Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CM Credit Opportunities BDC I Inc.NA · Entity 168445 | Director · See Remarks | March 09, 2018 | March 09, 2018 |
| Investcorp Credit Management BDC, Inc.ICMB · Entity 7899 | Director · Chief Executive Officer | March 09, 2020 | March 11, 2020 |
| Investcorp US Institutional Private Credit FundNONE · Entity 117212 | Chief Executive Officer · Trustee | February 06, 2023 | February 06, 2023 |
| Investcorp US Private Credit BDC IINONE · Entity 62203 | Director | March 06, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CM Credit Opportunities BDC I Inc.
Report date March 09, 2018 · Filed March 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 15 |
Reported balance
Holding disclosure · report date 2018-03-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15 |
Investcorp Credit Management BDC, Inc.
Report date March 09, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,610.34 |
Reported balance
After 2020-03-09 transaction · row 1
1 source rowRow 1 · 2020-03-09 · Purchase · Acquired 13,969 · Balance 114,610.34 |
Investcorp US Institutional Private Credit Fund
Report date February 06, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-02-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Investcorp US Private Credit BDC II
Report date March 06, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 11, 2020 08:08 UTC | Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 | PurchaseCommon Stock | 13,969 | $6.65 | $92,903.63 |
DisclosureSEC source: 0000899243-20-007855 · doc4.xml · nonDerivative · entry 1 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,610.34 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:45 UTC | Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 | SaleCommon Stock | 1,679 | $6.69 | $11,229.82 |
DisclosureSEC source: 0000899243-20-007680 · doc4.xml · nonDerivative · entry 1 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,641.34 Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 17:44 UTC | Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 | SaleCommon Stock | 6,590 | $7.03 | $46,338.90 |
DisclosureSEC source: 0000899243-20-007505 · doc4.xml · nonDerivative · entry 3 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,320.34 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 17:44 UTC | Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 | SaleCommon Stock | 5,500 | $6.97 | $38,331.15 |
DisclosureSEC source: 0000899243-20-007505 · doc4.xml · nonDerivative · entry 2 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,910.34 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 17:44 UTC | Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 | SaleCommon Stock | 200 | $7.02 | $1,404.00 |
DisclosureSEC source: 0000899243-20-007505 · doc4.xml · nonDerivative · entry 1 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,410.34 F1 · balance_after: Includes 10,610.22 shares acquired under the Investcorp Credit Management BDC, Inc. dividend reinvestment plan. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 06:04 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 200 | $9.65 | $1,930.00 |
DisclosureSEC source: 0000899243-17-021981 · doc4.xml · nonDerivative · entry 4 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,000.12 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 06:04 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 800 | $9.60 | $7,680.00 |
DisclosureSEC source: 0000899243-17-021981 · doc4.xml · nonDerivative · entry 3 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,800.12 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 06:04 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 2,000 | $9.60 | $19,200.00 |
DisclosureSEC source: 0000899243-17-021981 · doc4.xml · nonDerivative · entry 2 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000.12 Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 06:04 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 1,000 | $9.61 | $9,610.70 |
DisclosureSEC source: 0000899243-17-021981 · doc4.xml · nonDerivative · entry 1 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000.12 F1 · balance_after: Includes 0.154 shares acquired under the CM Finance Inc dividend reinvestment plan. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 799 | $9.95 | $7,950.05 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 6 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,999.966 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 100 | $9.95 | $995.00 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 5 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,200.966 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 100 | $9.93 | $992.50 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 4 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,100.966 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 1,000 | $10.00 | $10,000.00 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 3 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000.966 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 501 | $10.05 | $5,035.05 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 2 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000.966 Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 12:34 UTC | Investcorp Credit Management BDC, Inc. CMFN · Entity 7899 | PurchaseCommon Stock | 298 | $10.00 | $2,980.00 |
DisclosureSEC source: 0000899243-17-008346 · doc4.xml · nonDerivative · entry 1 MAUER MICHAEL · CIK 0001498608 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,499.966 F1 · balance_after: Includes 0.324 shares acquired under the CM Finance Inc dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.