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person · Reporting owner

Jacobs John C

Disclosed activity across 2 companies

Tapewire entity
62128
SEC CIK
0001820836

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Harmony Biosciences Holdings, Inc.HRMY · Entity 4381Director · PRESIDENT, CEOAugust 15, 2022August 16, 2022
NOVAVAX INCNVAX · Entity 4632Director · President and CEOMarch 02, 2026March 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Harmony Biosciences Holdings, Inc.

Report date August 15, 2022 · Filed August 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-08-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-08-15 · Exercise / conversion · Acquired 40,000 · Balance 40,000

Row 2 · 2022-08-15 · Sale · Disposed 39,091 · Balance 909

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.56 to $51.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2022-08-15 · Sale · Disposed 909 · Balance 0

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.56 to $52.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.22 · Expires 2027-10-02Direct114,751 Reported balance After 2022-08-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-15 · Exercise / conversion · Disposed 40,000 · Balance 114,751

F4: The stock option vests in five equal annual installments beginning on October 1, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.56 to $51.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.56 to $52.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The stock option vests in five equal annual installments beginning on October 1, 2018.

NOVAVAX INC

Report date March 02, 2026 · Filed March 09, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Statutory Stock Option NQSEC Table II · derivative / convertible security · Conversion / exercise price $10.11 · Expires 2036-03-02Direct551,500 Reported balance After 2026-03-02 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-03-02 · Grant · Acquired 551,500 · Balance 551,500

F1: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 5, 2026 11:03 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 150,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023726 · tm268076-3_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,333

Underlying: Common Stock · 150,167 shares

Expires 2035-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 3, 2025, in each case subject to continued employment through such vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 11:03 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 69,288 $9.49 $657,543.12
Disclosure

SEC source: 0001104659-26-023726 · tm268076-3_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,680

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 11:03 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 150,167 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023726 · tm268076-3_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:37 UTC NOVAVAX INC NVAX · Entity 4632 GrantNon-Statutory Stock Option NQ · Derivative 551,500 $9.09 Strike: $9.09 $5,013,135.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 5

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,500

Underlying: Common Stock · 551,500 shares

Expires 2036-03-02

F4 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 02:37 UTC NOVAVAX INC NVAX · Entity 4632 GrantRestricted Stock Units · Derivative 367,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2036-03-02

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of March 2, 2026, in each case subject to continued employment through such vesting date.

Read SEC document
March 02, 2026 Filed Mar 9, 2026 22:08 UTC Amendment NOVAVAX INC NVAX · Entity 4632 GrantNon-Statutory Stock Option NQ · Derivative 551,500 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001104659-26-025363 · tm268290-2_4aseq1.xml · derivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,500

Underlying: Common Stock · 551,500 shares

Expires 2036-03-02

F1 · derivative.exercise_price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F1 · price: This Form 4/A has been filed solely to amend the exercise price as originally reported in Column 2 and price of derivative security as originally reported in Column 8 of Table II of the Reporting Person's Form 4 filed on March 3, 2026. All other information remains unchanged from the March 3, 2026 filing.

F2 · derivative.exercise_date: One quarter (1/4) of the shares subject to this option granted under the Plan vest on the first anniversary of March 2, 2026, and the remaining three-quarters (3/4) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 83,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2033-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, (the "Plan") vest on each of the first three (3) anniversaries of March 1, 2024, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 38,450 $10.14 $389,883.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,680

F1 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:37 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 83,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023074 · tm267953-4_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 00:57 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 83,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,197 shares

Expires 2033-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 00:57 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 39,132 $9.17 $358,840.44
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,797

Read SEC document
January 23, 2026 Filed Jan 27, 2026 00:57 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 83,197 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-006721 · tm264124-1_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:03 UTC NOVAVAX INC NVAX · Entity 4632 Grant2025 Restricted Stock Units RSU · Derivative 450,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000304 · primary_01.xml · derivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,500

Underlying: Common Stock · 450,500 shares

Expires 2035-03-03

F2 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:03 UTC NOVAVAX INC NVAX · Entity 4632 Grant2025 Non-statutory Stock Option NQ · Derivative 676,000 $7.87 Strike: $7.87 $5,320,120.00
Disclosure

SEC source: 0001593968-25-000304 · primary_01.xml · derivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,000

Underlying: Common Stock · 676,000 shares

Expires 2035-03-03

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option granted under the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, vest on the first anniversary of the grant date, and the remaining seventy-five percent (75%) of the shares vest in equal monthly installments over the following three (3) years, in each case subject to continued employment with the Company through such vesting date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:42 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 83,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000286 · primary_01.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Common Stock · 83,334 shares

Expires 2034-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:42 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 38,451 $8.33 $320,296.83
Disclosure

SEC source: 0001593968-25-000286 · primary_01.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,732

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:42 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 83,334 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000286 · primary_01.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 83,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,197

Underlying: Common Stock · 83,196 shares

Expires 2033-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan vest on each of the first three (3) anniversaries of the grant date, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 38,873 $9.55 $371,237.15
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,849

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:19 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 83,196 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000137 · primary_01.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 26, 2024 22:11 UTC NOVAVAX INC NVAX · Entity 4632 GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-039129 · tm249879-3_4seq1.xml · derivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: One-third (1/3) of the RSUs subject to this grant under the Plan will vest on each of the first three (3) anniversaries of the March 1, 2024 Grant Date, in each case subject to continued employment through such vesting date.

F3 · derivative.expiration_date: One-third (1/3) of the RSUs subject to this grant under the Plan will vest on each of the first three (3) anniversaries of the March 1, 2024 Grant Date, in each case subject to continued employment through such vesting date.

Read SEC document
March 01, 2024 Filed Mar 26, 2024 22:11 UTC NOVAVAX INC NVAX · Entity 4632 GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001104659-24-039129 · tm249879-3_4seq1.xml · derivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Novavax, Inc. (the "Company") Amended and Restated 2015 Stock Incentive Plan, as amended (the "Plan"), will vest on the first anniversary of the March 1, 2024 grant date (the "Grant Date"), and the remaining seventy-five percent (75%) of the shares will vest in equal monthly installments over the following three (3) years, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:00 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionRestricted Stock Units · Derivative 83,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002239 · doc4.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,393

Underlying: Common Stock · 83,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The RSUs subject to this grant under the Plan will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the January 23, 2023 grant date, in each case subject to continued employment through such vesting date.

F2 · derivative.expiration_date: The RSUs subject to this grant under the Plan will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the January 23, 2023 grant date, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:00 UTC NOVAVAX INC NVAX · Entity 4632 Tax withholdingCommon Stock 40,093 $4.26 $170,796.18
Disclosure

SEC source: 0001209191-24-002239 · doc4.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,104

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:00 UTC NOVAVAX INC NVAX · Entity 4632 Exercise / conversionCommon Stock 83,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-002239 · doc4.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:06 UTC NOVAVAX INC NVAX · Entity 4632 GrantRestricted Stock Units · Derivative 249,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004855 · doc4.xml · derivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,590

Underlying: Common Stock · 249,590 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: The RSUs subject to this grant under the Plan will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the Grant Date, in each case subject to continued employment through such vesting date.

F3 · derivative.expiration_date: The RSUs subject to this grant under the Plan will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the Grant Date, in each case subject to continued employment through such vesting date.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 22:06 UTC NOVAVAX INC NVAX · Entity 4632 GrantStock Option (Right to buy) · Derivative 290,700 $0.00 Strike: $11.92 $0.00
Disclosure

SEC source: 0001209191-23-004855 · doc4.xml · derivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,700

Underlying: Common Stock · 290,700 shares

Expires 2033-01-23

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to this option grant under the Novavax, Inc. (the "Company") 2023 Inducement Plan (the "Plan") will vest on the first anniversary of the January 23, 2023 grant date (the "Grant Date"), and the remaining seventy-five percent (75%) of the shares will vest in equal monthly installments over the following three (3) years, in each case subject to continued employment through such vesting date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:04 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001415889-22-008696 · form4-08162022_010808.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,751

Underlying: Common Stock · 40,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:04 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 909 $51.76 $47,053.11
Disclosure

SEC source: 0001415889-22-008696 · form4-08162022_010808.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.56 to $52.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 15, 2022 Filed Aug 16, 2022 20:04 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 39,091 $51.05 $1,995,759.73
Disclosure

SEC source: 0001415889-22-008696 · form4-08162022_010808.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.56 to $51.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 15, 2022 Filed Aug 16, 2022 20:04 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 40,000 $8.22 $328,800.00
Disclosure

SEC source: 0001415889-22-008696 · form4-08162022_010808.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · PRESIDENT, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-071909 · tm2218582-1_4seq1.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,751

Underlying: Common Stock · 15,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

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June 15, 2022 Filed Jun 16, 2022 20:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 800 $46.13 $36,906.96
Disclosure

SEC source: 0001104659-22-071909 · tm2218582-1_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.19. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 15, 2022 Filed Jun 16, 2022 20:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 14,200 $45.38 $644,370.44
Disclosure

SEC source: 0001104659-22-071909 · tm2218582-1_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.78. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 15, 2022 Filed Jun 16, 2022 20:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 15,000 $8.22 $123,300.00
Disclosure

SEC source: 0001104659-22-071909 · tm2218582-1_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:16 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-071014 · tm2218405-1_4seq1.xml · derivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,751

Underlying: Common Stock · 25,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

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June 13, 2022 Filed Jun 14, 2022 20:16 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 15,197 $44.53 $676,675.30
Disclosure

SEC source: 0001104659-22-071014 · tm2218405-1_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.02 to $44.89. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 13, 2022 Filed Jun 14, 2022 20:16 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 9,803 $43.63 $427,735.28
Disclosure

SEC source: 0001104659-22-071014 · tm2218405-1_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $44.01. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:16 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 25,000 $8.22 $205,500.00
Disclosure

SEC source: 0001104659-22-071014 · tm2218405-1_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · derivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,751

Underlying: Common Stock · 15,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 15,000 $45.32 $679,821.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:23 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 15,000 $8.22 $123,300.00
Disclosure

SEC source: 0001104659-22-035613 · tm228148-5_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · derivative · entry 5

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,751

Underlying: Common Stock · 25,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests in five equal annual installments beginning on October 1, 2018.

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March 14, 2022 Filed Mar 16, 2022 20:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 930 $43.47 $40,427.10
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.35 to $43.77. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 11,614 $42.66 $495,474.15
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.34 to $43.33. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 14, 2022 Filed Mar 16, 2022 20:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 12,456 $42.06 $523,870.71
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 2

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,544

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.34 to $42.33. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:05 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 25,000 $8.22 $205,500.00
Disclosure

SEC source: 0001104659-22-034442 · tm228148-4_4seq1.xml · nonDerivative · entry 1

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionStock Option · Derivative 18,053 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · derivative · entry 6

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,751

Underlying: Common Stock · 18,053 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently vested with respect to 251,801 shares, and will vest with respect to the remainder of the shares on October 1, 2022.

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January 04, 2022 Filed Jan 5, 2022 21:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 SaleCommon Stock 18,053 $45.15 $815,049.62
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 4

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.70. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:15 UTC Harmony Biosciences Holdings, Inc. HRMY · Entity 4381 Exercise / conversionCommon Stock 18,053 $8.22 $148,395.66
Disclosure

SEC source: 0001104659-22-001475 · tm221863-1_4seq1.xml · nonDerivative · entry 3

Jacobs John C · CIK 0001820836 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.