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Pauling David

Disclosed activity across 1 company

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62244
SEC CIK
0002063633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SUTRO BIOPHARMA, INC.STRO · Entity 5797Chief Admin. Ofcr. & GCMarch 04, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SUTRO BIOPHARMA, INC.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,748 Ending reported balance After 2026-03-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-04 · Exercise / conversion · Acquired 675 · Balance 10,025

Row 2 · 2026-03-04 · Tax withholding · Disposed 277 · Balance 9,748

F1: Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2026-03-04Direct0 Reported balance After 2026-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-04 · Exercise / conversion · Disposed 675 · Balance 0

F2: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 4, 2023, subject to continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

F2: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 4, 2023, subject to continued service through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 6, 2026 21:25 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000003 · form4-03062026_090355.xml · derivative · entry 3

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:25 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 277 $21.31 $5,902.87
Disclosure

SEC source: 0002063633-26-000003 · form4-03062026_090355.xml · nonDerivative · entry 2

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,748

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:25 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000003 · form4-03062026_090355.xml · nonDerivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy) · Derivative 33,600 $0.00 Strike: $20.55 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · derivative · entry 10

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,600

Underlying: Common Stock · 33,600 shares

Expires 2036-03-02

F7 · derivative.exercise_date: 1/48 of the total option award shall vest monthly, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on April 1, 2026.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Units (RSUs) · Derivative 4,200 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · derivative · entry 9

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires 2030-03-01

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs shall vest as to 1/4 of the total award annually, with the first tranche vesting on March 1, 2027, subject to continued service through each vesting date.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 2,356 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · derivative · entry 8

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,069

Underlying: Common Stock · 2,356 shares

Expires 2029-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 2, 2026, subject to continued service through each vesting date.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 970 $20.55 $19,933.50
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · nonDerivative · entry 5

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,350

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs; does not represent a sale by the reporting person.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 2,356 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · nonDerivative · entry 4

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 842 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · derivative · entry 7

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common Stock · 842 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 1, 2025, subject to continued service through each vesting date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · derivative · entry 6

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vested or vest as to 1/4 of the total award annually, with the first tranche vested on March 1, 2024, subject to continued service through each vesting date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Tax withholdingCommon Stock 551 $20.47 $11,278.97
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · nonDerivative · entry 3

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,964

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs; does not represent a sale by the reporting person.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 842 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · nonDerivative · entry 2

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 23:59 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0002063633-26-000002 · form4-03032026_110346.xml · nonDerivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:51 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (right to buy) · Derivative 7,200 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0002063633-25-000006 · form4-12292025_091213.xml · derivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires 2035-12-23

F1 · derivative.exercise_date: 1/48 of the total option award shall vest monthly, subject to the reporting person's continued service to the issuer on each vesting date, with the first tranche vesting on January 23, 2026.

Read SEC document
October 15, 2025 Filed Oct 16, 2025 12:14 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 PurchaseCommon Stock 12,504 $0.80 $9,993.20
Disclosure

SEC source: 0002063633-25-000004 · form4-10162025_121018.xml · nonDerivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,737

F1 · balance_after: The reported total includes 2,500 shares of Common Stock acquired by the reporting person in one or more transactions with the Issuer pursuant to its Employee Stock Purchase Plan, which transactions are exempt pursuant to Rules 16a3(f)(1)(i)(B) and 16b3(c).

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:05 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantRestricted Stock Units (RSUs) · Derivative 94,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010381 · form4-04082025_080422.xml · derivative · entry 2

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,250

Underlying: Common Stock · 94,250 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:05 UTC SUTRO BIOPHARMA, INC. STRO · Entity 5797 GrantStock Option (Right to Buy) · Derivative 101,500 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010381 · form4-04082025_080422.xml · derivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 101,500 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.