person · Reporting owner
Bertram Kenneth Robert
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAVA GROUP, INC.CAVA · Entity 756 | CLO & Secretary | March 05, 2026 | March 06, 2026 |
| Ollie's Bargain Outlet Holdings, Inc.OLLI · Entity 3996 | SVP, General Counsel | August 03, 2021 | August 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAVA GROUP, INC.
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,958 |
Reported balance
After 2026-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-05 · Sale · Disposed 15,000 · Balance 37,958 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.83, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2: Includes unvested restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,500 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 195 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 195 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.83, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: Includes unvested restricted stock units.
Ollie's Bargain Outlet Holdings, Inc.
Report date August 03, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 28,630 |
Ending reported balance
After 2021-08-03 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-08-03 · Exercise / conversion · Acquired 1,789 · Balance 30,993 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 2 · 2021-08-03 · Sale · Disposed 1,789 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 3 · 2021-08-03 · Exercise / conversion · Acquired 1,366 · Balance 30,570 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 4 · 2021-08-03 · Sale · Disposed 1,366 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Row 5 · 2021-08-03 · Exercise / conversion · Acquired 1,845 · Balance 31,049 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Row 6 · 2021-08-03 · Sale · Disposed 1,845 · Balance 29,204 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Row 7 · 2021-08-03 · Sale · Disposed 574 · Balance 28,630 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.20 · Expires 2027-03-22 | Direct | 0 |
Reported balance
After 2021-08-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-08-03 · Exercise / conversion · Disposed 1,789 · Balance 0 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F5: Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.90 · Expires 2028-03-28 | Direct | 1,366 |
Reported balance
After 2021-08-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-08-03 · Exercise / conversion · Disposed 1,366 · Balance 1,366 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F6: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022. |
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.89 · Expires 2029-03-20 | Direct | 2,670 |
Reported balance
After 2021-08-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-08-03 · Exercise / conversion · Disposed 1,845 · Balance 2,670 F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F7: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Transactions made pursuant to an agreement adopted on June 18, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021.
F6: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022.
F7: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 19, 2019 21:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Tax withholdingCommon Stock, par value $0.001 per share | 8,897 | $64.24 | $571,543.28 |
DisclosureSEC source: 0001140361-19-020920 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,820 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the exercise of options. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.79 to $65.08 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 25,750 | $8.03 | $206,772.50 |
DisclosureSEC source: 0001140361-19-020920 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on September 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $32.20 | $0.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · derivative · entry 12 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,656 Underlying: Common Stock · 3,500 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F6 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (1,789) on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,900 | $0.00 Strike: $20.26 | $0.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · derivative · entry 11 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,154 Underlying: Common Stock · 1,900 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F5 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (4,076) on each anniversary date of the grant, March 7, 2016, subject to continued service through each applicable vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 125 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · derivative · entry 10 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 Underlying: Common Stock · 125 shares Expires 2025-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (4,375) on each anniversary date of the grant, July 15, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · derivative · entry 9 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,750 Underlying: Common Stock · 3,000 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 3,500 | $95.30 | $333,550.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 8 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.67 to $95.98 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $32.20 | $112,700.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 7 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,900 | $95.30 | $181,070.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.67 to $95.98 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,900 | $20.26 | $38,494.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 125 | $95.30 | $11,912.50 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.67 to $95.98 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 125 | $16.00 | $2,000.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 3,000 | $95.30 | $285,900.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.67 to $95.98 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 20:02 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $8.03 | $24,090.00 |
DisclosureSEC source: 0001140361-19-011060 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:10 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | GrantRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-005476 · form4.xml · derivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 Underlying: Common Stock · 1,643 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement. F3 · derivative.exercise_date: The restricted stock units granted on March 20, 2019 will vest in their entirety on March 20, 2023. F3 · derivative.expiration_date: The restricted stock units granted on March 20, 2019 will vest in their entirety on March 20, 2023. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:10 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | GrantEmployee stock Option (right to buy) · Derivative | 5,265 | $0.00 Strike: $79.89 | $0.00 |
DisclosureSEC source: 0001140361-19-005476 · form4.xml · derivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265 Underlying: Common Stock · 5,265 shares Expires 2029-03-20 F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vest on March 20, 2020; 1,316 of the options vest on March 20, 2021; 1,316 of the options vest on March 20, 2022 and 1,317 of the options vest on March 20, 2023. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 10,250 | $0.00 Strike: $20.26 | $0.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · derivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,054 Underlying: Common Stock · 10,250 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (4,076) on each anniversary date of the grant, March 7, 2016, subject to continued service through each applicable vesting date. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 5,750 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · derivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Underlying: Common Stock · 5,750 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (5,750) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 10,250 | $79.80 | $817,950.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.50 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 10,250 | $20.26 | $207,665.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 5,750 | $79.80 | $458,850.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.50 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:15 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,750 | $11.54 | $66,355.00 |
DisclosureSEC source: 0001140361-19-004939 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:20 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001140361-19-003212 · form4.xml · derivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,000 shares Expires 2025-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (4,375) on each anniversary date of the grant, July 15, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:20 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 4,000 | $85.42 | $341,680.00 |
DisclosureSEC source: 0001140361-19-003212 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.18 to $85.79 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:20 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,000 | $16.00 | $64,000.00 |
DisclosureSEC source: 0001140361-19-003212 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:19 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001140361-18-043098 · form4.xml · derivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 9,000 shares Expires 2025-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · derivative.exercise_date: Options vest and become exercisable in equal 25% installments (4,375) on each anniversary date of the grant, July 15, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:19 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 9,000 | $91.32 | $821,880.00 |
DisclosureSEC source: 0001140361-18-043098 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.88 to $92.41 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:19 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 9,000 | $16.00 | $144,000.00 |
DisclosureSEC source: 0001140361-18-043098 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 5,500 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · derivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Stock · 5,500 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F4 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (5,750) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · derivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Underlying: Common Stock · 1,250 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 5,500 | $78.99 | $434,445.00 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.70 to $79.33 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 5,500 | $11.54 | $63,470.00 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,250 | $78.99 | $98,737.50 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.70 to $79.33 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 20:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,250 | $8.03 | $10,037.50 |
DisclosureSEC source: 0001140361-18-036912 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on June 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · derivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 7,500 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · derivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 20,000 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 10, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F5 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 7,500 | $74.41 | $558,075.00 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.05 to $74.95 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 7,500 | $8.03 | $60,225.00 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Tax withholdingCommon Stock, par value $0.001 per share | 9,741 | $74.68 | $727,457.88 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the exercise of options. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.05 to $75.20 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:07 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 20,000 | $8.03 | $160,600.00 |
DisclosureSEC source: 0001140361-18-028779 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 10, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 19:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | GrantRestricted Stock Units · Derivative | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-016200 · form4.xml · derivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740 Underlying: Common Stock · 1,740 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement. F3 · derivative.exercise_date: The restricted stock units granted on March 28, 2018 will vest in their entirety on March 28, 2022. F3 · derivative.expiration_date: The restricted stock units granted on March 28, 2018 will vest in their entirety on March 28, 2022. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 19:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | GrantEmployee stock Option (right to buy) · Derivative | 5,464 | $0.00 Strike: $58.90 | $0.00 |
DisclosureSEC source: 0001140361-18-016200 · form4.xml · derivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 5,464 shares Expires 2028-03-28 F1 · derivative.exercise_date: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vest on March 28, 2019; 1,366 of the options vest on March 28, 2020; 1,366 of the options vest on March 28, 2021 and 1,366 of the options vest on March 28, 2022. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · derivative · entry 6 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 1,750 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F3 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (5,750) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · derivative · entry 5 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 2,250 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. F2 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 1,750 | $59.65 | $104,387.50 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · nonDerivative · entry 4 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,708 F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,750 | $11.54 | $20,195.00 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · nonDerivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 2,250 | $59.65 | $134,212.50 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,708 F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:12 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,250 | $8.03 | $18,067.50 |
DisclosureSEC source: 0001140361-18-014651 · form4.xml · nonDerivative · entry 1 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $8.03 | $0.00 |
DisclosureSEC source: 0001140361-18-009593 · form4.xml · derivative · entry 3 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,750 Underlying: Common Stock · 6,000 shares Expires 2024-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on December 20, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:08 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Tax withholdingCommon Stock, par value $0.001 per share | 2,292 | $55.39 | $126,953.88 |
DisclosureSEC source: 0001140361-18-009593 · form4.xml · nonDerivative · entry 2 Bertram Kenneth Robert · CIK 0001645281 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,708 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the exercise of options. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $56.25 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.