Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Chief Financial Officer | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 216,756 |
Reported balance
After 2026-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-03 · Tax withholding · Disposed 4,827 · Balance 216,756 F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 238,365 |
Reported balance
After 2026-03-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-03 · Grant · Acquired 21,609 · Balance 238,365 F2: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 220,557 |
Reported balance
After 2026-03-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-03 · Tax withholding · Disposed 17,808 · Balance 220,557 F3: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
| Common StockSEC Table I · non-derivative | Direct | 222,583 |
Reported balance
After 2026-03-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-03 · Grant · Acquired 2,026 · Balance 222,583 F4: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
| Common StockSEC Table I · non-derivative | Direct | 246,886 |
Reported balance
After 2026-03-03 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-03-03 · Grant · Acquired 24,303 · Balance 246,886 F5: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
| Common StockSEC Table I · non-derivative | Direct | 245,046 |
Reported balance
After 2026-03-04 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-03-04 · Tax withholding · Disposed 1,840 · Balance 245,046 F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6: Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
F2: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026.
F3: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3.
F4: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined.
F5: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027.
F6: Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 1,840 | $52.97 | $97,464.80 |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 6 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,046 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6 · balance_after: Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 24,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 5 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,886 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 2,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,583 F4 · price: Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 17,808 | $51.77 | $921,920.16 |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,557 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 21,609 | $51.77 | $1,118,697.93 |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,365 F2 · kind: Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:00 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,827 | $51.77 | $249,893.79 |
DisclosureSEC source: 0001685399-26-000002 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,756 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 1,840 | $46.10 | $84,824.00 |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 6 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,583 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6 · balance_after: Includes 171,367 shares held directly, 29,948 restricted stock unit, and 20,268 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 16,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 5 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,423 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2026. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 9,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,983 F4 · price: Represents earned portions of the Company granted PSUs issued in 2023 and 2024 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2023 PSUs, 25% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 7,469 earned stock units. For the 2024 PSUs, 10% is subject to performance goals related to 2024 performance, which was determined by the Compensation Committee to be achieved on March 3, 2025 and resulted in 1,679 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2026. Earned stock units for the 2023 and 2024 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2025 and 2026 respectively, and final performance and payout is determined. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 16,381 | $47.54 | $778,752.74 |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,835 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 21,363 | $47.54 | $1,015,597.02 |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,216 F2 · kind: Represents earned portions of Company granted PSUs issued in 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2025, the Compensation Committee determined the achievement of the performance goals for 2024 and 2022-2024, resulting in 11,403 and 9,960 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2022 and 2023, resulting in 10,330 and 5,284 earned stock units. The total earned stock units of 36,977 were delivered on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,553 | $47.54 | $216,449.62 |
DisclosureSEC source: 0000950170-25-033898 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,853 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 16:14 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 3,000 | $62.68 | $188,045.10 |
DisclosureSEC source: 0000950170-24-138457 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,406 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $62.49 to $62.83 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 142,942 shares held directly, 27,730 restricted stock unit, and 26,734 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 18:21 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 12,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,406 F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 4, 2025. F5 · balance_after: Includes 145,942 shares held directly, 27,730 restricted stock units, and 26,734 earned performance share units with additional service-based vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 18:21 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 16,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,947 F3 · price: Represents earned portions of Company granted PSUs issued in 2022 and 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2022 and 2023 PSUs are subject to performance goals for 2023. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023, resulting in 5,284 and 11,120 earned stock units, for the 2022 and 2023 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2024 and 2025 performance year, as applicable. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 18:21 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 21,870 | $65.53 | $1,433,141.10 |
DisclosureSEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,543 F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 18:21 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 23,322 | $65.53 | $1,528,290.66 |
DisclosureSEC source: 0000950170-24-027410 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,413 F1 · kind: Represents earned portions of Company granted PSUs issued in 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 4, 2024, the Compensation Committee determined the achievement of the performance goals for 2023 and 2021-2023, resulting in 8,748 and 14,574 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2021 and 2022, resulting in 18,150 and 7,895 earned stock units. The total earned stock units of 49,367 were delivered on March 4, 2024. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 20:46 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 7,168 | $64.58 | $462,909.44 |
DisclosureSEC source: 0000950170-24-026719 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,091 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 118,445 shares held directly, 15,271 restricted stock unit, and 36,375 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 15,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 6 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,259 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024. F6 · balance_after: Includes 109,578 shares held directly, 31,306 restricted stock unit, and 36,375 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 18,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 5 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,654 F4 · price: Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 7,895 and 10,330 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 25,009 | $41.85 | $1,046,626.65 |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,429 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 21,902 | $41.85 | $916,598.70 |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,438 F2 · kind: Represents earned portions of Company granted PSUs issued in 2020 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022 and 2020-2022, resulting in 7,025 and 14,877 earned stock units, respectively. The Compensaiton Committee had previously determined the achievement of the performance goals for 2020 and 2021, resulting in 14,100 and 20,450 earned stock units. The total earned stock units of 56,452 were delivered on March 3, 2023. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,156 | $41.85 | $90,228.60 |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,536 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 17:55 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,644 | $41.85 | $110,651.40 |
DisclosureSEC source: 0000950170-23-006515 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,692 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 17:25 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 6,129 | $41.31 | $253,188.99 |
DisclosureSEC source: 0000950170-23-006293 · ownership.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,336 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 72,102 shares held directly, 26,534 restricted stock units, and 52,700 earned performance share units with additional service-based vesting. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 17:19 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | SaleCommon Stock | 74,265 | $42.17 | $3,131,443.14 |
DisclosureSEC source: 0001209191-22-045255 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,465 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.03 to $42.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 64,597 shares held directly, 40,168 restricted stock units, and 52,700 earned performance share units with additional service-based vesting. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,386 | $30.10 | $132,018.60 |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 6 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,730 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F6 · balance_after: Includes 138,862 shares held directly, 40,168 restricted stock units, and 52,700 earned performance share units with additional service-based vesting. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 14,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 5 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,116 F5 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 52,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,516 F4 · price: Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 34,550 and 18,150 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 20,814 | $31.04 | $646,066.56 |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,816 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 46,984 | $31.04 | $1,458,383.36 |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,630 F2 · kind: Common stock issued in payout of performance stock units awarded on March 5, 2019. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 17:39 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,643 | $31.04 | $82,038.72 |
DisclosureSEC source: 0001209191-22-016771 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,646 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:40 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 6,137 | $32.15 | $197,304.55 |
DisclosureSEC source: 0001209191-22-016294 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,289 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 103,855 shares held directly and 41,434 restricted stock units. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 17:25 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,386 | $28.06 | $123,071.16 |
DisclosureSEC source: 0001209191-21-019140 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,426 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 96,359 shares held directly and 55,067 restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 17,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 4 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,812 F4 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2022. F5 · balance_after: Includes 90,845 shares held directly and 64,967 restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 13,791 | $28.61 | $394,560.51 |
DisclosureSEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,912 F3 · kind: Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 31,130 | $28.61 | $890,629.30 |
DisclosureSEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,703 F2 · kind: Common stock issued in payout of performance stock units awarded on March 2, 2018. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 16:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 8,653 | $28.23 | $244,274.19 |
DisclosureSEC source: 0001209191-21-017810 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,573 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 19:17 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | PurchaseCommon Stock | 5,600 | $7.03 | $39,368.00 |
DisclosureSEC source: 0001209191-20-018266 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,226 F1 · price: The reported price represents a weighted average purchase price. The range of prices at which common stock was purchased was $6.90 to $7.08 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes 62,859 shares held directly and 66,367 restricted stock units. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 17:56 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,542 | $8.11 | $36,835.62 |
DisclosureSEC source: 0001209191-20-017011 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,626 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. F2 · balance_after: Includes 57,259 shares held directly and 66,367 restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 40,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,168 F3 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2021. F4 · balance_after: Includes 51,901 shares held directly and 76,267 restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 9,657 | $8.98 | $86,719.86 |
DisclosureSEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,268 F2 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock awards and restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:36 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Disposition to issuerCommon Stock | 9,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016115 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,925 F1 · kind: Forfeiture of shares of common stock previously granted on March 2, 2017 pursuant to restricted stock award as a result of actual performance achievement below maximum. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:40 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 4,947 | $11.32 | $56,000.04 |
DisclosureSEC source: 0001209191-19-052257 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,367 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3. F2 · balance_after: Includes 40,765 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting and 45,502 restricted stock units. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 20:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,500 | Not disclosed Strike: $14.15 | Not disclosed |
DisclosureSEC source: 0001209191-19-017177 · doc4.xml · derivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2029-03-04 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 20:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 29,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017177 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,314 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020. F3 · balance_after: Includes 34,005 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 45,502 RSUs. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 20:31 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 6,602 | $14.65 | $96,719.30 |
DisclosureSEC source: 0001209191-19-017177 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,614 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:53 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 3,431 | $17.41 | $59,733.71 |
DisclosureSEC source: 0001209191-18-053888 · doc4.xml · nonDerivative · entry 1 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,216 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3. F2 · balance_after: Includes 18,947 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 11,707 shares of restricted stock awards subject to time vesting and 37,462 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:27 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 33,800 | Not disclosed Strike: $17.65 | Not disclosed |
DisclosureSEC source: 0001209191-18-017380 · doc4.xml · derivative · entry 3 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,800 Underlying: Common Stock · 33,800 shares Expires 2028-03-01 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:27 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-017380 · doc4.xml · nonDerivative · entry 2 Gardella David A · CIK 0001685399 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,647 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019. F3 · balance_after: Includes 10,671 shares held directly, 20,100 shares of restricted stock awards subject to performance vesting, 23,414 shares of restricted stock awards subject to time vesting and 37,462 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.