Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apria, Inc.APR · Entity 15495 | Director | February 11, 2021 | February 11, 2021 |
| Change Healthcare Inc.CHNG · Entity 15437 | Director | June 27, 2019 | June 27, 2019 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Director | March 04, 2026 | March 06, 2026 |
| Summit Materials, Inc.SUM · Entity 16259 | Director | February 28, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apria, Inc.
Report date February 11, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Change Healthcare Inc.
Report date June 27, 2019 · Filed June 27, 2019
This filing explicitly reported no securities owned.
Gates Industrial Corp Ltd.
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 42,809 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 11,623 · Balance 42,809 F1: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy LLC | 1,001,211 |
Reported balance
Holding disclosure · report date 2026-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,001,211 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Summit Materials, Inc.
Report date February 28, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,098 |
Reported balance
After 2018-02-28 transaction · row 1
1 source rowRow 1 · 2018-02-28 · Exercise / conversion · Acquired 4,098 · Balance 4,098 F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-28 · Exercise / conversion · Disposed 4,098 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F3: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,994 |
Reported balance
After 2018-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-28 · Grant · Acquired 3,994 · Balance 3,994 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4: These restricted stock units vest on February 28, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
F3: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018.
F4: These restricted stock units vest on February 28, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 6, 2026 16:45 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 11,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015667 · wk-form4_1772833499.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,809 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 18:29 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 5 | $27.57 | $137.85 |
DisclosureSEC source: 0001628280-26-014195 · wk-form4_1772580576.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,186 F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law. Read SEC document |
| November 26, 2025 Filed Feb 6, 2026 16:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 616 | $22.59 | $13,913.59 |
DisclosureSEC source: 0001628280-26-006103 · wk-form5_1770414682.xml · nonDerivative · entry 2 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,001,211 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2025 Filed Feb 6, 2026 16:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 595 | $22.22 | $13,220.54 |
DisclosureSEC source: 0001628280-26-006103 · wk-form5_1770414682.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,000,595 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 18:59 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 10 | $20.00 | $200.00 |
DisclosureSEC source: 0001062993-25-004780 · form4.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,191 F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 17:43 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 12,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004393 · form4.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,201 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 18:16 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 18,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005744 · form4.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,493 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 16:57 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 1,000,000 | $12.20 | $12,200,000.00 |
DisclosureSEC source: 0001062993-24-003705 · form4.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,000,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:02 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014206 · a4.xml · derivative · entry 3 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 Underlying: Class A Common Stock · 3,994 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: These restricted stock units vest on February 28, 2019. F4 · derivative.expiration_date: These restricted stock units vest on February 28, 2019. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:02 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014206 · a4.xml · derivative · entry 2 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F3 · derivative.exercise_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018. F3 · derivative.expiration_date: On February 28, 2017, the Reporting Person was granted 4,098 restricted stock units that vested on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:02 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 4,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-014206 · a4.xml · nonDerivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:34 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013659 · a4.xml · derivative · entry 1 SIMPKINS NEIL P · CIK 0001275519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Class A Common Stock · 4,098 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F2 · derivative.exercise_date: The restricted stock units vest on February 28, 2018. F2 · derivative.expiration_date: The restricted stock units vest on February 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.