's performance for fiscal year 2022, 50% of the target number of RSUs vested as to the performance-based vesting requirements and, subject to the reporting person's continued service, such performance vested RSUs will vest as to the time-based vesting requirements in two equal annual installments on January 4, 2024 and January 4, 2025, respectively. The performance vesting conditions for the RSUs and the stock option were the same.

SEC source: 0001683168-23-000067 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,891

Underlying: Common Stock · 29,891 shares

Expires 2033-01-02

F1 · derivative.exercise_date: Subject to the reporting person's continued service, the option will vest as to one-third of the shares on March 10, 2023, one-third of the shares on March 10, 2024, and one-third of the shares on March 10, 2025, or the first business day thereafter if such date falls on a weekend or holiday, respectively.

SEC source: 0001683168-23-000067 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,550

SEC source: 0001683168-22-000158 · ownership.xml · derivative · entry 3

Patel Mital · CIK 0001690084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,635

Underlying: Common Stock · 10,635 shares

Expires 2032-01-03

SEC source: 0001683168-22-000158 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140

Underlying: Common Stock · 29,140 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The option vested as to one-third of the shares on January 4, 2022 and will vest with respect to the remaining two-thirds of the shares, subject to the reporting person's continued service, in three equal annual installments on January 3, 2023, January 3, 2024, and January 3, 2025.

SEC source: 0001683168-22-000158 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,127

SEC source: 0001683168-21-004491 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,871

SEC source: 0001683168-21-000049 · ownership.xml · nonDerivative · entry 2

Patel Mital · CIK 0001690084 · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,575

SEC source: 0001683168-21-000049 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · CHIEF ADMINISTRATIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,575

SEC source: 0001683168-20-000091 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,974

Underlying: Common Stock · 10,401 shares

Expires 2030-01-06

F2 · derivative.exercise_date: Issued in connection with retention of employment. Vests in three equal annual installments with such vesting occurring on January 6, 2021, January 6, 2022, and January 6, 2023, respectively. The vesting of the stock option may also be accelerated under certain circumstances.

SEC source: 0001683168-20-000091 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,414

F1 · price: Issued in connection with retention of employment. Vests in three equal annual installments with such vesting occurring on January 6, 2020, January 6, 2021, and January 6, 2022, respectively. The vesting of the common stock may also be accelerated under certain circumstances.

SEC source: 0001683168-19-000078 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,573

Underlying: Common Stock · 17,154 shares

Expires 2030-01-07

F2 · price: Issued in connection with retention of employment. Vests 1/3 on first anniversary and 1/3 on each anniversary thereafter.

SEC source: 0001683168-19-000078 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,013

F1 · price: Issued in connection with retention of employment. Vests 1/3 on issuance and 1/3 on each anniversary thereafter.

SEC source: 0001683168-19-000076 · ownership.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,573

Underlying: Common Stock · 17,154 shares

Expires 2030-01-07

F2 · price: Issued in connection with retention of employment. Vests 1/3 on first anniversary and 1/3 on each anniversary thereafter.

SEC source: 0001683168-19-000076 · ownership.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,958

F1 · price: Issued in connection with retention of employment. Vests 1/3 on issuance and 1/3 on each anniversary thereafter.

SEC source: 0001683168-18-000024 · patel_f4.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,419

Underlying: Common Stock · 18,657 shares

Expires 2028-01-02

F2 · price: Issued in connection with retention of employment. Vests 1/3 on first anniversary and 1/3 on each anniversary thereafter.

SEC source: 0001683168-18-000024 · patel_f4.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Exe VP, Fin Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,804

F1 · price: Issued in connection with retention of employment. Vests 1/3 on issuance and 1/3 on each anniversary thereafter.

SEC source: 0001683168-17-000042 · patel_f4.xml · derivative · entry 2

Patel Mital · CIK 0001690084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,762

Underlying: Common Stock · 29,762 shares

Expires 2027-01-06

F2 · price: Issued in connection with retention of employment. Vests 1/3 on first anniversary and 1/3 on each anniversary thereafter.

SEC source: 0001683168-17-000042 · patel_f4.xml · nonDerivative · entry 1

Patel Mital · CIK 0001690084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,147

F1 · price: Issued in connection with retention of employment. Vests 1/3 on issuance and 1/3 on each anniversary thereafter.