Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director | March 05, 2026 | March 09, 2026 |
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | Director | September 22, 2020 | September 24, 2020 |
| WillScot Holdings CorpWSC · Entity 4121 | Director | March 27, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENSKE AUTOMOTIVE GROUP, INC.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible security | Direct | 60,621 |
Reported balance
After 2026-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 534 · Balance 60,621 F1: One for one. F4: Price is not relevant to this transaction. F2: These units are exercisable beginning on the reporting person's separation from service from the Company's Board of Directors. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: One for one.
F2: These units are exercisable beginning on the reporting person's separation from service from the Company's Board of Directors.
F3: Not applicable.
F4: Price is not relevant to this transaction.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date September 22, 2020 · Filed September 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 74,461 |
Ending reported balance
After 2020-09-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-22 · Sale · Disposed 40,000 · Balance 79,823 F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F2: The shares were sold at prices ranging from $6.06 to $6.47. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2020-09-23 · Sale · Disposed 5,362 · Balance 74,461 F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F3: The shares were sold at prices ranging from $5.94 to $6.16. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSpouse | 707 |
Reported balance
Holding disclosure · report date 2020-09-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 707 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
F2: The shares were sold at prices ranging from $6.06 to $6.47. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares were sold at prices ranging from $5.94 to $6.16. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
WillScot Holdings Corp
Report date March 27, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 52,007 |
Reported balance
After 2023-03-27 transaction · row 1
1 source rowRow 1 · 2023-03-27 · Gift · Disposed 1,800 · Balance 52,007 F1: The Reporting Person made a donation to a charitable organization or donor-advised trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person made a donation to a charitable organization or donor-advised trust.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MOBILE MINI INC
Report date July 01, 2020 · Filed July 02, 2020
Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Disposition to issuer · Disposed 19,201 · Balance 0 F1: Disposed of as a result of merger pursuant to the previously announced Agreement and Plan of Merger, dated as of March 1, 2020 which, as it may be amended from time to time, we refer to as the Merger Agreement, by and among Willscot Corporation, Picasso Merger Sub, Inc. and Mobile Mini, Inc. F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 2.4050 fully paid and nonassessable shares of WillScot Corporation Class A Common Stock for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of merger pursuant to the previously announced Agreement and Plan of Merger, dated as of March 1, 2020 which, as it may be amended from time to time, we refer to as the Merger Agreement, by and among Willscot Corporation, Picasso Merger Sub, Inc. and Mobile Mini, Inc.
F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 2.4050 fully paid and nonassessable shares of WillScot Corporation Class A Common Stock for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2017 Filed Dec 7, 2017 19:05 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Cash · Derivative | Not disclosed | $0.00 | $300,000.00 |
DisclosureSEC source: 0001209191-17-064553 · doc4.xml · derivative · entry 4 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2020-12-05 F3 · derivative.exercise_price: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.exercise_date: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F3 · derivative.underlying: Represents a contingent right to receive cash, 50% of which vest based on the 2-year compound annual TSR and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:05 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 88,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064553 · doc4.xml · derivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,758 Underlying: Common Stock · 88,758 shares Expires 2020-12-05 F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, 50% of which vest based on the 2-year compound annual total shareholder return ("TSR") and 50% of which vest based on the 3-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second or third anniversary, as applicable, of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:05 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 118,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064553 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,882 F1 · shares: The Board of Directors approved the grant on December 5, 2017. The restricted stock units vest in three equal annual installments. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:07 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 176.08 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-063506 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,156.11 Underlying: Common Stock · 176.08 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:42 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 4,745 | $3.63 | $17,200.63 |
DisclosureSEC source: 0001209191-17-061201 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,538 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.73, inclusive. The reporting person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 16:44 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 5,139 | $3.44 | $17,678.16 |
DisclosureSEC source: 0001209191-17-057158 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,793 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 to $3.49, inclusive. The reporting person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 17:30 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 5,520 | $3.25 | $17,940.00 |
DisclosureSEC source: 0001209191-17-053862 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,654 F1 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 19:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 19,933 | $3.31 | $65,978.23 |
DisclosureSEC source: 0001209191-17-053374 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,174 F2 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 19:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 19,188 | $3.32 | $63,704.16 |
DisclosureSEC source: 0001209191-17-053374 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,107 F1 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:00 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 5,031 | $3.40 | $17,089.80 |
DisclosureSEC source: 0001209191-17-053184 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,295 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.33 to $3.40, inclusive. The reporting person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCash Units · Derivative | Not disclosed | $0.00 | $300,000.00 |
DisclosureSEC source: 0001209191-17-053080 · doc4.xml · derivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2019-09-13 F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. F2 · underlyingValue: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount represents the maximum amount of cash that may be delivered pursuant to the award, which is 150% of the target amount of cash. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantPerformance Units · Derivative | 85,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053080 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,471 Underlying: Common Stock · 85,471 shares Expires 2019-09-13 F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is 150% of the target number of shares. Read SEC document |
| September 07, 2017 Filed Sep 7, 2017 19:15 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 9,406 | $3.57 | $33,579.42 |
DisclosureSEC source: 0001209191-17-051973 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,264 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 19:15 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 8,742 | $3.50 | $30,597.00 |
DisclosureSEC source: 0001209191-17-051973 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,670 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:08 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 191.43 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-051257 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,980.03 Underlying: Common Stock · 191.43 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 19:27 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 5,000 | $3.42 | $17,100.00 |
DisclosureSEC source: 0001209191-17-049296 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,412 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 11:24 UTC | MOBILE MINI INC MINI · Entity 148083 | GrantCommon Stock $0.01 Par Value | 2,898 | $31.05 | $89,982.90 |
DisclosureSEC source: 0000899243-17-019643 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,498 Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:10 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 183.4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-037180 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,788.6 Underlying: Common Stock · 183.4 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:57 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 150.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016745 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,605.2 Underlying: Common Stock · 150.53 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:36 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-155479 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,454.67 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:02 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 119.63 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-152978 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,454.67 Underlying: Common Stock · 119.63 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 18:24 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 5,956 | $2.20 | $13,103.20 |
DisclosureSEC source: 0001209191-16-142693 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,412 F2 · shares: Vesting of Restricted Stock granted on 09/20/2012. Shares withheld to satisfy tax liability. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 18:24 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 6,215 | $2.20 | $13,673.00 |
DisclosureSEC source: 0001209191-16-142693 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,368 F1 · shares: Vesting of Restricted Stock granted on 09/20/2011. Shares withheld to satisfy tax liability. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 16:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 19,795 | $2.08 | $41,173.60 |
DisclosureSEC source: 0001209191-16-142270 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,583 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 17:52 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 173,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-141856 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,378 F1 · shares: The Board of Directors approved the grant on September 14, 2016. The restricted stock units vest in four equal annual installments. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 16:51 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 9,209 | $2.39 | $22,009.51 |
DisclosureSEC source: 0001209191-16-140580 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,464 F2 · shares: Vesting of Restricted Stock Units granted on 09/05/2013. Shares withheld to satisfy tax liability. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 16:51 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 8,641 | $2.39 | $20,651.99 |
DisclosureSEC source: 0001209191-16-140580 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,673 F1 · shares: Vesting of Restricted Stock Units granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.