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person · Reporting owner

Gould Kirstin

Disclosed activity across 2 companies

Tapewire entity
62247
SEC CIK
0001368251

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
James River Group Holdings, Inc.JRVR · Entity 6368DirectorMarch 04, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

James River Group Holdings, Inc.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,699 Reported balance After 2026-03-04 transaction · row 1
1 source row

Row 1 · 2026-03-04 · Grant · Acquired 14,409 · Balance 44,699

F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

XL GROUP LTD

Report date September 12, 2018 · Filed September 14, 2018

Section 16 reporting ended · disclosed 2018-09-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2018-09-12 transaction · row 1
1 source row

Row 1 · 2018-09-12 · Disposition to issuer · Disposed 90,313 · Balance 0

F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.27 · Expires 2020-02-28Direct0 Reported balance After 2018-09-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-09-12 · Disposition to issuer · Disposed 66,593 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.35 · Expires 2021-02-28Direct0 Reported balance After 2018-09-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-09-12 · Disposition to issuer · Disposed 61,539 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.61 · Expires 2022-02-28Direct0 Reported balance After 2018-09-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-09-12 · Disposition to issuer · Disposed 80,646 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.64 · Expires 2023-02-28Direct0 Reported balance After 2018-09-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-09-12 · Disposition to issuer · Disposed 65,948 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.40 · Expires 2024-02-28Direct0 Reported balance After 2018-09-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-09-12 · Disposition to issuer · Disposed 63,954 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.20 · Expires 2025-02-28Direct0 Reported balance After 2018-09-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-09-12 · Disposition to issuer · Disposed 83,714 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.64 · Expires 2026-02-28Direct0 Reported balance After 2018-09-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-09-12 · Disposition to issuer · Disposed 91,820 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.49 · Expires 2027-02-28Direct0 Reported balance After 2018-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-09-12 · Disposition to issuer · Disposed 40,802 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.31 · Expires 2028-02-28Direct0 Reported balance After 2018-09-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-09-12 · Disposition to issuer · Disposed 21,277 · Balance 0

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-09-12 · Disposition to issuer · Disposed 4,528 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-09-12 · Disposition to issuer · Disposed 5,200 · Balance 0

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-09-12 · Disposition to issuer · Disposed 138.12 · Balance 0

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-09-12 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-09-12 · Disposition to issuer · Disposed 41.18 · Balance 0

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

F3: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

F4: Each restricted stock unit represents a contingent right to receive one common share.

F5: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

F7: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 6, 2026 16:14 UTC James River Group Holdings, Inc. JRVR · Entity 6368 GrantCommon Stock 14,409 $0.00 $0.00
Disclosure

SEC source: 0001368251-26-000002 · wk-form4_1772831682.xml · nonDerivative · entry 1

Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,699

F1 · shares: Represents the annual grant of restricted share units (payable solely in shares of common stock of the Issuer on the vesting date) under the James River Group Holdings, Inc. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 4, 2027.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:44 UTC James River Group Holdings, Inc. JRVR · Entity 6368 GrantCommon Shares 13,586 $0.00 $0.00
Disclosure

SEC source: 0001620459-25-000045 · wk-form4_1741383859.xml · nonDerivative · entry 1

Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,290

F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 5, 2026.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:34 UTC James River Group Holdings, Inc. JRVR · Entity 6368 GrantCommon Shares 5,102 $0.00 $0.00
Disclosure

SEC source: 0001620459-24-000030 · wk-form4_1709591642.xml · nonDerivative · entry 1

Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,704

F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 1, 2025.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 17:03 UTC James River Group Holdings, Inc. JRVR · Entity 6368 GrantCommon Shares 2,013 $0.00 $0.00
Disclosure

SEC source: 0001620459-23-000040 · wf-form4_167779457879757.xml · nonDerivative · entry 1

Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

F1 · shares: Represents the annual grant of restricted share units (payable solely in common shares of the Issuer on the vesting date) under the James River Group Holdings, Ltd. 2014 Non-Employee Director Incentive Plan, as amended, which vest on March 1, 2024.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 16:31 UTC James River Group Holdings, Inc. JRVR · Entity 6368 PurchaseCommon Shares 3,000 $23.05 $69,146.70
Disclosure

SEC source: 0001620459-22-000126 · wf-form4_166785668588024.xml · nonDerivative · entry 1

Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.87 to $23.19, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 17:47 UTC James River Group Holdings, Inc. JRVR · Entity 6368 PurchaseCommon Shares 1,350 $21.35 $28,822.77
Disclosure

SEC source: 0001620459-22-000051 · wf-form4_164643405050060.xml · nonDerivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,589

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.25 to $21.47, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 17:47 UTC James River Group Holdings, Inc. JRVR · Entity 6368 PurchaseCommon Shares 2,800 $19.94 $55,823.32
Disclosure

SEC source: 0001620459-22-000051 · wf-form4_164643405050060.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,239

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.82 to $20.07, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 19:53 UTC James River Group Holdings, Inc. JRVR · Entity 6368 GrantCommon Shares 2,439 $0.00 $0.00
Disclosure

SEC source: 0001620459-22-000027 · wf-form4_164635519947304.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439

F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on the vesting date), which vest on March 2, 2023.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerDividend Equivalent Rights · Derivative 41.18 $57.60 $2,371.97
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 14

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41.18 shares

Expires not disclosed

F7 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8 · shares: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F7 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerRestricted Stock Units · Derivative 5,200 $57.60 $299,520.00
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 13

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F5 · shares: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9 · derivative.exercise_date: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

F9 · derivative.expiration_date: At the time of grant, restricted stock units granted on February 28, 2018 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021).

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerDividend Equivalent Rights · Derivative 138.12 $57.60 $7,955.71
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 12

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 138.12 shares

Expires not disclosed

F7 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F8 · shares: At the effective time of the Merger, each dividend equivalent right accrued and outstanding prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

F7 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on common shares. Each dividend equivalent right is the economic equivalent of one common share.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerRestricted Stock Units · Derivative 4,528 $57.60 $260,812.80
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 11

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,528 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F5 · shares: At the effective time of the Merger, each restricted stock unit granted by XL Group Ltd outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F6 · derivative.exercise_date: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

F6 · derivative.expiration_date: At the time of grant, restricted stock units granted on February 28, 2017 were scheduled to vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020).

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 21,277 $57.60 Strike: $42.31 $1,225,555.20
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 10

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,277 shares

Expires 2028-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 40,802 $57.60 Strike: $40.49 $2,350,195.20
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 9

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,802 shares

Expires 2027-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 91,820 $57.60 Strike: $34.64 $5,288,832.00
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 8

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 91,820 shares

Expires 2026-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 83,714 $57.60 Strike: $36.20 $4,821,926.40
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 7

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 83,714 shares

Expires 2025-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 63,954 $57.60 Strike: $30.40 $3,683,750.40
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 6

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 63,954 shares

Expires 2024-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

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September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 65,948 $57.60 Strike: $28.64 $3,798,604.80
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 5

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 65,948 shares

Expires 2023-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

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September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 80,646 $57.60 Strike: $20.61 $4,645,209.60
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 4

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 80,646 shares

Expires 2022-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

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September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 61,539 $57.60 Strike: $23.35 $3,544,646.40
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 3

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 61,539 shares

Expires 2021-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerEmployee Stock Option (Right to buy) · Derivative 66,593 $57.60 Strike: $18.27 $3,835,756.80
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · derivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 66,593 shares

Expires 2020-02-28

F3 · shares: At the effective time of the Merger, each option to purchase common shares granted by XL Group Ltd outstanding and unexercised immediately prior to the effective time of the Merger (whether or not vested or exercisable) vested in full, was cancelled and was converted into the right to receive an amount in cash equal to the excess, if any, of the Merger Consideration over the per share exercise price of such option, multiplied by the number of common shares subject to such option immediately prior to the effective time of the Merger.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC XL GROUP LTD XL · Entity 163619 Disposition to issuerCommon Shares 90,313 $57.60 $5,202,028.80
Disclosure

SEC source: 0001209191-18-051056 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").

F2 · shares: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:26 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 20.42 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041619 · doc4.xml · derivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41.18

Underlying: Common Shares · 20.42 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.underlying_shares: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:26 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 17.79 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041619 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138.12

Underlying: Common Shares · 17.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:11 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 20.76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023786 · doc4.xml · derivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20.76

Underlying: Common Shares · 20.76 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.exercise_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.expiration_date: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F2 · derivative.underlying_shares: Dividend equivalent rights accrued on 2018 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:11 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 18.08 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023786 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120.33

Underlying: Common Shares · 18.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionDividend Equivalent Rights · Derivative 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · derivative · entry 10

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102.25

Underlying: Common Shares · 51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

F5 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionRestricted Stock Units · Derivative 2,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · derivative · entry 9

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Common Shares · 2,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one XL common share.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

F8 · derivative.exercise_date: Restricted stock units granted on February 28, 2017 vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020), provided the reporting person's employment continues through such vesting dates.

F8 · derivative.expiration_date: Restricted stock units granted on February 28, 2017 vest in three equal annual installments on each anniversary of the grant date (February 28, 2018, 2019 and 2020), provided the reporting person's employment continues through such vesting dates.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 GrantRestricted Stock Units · Derivative 5,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · derivative · entry 8

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Shares · 5,200 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one XL common share.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

F7 · derivative.exercise_date: Restricted stock units granted on February 28, 2018 vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021), provided the reporting person's employment continues through such vesting dates.

F7 · derivative.expiration_date: Restricted stock units granted on February 28, 2018 vest in three equal annual installments on each anniversary of the grant date (February 28, 2019, 2020 and 2021), provided the reporting person's employment continues through such vesting dates.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 GrantEmployee Stock Option (Right to buy) · Derivative 21,277 $0.00 Strike: $42.31 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · derivative · entry 7

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,277

Underlying: Common Shares · 21,277 shares

Expires 2028-02-28

F6 · derivative.exercise_date: Exercisable in three equal annual installments commencing on the first anniversary of the grant.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionXL Common Shares 51 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 6

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares acquired in relation to the 2017 dividend equivalent unit award vesting.

F5 · price: Settlement of dividend equivalent rights in connection with vesting of restricted stock units. The rights accrued when and as dividends were paid on XL common stock. Each dividend equivalent right is the economic equivalent of one share of XL common stock.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionXL Common Shares 2,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 5

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired in relation to the 2017 restricted stock unit award vesting.

F3 · price: Each restricted stock unit represents a contingent right to receive one XL common share.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Tax withholdingXL Common Shares 51 $42.31 $2,157.81
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 4

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,998

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 GrantXL Common Shares 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 3

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,049

F1 · balance_after: The acquisition reported represents 2008 Performance Restricted Shares that were not previously vested but which had voting rights, and which therefore had previously been included in the number of shares reported in Column 5.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 Tax withholdingXL Common Shares 459 $42.31 $19,420.29
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,049

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:11 UTC XL GROUP LTD XL · Entity 163619 GrantXL Common Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015583 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,508

F1 · balance_after: The acquisition reported represents 2008 Performance Restricted Shares that were not previously vested but which had voting rights, and which therefore had previously been included in the number of shares reported in Column 5.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:08 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 62,290 $0.00 Strike: $36.90 $0.00
Disclosure

SEC source: 0001209191-18-012330 · doc4.xml · derivative · entry 3

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 62,290 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:08 UTC XL GROUP LTD XL · Entity 163619 SaleCommon Shares 62,290 $43.09 $2,684,300.34
Disclosure

SEC source: 0001209191-18-012330 · doc4.xml · nonDerivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,508

F2 · kind: The sales reported in this Form 4 were effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person that is now concluded.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.61 to $43.75, inclusive. The reporting person undertakes to provide to XL Group Ltd, any security holder of XL Group Ltd or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:08 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionCommon Shares 62,290 $36.90 $2,298,501.00
Disclosure

SEC source: 0001209191-18-012330 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Form 4 filed on March 14, 2017 erroneously overstated Ms. Gould's beneficial ownership of XL common shares by adding 1,500 shares that were already included in Column 5. Table I now reflects the corrected number of XL common shares beneficially owned following the February 20, 2018 transaction.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:13 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 43.92 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001913 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153.25

Underlying: Common Shares · 43.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:11 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 37.72 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055762 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109.33

Underlying: Common Shares · 37.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:19 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 34.12 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043316 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71.61

Underlying: Common Shares · 34.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:53 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,710 $0.00 Strike: $36.90 $0.00
Disclosure

SEC source: 0001209191-17-039514 · doc4.xml · derivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,710 shares

Expires 2018-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:53 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionCommon Shares 2,710 $36.90 $99,999.00
Disclosure

SEC source: 0001209191-17-039514 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:38 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 75,000 $0.00 Strike: $19.62 $0.00
Disclosure

SEC source: 0001209191-17-035853 · doc4.xml · derivative · entry 3

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires 2018-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:38 UTC XL GROUP LTD XL · Entity 163619 SaleCommon Shares 75,000 $42.56 $3,192,060.00
Disclosure

SEC source: 0001209191-17-035853 · doc4.xml · nonDerivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 to $42.68, inclusive. The reporting person undertakes to provide to XL Group Ltd, any security holder of XL Group Ltd or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:38 UTC XL GROUP LTD XL · Entity 163619 Exercise / conversionCommon Shares 75,000 $19.62 $1,471,500.00
Disclosure

SEC source: 0001209191-17-035853 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2017 Filed Apr 4, 2017 16:37 UTC XL GROUP LTD XL · Entity 163619 GrantDividend Equivalent Rights · Derivative 37.49 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024831 · doc4.xml · derivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37.49

Underlying: Common Shares · 37.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

F1 · derivative.underlying_shares: Dividend equivalent rights accrued on 2017 restricted stock unit award. Dividends will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one XL common share.

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March 10, 2017 Filed Mar 14, 2017 16:32 UTC XL GROUP LTD XL · Entity 163619 Tax withholdingCommon Shares 168 $40.45 $6,795.60
Disclosure

SEC source: 0001209191-17-020530 · doc4.xml · nonDerivative · entry 2

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,298

F2 · shares: Shares disposed of represent withholding to satisfy tax obligations on vesting of the 2007 Performance Restricted Stock Award.

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March 10, 2017 Filed Mar 14, 2017 16:32 UTC XL GROUP LTD XL · Entity 163619 GrantCommon Shares 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020530 · doc4.xml · nonDerivative · entry 1

Romann Gould Kirstin · CIK 0001368251 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,466

F1 · shares: Represents shares acquired upon vesting of the 2007 Performance Restricted Stock Award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.