Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Chief Financial Officer | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 216,756 |
Reported balance
After 2026-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-03 · Tax withholding · Disposed 4,827 · Balance 216,756 F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 238,365 |
Reported balance
After 2026-03-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-03 · Grant · Acquired 21,609 · Balance 238,365 F2: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 220,557 |
Reported balance
After 2026-03-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-03 · Tax withholding · Disposed 17,808 · Balance 220,557 F3: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 222,583 |
Reported balance
After 2026-03-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-03 · Grant · Acquired 2,026 · Balance 222,583 F4: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
| Common StockSEC Table I · non-derivative | Direct | 246,886 |
Reported balance
After 2026-03-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-03-03 · Grant · Acquired 24,303 · Balance 246,886 F5: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
| Common StockSEC Table I · non-derivative | Direct | 245,046 |
Reported balance
After 2026-03-04 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-03-04 · Tax withholding · Disposed 1,840 · Balance 245,046 F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6: Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
F2: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026.
F3: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.
F4: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined.
F5: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027.
F6: Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 17:27 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 3,884 | $17.65 | $68,552.60 |
DisclosureSEC source: 0001209191-18-017380 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,647 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:49 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,300 | Not disclosed Strike: $22.35 | Not disclosed |
DisclosureSEC source: 0001209191-17-018515 · doc4.xml · derivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2027-03-01 F6 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2018. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:49 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 13,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018515 · doc4.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,543 F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2018. F4 · balance_after: Includes 1,842 shares held directly, 43,514 shares of RSAs subject to performance vesting and 33,187 RSUs. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:49 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 20,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018515 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,143 F2 · price: Company granted restricted stock awards ("RSAs") issued pursuant to a Rule 16b-3 plan. RSAs are subject to a three year free cash flow performance target with respect to 70% of the award and a three year net sales performance target with respect to 30% of the award, and if such performance targets are met, the RSAs will vest in full upon certification of performance. Stock granted pursuant to the RSAs could range from 50% if the threshold target is met to 150% if performance meets specified levels. The amount reported above reflects 150% and will be cut back based upon performance levels accordingly. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:49 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 370 | $22.35 | $8,269.50 |
DisclosureSEC source: 0001209191-17-018515 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,043 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 18:16 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 1,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-154240 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,386 F1 · shares: Reflects the number of shares of Donnelley Financial Solutions, Inc. ("DFS") common stock underlying time-based restricted stock units ("RSUs") resulting from an equitable adjustment of performance share units on December 8, 2016, pursuant to the Separation and Distribution Agreement by and among R. R. Donnelley & Sons Company ("RRD"), LSC Communications, Inc. and DFS, following the measurement and certification of RRD performance through September 30, 2016 by the RRD Human Resources Committee. All of the RSUs will vest in full on March 2, 2018, subject to continued employment with DFS. The performance share units and resulting RSUs are company granted units issued pursuant to Rule 16b-3 Plans. F1 · price: Reflects the number of shares of Donnelley Financial Solutions, Inc. ("DFS") common stock underlying time-based restricted stock units ("RSUs") resulting from an equitable adjustment of performance share units on December 8, 2016, pursuant to the Separation and Distribution Agreement by and among R. R. Donnelley & Sons Company ("RRD"), LSC Communications, Inc. and DFS, following the measurement and certification of RRD performance through September 30, 2016 by the RRD Human Resources Committee. All of the RSUs will vest in full on March 2, 2018, subject to continued employment with DFS. The performance share units and resulting RSUs are company granted units issued pursuant to Rule 16b-3 Plans. F2 · balance_after: Amount reflects 1,025 shares of DFS common stock held directly, 23,414 shares of restricted stock and 20,974 restricted stock units which are reflected as beneficially owned and reported as shares of DFS common stock. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:52 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030932 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025 F1 · shares: David A. Gardella has been awarded restricted stock with a value of $530,000 by Donnelley Financial Solutions, Inc. ("DFS"). The number of shares of common stock owned does not reflect the award of such restricted stock because the number of restricted shares awarded will be based on a ten trading day value weighted average price of DFS common stock following the date of grant. F1 · balance_after: David A. Gardella has been awarded restricted stock with a value of $530,000 by Donnelley Financial Solutions, Inc. ("DFS"). The number of shares of common stock owned does not reflect the award of such restricted stock because the number of restricted shares awarded will be based on a ten trading day value weighted average price of DFS common stock following the date of grant. Read SEC document |
| October 01, 2016 Filed Oct 18, 2016 19:41 UTC Amendment | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 23,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031902 · doc4a.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,190 F1 · shares: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, David A. Gardella was awarded restricted stock with a value of $530,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 23,414 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Mr. Gardella's beneficial ownership of securities also reflects 1,025 shares of common stock owned prior to the grant of restricted stock as well as 19,751 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.) F1 · balance_after: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, David A. Gardella was awarded restricted stock with a value of $530,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 23,414 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Mr. Gardella's beneficial ownership of securities also reflects 1,025 shares of common stock owned prior to the grant of restricted stock as well as 19,751 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the distribution by R. R. Donnelley & Sons Company of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.) Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.