TapewireFind a company

person · Reporting owner

Cushman Brittani

Disclosed activity across 1 company

Tapewire entity
62526
SEC CIK
0001831600

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Turning Point Brands, Inc.TPB · Entity 4660Sr VP, General CounselMarch 02, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Turning Point Brands, Inc.

Report date March 02, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,863 Reported balance After 2026-03-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-02 · Grant · Acquired 4,782 · Balance 38,863

F9: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,254 shares of common stock.

Common StockSEC Table I · non-derivativeDirect39,531 Reported balance After 2026-03-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-03-02 · Grant · Acquired 668 · Balance 39,531

F10: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,922 shares of common stock.

Common StockSEC Table I · non-derivativeDirect50,231 Reported balance After 2026-03-02 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-03-02 · Grant · Acquired 10,700 · Balance 50,231

F11: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 41,622 shares of common stock.

Common StockSEC Table I · non-derivativeDirect51,863 Reported balance After 2026-03-02 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-03-02 · Grant · Acquired 1,632 · Balance 51,863

F12: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,254 shares of common stock.

Common StockSEC Table I · non-derivativeDirect52,478 Reported balance After 2026-03-02 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-03-02 · Grant · Acquired 615 · Balance 52,478

F13: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,869 shares of common stock.

Common StockSEC Table I · non-derivativeDirect46,421 Reported balance After 2026-03-02 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-03-02 · Tax withholding · Disposed 6,057 · Balance 46,421

F14: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 37,812 shares of common stock.

Common StockSEC Table I · non-derivativeDirect45,229 Reported balance After 2026-03-02 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2026-03-02 · Tax withholding · Disposed 1,192 · Balance 45,229

F15: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,417 restricted stock units and 37,812 shares of common stock.

Common StockSEC Table I · non-derivativeDirect47,410 Reported balance After 2026-03-03 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2026-03-03 · Grant · Acquired 2,181 · Balance 47,410

F16: The reported transaction involved the reporting person's receipt of a grant of 2,181 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 9,598 restricted stock units and 37,812 shares of common stock (this includes 8,716 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).

Common StockSEC Table I · non-derivativeIndirectBy Spouse406.806 Reported balance Holding disclosure · report date 2026-03-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 406.806

F1: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.46 · Expires 2032-03-14Direct8,000 Reported balance Holding disclosure · report date 2026-03-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 8,000

F8: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F7: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.75 · Expires 2031-02-18Direct7,000 Reported balance Holding disclosure · report date 2026-03-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,000

F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F3: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2030-03-18Direct3,000 Reported balance Holding disclosure · report date 2026-03-02 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,000

F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $47.58 · Expires 2029-03-20Direct4,800 Reported balance Holding disclosure · report date 2026-03-02 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 4,800

F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $21.21 · Expires 2028-03-07Direct500 Reported balance Holding disclosure · report date 2026-03-02 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 500

F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F2: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F3: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

F7: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

F8: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F9: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,254 shares of common stock.

F10: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,922 shares of common stock.

F11: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 41,622 shares of common stock.

F12: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,254 shares of common stock.

F13: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,869 shares of common stock.

F14: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 37,812 shares of common stock.

F15: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,417 restricted stock units and 37,812 shares of common stock.

F16: The reported transaction involved the reporting person's receipt of a grant of 2,181 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 9,598 restricted stock units and 37,812 shares of common stock (this includes 8,716 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 2,181 $107.57 $234,610.17
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 9

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,410

F16 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,181 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 9,598 restricted stock units and 37,812 shares of common stock (this includes 8,716 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 1,192 $108.51 $129,343.92
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 8

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,229

F15 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,417 restricted stock units and 37,812 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 6,057 $108.51 $657,245.07
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 7

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,421

F14 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 37,812 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 615 $108.51 $66,733.65
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 6

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,478

F13 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,869 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,632 $108.51 $177,088.32
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 5

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,863

F12 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,254 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 10,700 $108.51 $1,161,057.00
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,231

F11 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 41,622 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 668 $108.51 $72,484.68
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,531

F10 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,922 shares of common stock.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 11:02 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 4,782 $108.51 $518,894.82
Disclosure

SEC source: 0001437749-26-006974 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,863

F9 · balance_after: Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,254 shares of common stock.

Read SEC document
January 02, 2026 Filed Jan 7, 2026 01:52 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 193 $110.24 $21,276.32
Disclosure

SEC source: 0001437749-26-000679 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,081

F9 · shares: The reported transaction involves shares withheld for the payment of taxes related to the restricted units that have vested on 1/2/2026.

F10 · balance_after: The total reported in Column 5 includes 8,609 restricted stock units and 25,472 shares of common stock (which includes a total of 413 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 2,500 $13.00 Strike: $13.00 $32,500.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 19

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 2,500 $13.00 Strike: $13.00 $32,500.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 18

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 3,250 $15.41 Strike: $15.41 $50,082.50
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 17

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2027-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 4,000 $21.21 Strike: $21.21 $84,840.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 16

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 4,500 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 3,000 $14.85 Strike: $14.85 $44,550.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · derivative · entry 14

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 6,000 shares

Expires 2030-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 2,500 $101.66 $254,150.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 10

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F17 · shares: The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 2,500 $13.00 $32,500.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 9

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · balance_after: The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 2,500 $101.66 $254,150.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 8

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F17 · shares: The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 2,500 $13.00 $32,500.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 7

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · balance_after: The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 3,250 $101.66 $330,395.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 6

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F15 · shares: The reported transaction involved the reporting person's disposition of the exercised 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 3,250 $15.41 $50,082.50
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 5

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · balance_after: The reported transaction involved the reporting person's exercise of 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 4,000 $101.66 $406,640.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F13 · shares: The reported transaction involved the reporting person's disposition of the exercised 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 4,000 $21.21 $84,840.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · balance_after: The reported transaction involved the reporting person's exercise of 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 3,000 $101.66 $304,980.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 23:31 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 3,000 $14.85 $44,550.00
Disclosure

SEC source: 0001437749-25-036064 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 7,500 $13.00 Strike: $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · derivative · entry 13

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 7,500 $74.36 $557,700.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 7,500 $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 7,500 $13.00 Strike: $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · derivative · entry 13

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 7,500 $74.36 $557,700.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 7,500 $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 7,500 $13.00 Strike: $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · derivative · entry 12

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 7,500 $75.89 $569,175.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:40 UTC Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 7,500 $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
June 09, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionOptions · Derivative 7,500 $13.00 Strike: $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · derivative · entry 12

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Read SEC document
June 09, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 SaleCommon Stock 7,500 $75.89 $569,175.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

Read SEC document
June 09, 2025 Filed Jun 12, 2025 12:44 UTC Amendment Turning Point Brands, Inc. TPB · Entity 4660 Exercise / conversionCommon Stock 7,500 $13.00 $97,500.00
Disclosure

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 4,186 $70.34 $294,443.24
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 8

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F16 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,253 shares of common stock (which includes a total of 2,532 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,632 $70.34 $114,794.88
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 7

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,873

F15 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 29,439 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,946 $70.34 $136,881.64
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 6

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,241

F14 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 27,807 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 702 $70.34 $49,378.68
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 5

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,295

F13 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,861 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 9,110 $70.34 $640,797.40
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,593

F12 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020 (5,466 shares) and October 2020 (3,644 shares). The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,159 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 1,145 $70.34 $80,539.30
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,483

F11 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 16,049 shares of common stock.

Read SEC document
March 03, 2025 Filed Mar 6, 2025 02:35 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 2,051 $70.34 $144,267.34
Disclosure

SEC source: 0001437749-25-006364 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,628

F10 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,051 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 13,423 restricted stock units and 13,205 shares of common stock.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 00:16 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 262 $60.65 $15,890.30
Disclosure

SEC source: 0001437749-25-000526 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,577

F10 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 1/2/2025.

F11 · balance_after: The total reported in Column 5 includes 11,372 restricted stock units and 13,205 shares of common stock.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:16 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 733 $29.12 $21,344.96
Disclosure

SEC source: 0001290677-24-000043 · form4.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,839

F10 · shares: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024.

F11 · balance_after: The total reported in Column 5 includes 12,222 restricted stock units and 12,617 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:22 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 5,441 $26.52 $144,295.32
Disclosure

SEC source: 0001290677-24-000021 · form4.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,572

F12 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 5,441 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,426 restricted stock units and 11,146 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:22 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 643 $26.52 $17,052.36
Disclosure

SEC source: 0001290677-24-000021 · form4.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,131

F11 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 11,146 shares of common stock.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 02:22 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 1,946 $26.52 $51,607.92
Disclosure

SEC source: 0001290677-24-000021 · form4.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,774

F10 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 11,789 shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:19 UTC Turning Point Brands, Inc. TPB · Entity 4660 GrantCommon Stock 239 $24.84 $5,936.76
Disclosure

SEC source: 0001290677-24-000006 · form4.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,828

F12 · balance_after: The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,843 shares of common stock

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:19 UTC Turning Point Brands, Inc. TPB · Entity 4660 Tax withholdingCommon Stock 2,169 $24.84 $53,877.96
Disclosure

SEC source: 0001290677-24-000006 · form4.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,589

F11 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 8,985 restricted stock units and 9,604 shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.