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person · Reporting owner

SCOTT MARK E

Disclosed activity across 2 companies

Tapewire entity
62308
SEC CIK
0001197104

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Airship AI Holdings, Inc.AISP · Entity 7012Chief Financial OfficerMarch 04, 2026March 06, 2026
GROWLIFE, INC.PHOT · Entity 124551CFOApril 26, 2019April 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Airship AI Holdings, Inc.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.72 · Expires 2036-03-04Direct50,000 Reported balance After 2026-03-04 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-04 · Grant · Acquired 50,000 · Balance 50,000

F3: Options vest quarterly over 4 years.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.86 · Expires 2034-08-16Direct100,000 Reported balance Holding disclosure · report date 2026-03-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 100,000

F3: Options vest quarterly over 4 years.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.27 · Expires 2035-03-04Direct30,000 Reported balance Holding disclosure · report date 2026-03-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 30,000

F3: Options vest quarterly over 4 years.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2035-09-03Direct50,000 Reported balance Holding disclosure · report date 2026-03-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 50,000

F3: Options vest quarterly over 4 years.

Common StockSEC Table I · non-derivativeDirect43,952 Reported balance Holding disclosure · report date 2026-03-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 43,952

Earnout RightsSEC Table II · derivative / convertible securityIndirectSee footnote14,650 Reported balance Holding disclosure · report date 2026-03-04 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 14,650

F1: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F2: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2034-03-01IndirectSee footnote25,000 Reported balance Holding disclosure · report date 2026-03-04 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 25,000

F2: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F2: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F3: Options vest quarterly over 4 years.

GROWLIFE, INC.

Report date April 26, 2019 · Filed April 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,000,000 Reported balance Holding disclosure · report date 2019-04-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 13,000,000

Option to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-07-01Direct4,000,000 Reported balance Holding disclosure · report date 2019-04-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 4,000,000

F1: Option shares are vested. Effective 04/26/2019, the Expiration Date is amended to 07/01/2022.

Option to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-10-15Direct14,000,000 Reported balance Holding disclosure · report date 2019-04-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 14,000,000

F2: The Date Exercisable varies with the Option vesting date. Option shares vest quarterly over three years. Option has a 5 year life and cashless exercise.

Option to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2023-10-15Direct36,000,000 Reported balance Holding disclosure · report date 2019-04-26 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 36,000,000

F2: The Date Exercisable varies with the Option vesting date. Option shares vest quarterly over three years. Option has a 5 year life and cashless exercise.

Filing footnotes · ownership attribution and instrument terms

F1: Option shares are vested. Effective 04/26/2019, the Expiration Date is amended to 07/01/2022.

F2: The Date Exercisable varies with the Option vesting date. Option shares vest quarterly over three years. Option has a 5 year life and cashless exercise.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 6, 2026 21:41 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 50,000 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001161697-26-000048 · form_4.xml · derivative · entry 7

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-04

F3 · derivative.exercise_date: Options vest quarterly over 4 years.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 20:22 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 50,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001161697-25-000310 · form_4.xml · derivative · entry 6

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-09-03

F3 · derivative.exercise_date: Options vest quarterly over 4 years.

Read SEC document
August 08, 2025 Filed Aug 8, 2025 20:16 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionOptions · Derivative 43,952 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001161697-25-000219 · form_4.xml · derivative · entry 2

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,952 shares

Expires 2032-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

Read SEC document
August 08, 2025 Filed Aug 8, 2025 20:16 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionCommon Stock 43,952 $0.57 $25,052.64
Disclosure

SEC source: 0001161697-25-000219 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:01 UTC Airship AI Holdings, Inc. AISP · Entity 7012 SaleCommon Stock 26,836 $6.21 $166,536.17
Disclosure

SEC source: 0001161697-25-000194 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 01:19 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionOptions · Derivative 21,952 $1.64 Strike: $1.64 $36,001.28
Disclosure

SEC source: 0001161697-25-000118 · form_4.xml · derivative · entry 3

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,952 shares

Expires 2033-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 01:19 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionCommon Stock 21,952 $1.64 $36,001.28
Disclosure

SEC source: 0001161697-25-000118 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 26,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:18 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 30,000 $0.00 Strike: $3.27 $0.00
Disclosure

SEC source: 0001161697-25-000081 · form_4.xml · derivative · entry 7

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-03-04

F4 · derivative.exercise_date: Options vest quarterly over 4 years.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
January 07, 2025 Filed Jan 8, 2025 21:30 UTC Airship AI Holdings, Inc. AISP · Entity 7012 OtherEarnout Rights · Derivative 4,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000043 · form_4.xml · derivative · entry 4

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,650

Underlying: Common Stock · 4,884 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F3 · kind: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F3 · price: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F3 · derivative.expiration_date: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
January 07, 2025 Filed Jan 8, 2025 21:30 UTC Airship AI Holdings, Inc. AISP · Entity 7012 OtherCommon Stock 4,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001161697-25-000043 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,884

F3 · kind: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F3 · price: Pursuant to earnout provisions in the Merger Agreement and subject to the Reporting Person's continued service to the Issuer, the holder of such Earnout Rights is entitled to receive shares of common stock of the Issuer upon the occurrence of certain operating performance and share price performance milestones during the applicable earnout periods set forth in the Merger Agreement.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:29 UTC Airship AI Holdings, Inc. AISP · Entity 7012 SaleCommon Stock 22,000 $6.25 $137,425.20
Disclosure

SEC source: 0001161697-25-000002 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:16 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionOptions · Derivative 22,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001161697-24-000525 · form_4.xml · derivative · entry 3

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 21,952

Underlying: Common Stock · 22,000 shares

Expires 2033-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents options to purchase shares of common stock of the Issuer received on December 21, 2023, pursuant to that certain Merger Agreement, dated as of June 27, 2023 (as amended on September 22, 2023 and as may be further amended and/or restated from time to time, the "Merger Agreement"), by and among Airship AI Holdings, Inc., a Delaware corporation (the "Issuer") (formerly known as BYTE Acquisition Corp., a Cayman Island exempted company limited by shares, prior to its domestication as a Delaware corporation), BYTE Merger Sub, Inc., a Washington corporation and a direct, wholly-owned subsidiary of the Issuer, and Airship AI, Inc., a Washington company (formerly known as Airship AI Holdings, Inc., "Airship AI"). The Reporting Person received the reported options upon the conversion of options to purchase shares of common stock of Airship AI at the Conversion Ratio, as defined in the Merger Agreement, as of the Effective Time of the Merger.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:16 UTC Airship AI Holdings, Inc. AISP · Entity 7012 Exercise / conversionCommon Stock 22,000 $1.64 $36,080.00
Disclosure

SEC source: 0001161697-24-000525 · form_4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:17 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 100,000 $0.00 Strike: $2.86 $0.00
Disclosure

SEC source: 0001161697-24-000356 · form_4.xml · derivative · entry 6

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-08-16

F4 · derivative.exercise_date: Options vest quarterly over 4 years.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:17 UTC Airship AI Holdings, Inc. AISP · Entity 7012 OtherOptions · Derivative 25,000 $0.00 Strike: $7.61 $0.00
Disclosure

SEC source: 0001161697-24-000356 · form_4.xml · derivative · entry 5

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2034-04-18

F5 · kind: Options Cancelled.

F4 · derivative.exercise_date: Options vest quarterly over 4 years.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:23 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 25,000 $0.00 Strike: $7.61 $0.00
Disclosure

SEC source: 0001161697-24-000206 · form_4.xml · derivative · entry 5

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-04-18

F4 · derivative.exercise_date: Options granted are subject to a four (4) year vesting period, vesting quarterly starting July 18, 2024.

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 21:27 UTC Airship AI Holdings, Inc. AISP · Entity 7012 GrantOptions · Derivative 25,000 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001161697-24-000114 · form_4.xml · derivative · entry 4

SCOTT MARK E · CIK 0001197104 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-03-01

F2 · ownership.nature: Held by various entities controlled by the Reporting Person. The Reporting Person has voting and dispositive power over the securities held by such entities. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 19:34 UTC GROWLIFE, INC. PHOT · Entity 124551 GrantOption to purchase Common Stock · Derivative 20,000,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001161697-18-000495 · form4.xml · derivative · entry 4

SCOTT MARK E · CIK 0001197104 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000,000

Underlying: Common Stock · 20,000,000 shares

Expires 2023-10-15

F2 · derivative.exercise_date: The Date Exercisable varies with the Option vesting date. Option shares vest quarterly over three years. Option has a 5 year life and cashless exercise.

Read SEC document
October 15, 2017 Filed Oct 17, 2017 17:24 UTC GROWLIFE, INC. PHOT · Entity 124551 GrantOption to purchase Common Stock · Derivative 12,000,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001161697-17-000447 · form4.xml · derivative · entry 3

SCOTT MARK E · CIK 0001197104 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000,000

Underlying: Common Stock · 12,000,000 shares

Expires 2022-10-15

F2 · derivative.exercise_date: The Date Exercisable varies with the Option vesting date. Option shares vest quarterly over three years. Option shares vest immediately upon closing of an acquisition, completion of integration and filing of the Form 8-K with audited financial statements. Option has a 5 year life and cashless exercise.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 16:26 UTC GROWLIFE, INC. PHOT · Entity 124551 OtherOption to purchase Common Stock · Derivative 12,000,000 $0.01 Strike: $0.01 $120,000.00
Disclosure

SEC source: 0001161697-16-001149 · form4.xml · derivative · entry 3

SCOTT MARK E · CIK 0001197104 · Consulting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 12,000,000 shares

Expires 2019-06-30

F4 · kind: Cancellation of Options.

F1 · derivative.exercise_date: The Date Exercisable varies with the Option vesting dates. Option shares vest monthly over thirty six months beginning on the 07/01/2014 Vesting Commencement Date. Option has a 5 year life and cashless exercise.

Read SEC document
October 21, 2016 Filed Oct 25, 2016 16:26 UTC GROWLIFE, INC. PHOT · Entity 124551 GrantCommon Stock 6,000,000 $0.01 $60,000.00
Disclosure

SEC source: 0001161697-16-001149 · form4.xml · nonDerivative · entry 2

SCOTT MARK E · CIK 0001197104 · Consulting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000,000

Read SEC document
October 21, 2016 Filed Oct 25, 2016 16:26 UTC GROWLIFE, INC. PHOT · Entity 124551 OtherCommon Stock 4,000,000 $0.01 $40,000.00
Disclosure

SEC source: 0001161697-16-001149 · form4.xml · nonDerivative · entry 1

SCOTT MARK E · CIK 0001197104 · Consulting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000,000

F3 · kind: Shares issued for conversion of $40,000 debt.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.