Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director | March 05, 2026 | March 09, 2026 |
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | Director | September 22, 2020 | September 24, 2020 |
| WillScot Holdings CorpWSC · Entity 4121 | Director | March 27, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENSKE AUTOMOTIVE GROUP, INC.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible security | Direct | 60,621 |
Reported balance
After 2026-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 534 · Balance 60,621 F1: One for one. F4: Price is not relevant to this transaction. F2: These units are exercisable beginning on the reporting person's separation from service from the Company's Board of Directors. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: One for one.
F2: These units are exercisable beginning on the reporting person's separation from service from the Company's Board of Directors.
F3: Not applicable.
F4: Price is not relevant to this transaction.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date September 22, 2020 · Filed September 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 74,461 |
Ending reported balance
After 2020-09-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-22 · Sale · Disposed 40,000 · Balance 79,823 F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F2: The shares were sold at prices ranging from $6.06 to $6.47. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2020-09-23 · Sale · Disposed 5,362 · Balance 74,461 F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F3: The shares were sold at prices ranging from $5.94 to $6.16. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSpouse | 707 |
Reported balance
Holding disclosure · report date 2020-09-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 707 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
F2: The shares were sold at prices ranging from $6.06 to $6.47. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares were sold at prices ranging from $5.94 to $6.16. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
WillScot Holdings Corp
Report date March 27, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 52,007 |
Reported balance
After 2023-03-27 transaction · row 1
1 source rowRow 1 · 2023-03-27 · Gift · Disposed 1,800 · Balance 52,007 F1: The Reporting Person made a donation to a charitable organization or donor-advised trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person made a donation to a charitable organization or donor-advised trust.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MOBILE MINI INC
Report date July 01, 2020 · Filed July 02, 2020
Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Disposition to issuer · Disposed 19,201 · Balance 0 F1: Disposed of as a result of merger pursuant to the previously announced Agreement and Plan of Merger, dated as of March 1, 2020 which, as it may be amended from time to time, we refer to as the Merger Agreement, by and among Willscot Corporation, Picasso Merger Sub, Inc. and Mobile Mini, Inc. F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 2.4050 fully paid and nonassessable shares of WillScot Corporation Class A Common Stock for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of merger pursuant to the previously announced Agreement and Plan of Merger, dated as of March 1, 2020 which, as it may be amended from time to time, we refer to as the Merger Agreement, by and among Willscot Corporation, Picasso Merger Sub, Inc. and Mobile Mini, Inc.
F2: Each share of common stock was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 2.4050 fully paid and nonassessable shares of WillScot Corporation Class A Common Stock for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2020 Filed Jun 4, 2020 18:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 14,094 | $7.63 | $107,537.22 |
DisclosureSEC source: 0001209191-20-034531 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,283 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F3 · price: The shares were sold at prices ranging from $7.50 to $7.78. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 18:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 1,300 | $7.50 | $9,750.00 |
DisclosureSEC source: 0001209191-20-034531 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,377 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F2 · price: The shares were sold at prices ranging from $7.50 to $7.52. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 18:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 40,626 | $7.55 | $306,726.30 |
DisclosureSEC source: 0001209191-20-033298 · doc4.xml · nonDerivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,677 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F4 · price: The shares were sold at prices ranging from $7.50 to $7.63. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 18:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 23,620 | $7.54 | $178,094.80 |
DisclosureSEC source: 0001209191-20-033298 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,303 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F3 · price: The shares were sold at prices ranging from $7.50 to $7.58. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 18:46 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | SaleCommon Stock, $0.0001 par value | 1,030 | $7.50 | $7,725.00 |
DisclosureSEC source: 0001209191-20-033298 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,923 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. F2 · price: The shares were sold at prices ranging from $7.500 to $7.505. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:46 UTC | MOBILE MINI INC MINI · Entity 148083 | GrantCommon Stock $0.01 Par Value | 3,500 | $28.57 | $99,995.00 |
DisclosureSEC source: 0001209191-20-027389 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,201 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 12:38 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-016454 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,690 Underlying: Common Stock · 376 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 18:41 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,529 | $7.31 | $135,446.99 |
DisclosureSEC source: 0001209191-19-060991 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,953 F1 · shares: Vesting of Performance Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:29 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060407 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,314 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $150,000.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 7 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Cash · Not disclosed shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F4 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 44,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · derivative · entry 6 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,379 shares Expires 2019-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Disposition to issuerPerformance Cash | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 4 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Cash | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is equal to the maximum amount of cash that may be delivered pursuant to the award. F5 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 16,454 | $7.31 | $120,278.74 |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,482 F3 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 16:47 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 44,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059882 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is equal to the maximum number of shares that may be delivered pursuant to the award. F2 · balance_after: Excludes 39,448 shares of common stock forfeited 11/1/2019 in connection with Ms. McWaters' retirement. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:34 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-059070 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,314 Underlying: Common Stock · 294 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:30 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 5,000 | $49.25 | $246,252.00 |
DisclosureSEC source: 0001209191-19-054633 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,924 F1 · price: This transaction was executed in multiple trade prices ranging from $49.2501 to $49.2550. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 17:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 30,302 | $5.32 | $161,206.64 |
DisclosureSEC source: 0001209191-19-050562 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,005 F1 · shares: Vesting of Performance Units granted on 9/13/2017. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,092 | $5.32 | $96,249.44 |
DisclosureSEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,827 F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,792 | $5.24 | $98,470.08 |
DisclosureSEC source: 0001209191-19-050250 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,919 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 17:24 UTC Amendment | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,092 | $5.32 | $96,249.44 |
DisclosureSEC source: 0001209191-19-050369 · doc4a.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,827 F1 · security: This amended Form 4 is solely to file the power of attorney. This line item was solely included to gain access to filing system. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Cash · Derivative | Not disclosed | $0.00 | $254,400.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 6 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Cash · Not disclosed shares Expires 2019-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F2 · derivative.exercise_date: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Units · Derivative | 72,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · derivative · entry 5 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,480 shares Expires 2019-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Disposition to issuerPerformance Cash | 254,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 3 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,307 F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionPerformance Cash | 254,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a contingent right to receive cash, which vests based on the 2-year compound annual TSR. For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The amount delivered is less than the maximum amount of cash that may be delivered pursuant to the award. F3 · balance_after: Performance Cash is settled solely in cash upon vesting. Therefore, the amount of securities beneficially owned following the reported transaction did not change. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 21:54 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Exercise / conversionCommon Stock, $0.0001 par value | 72,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-050259 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance unit represents a contingent right to receive one share of the Company's common stock, which vests based on the 2-year compound annual total shareholder return ("TSR"). For purposes of determining the TSR, the change in the price of the Company's common stock is based upon the 30-trading day average closing stock price (i) immediately preceding the grant date at the beginning of the performance period, and (ii) immediately preceding the second anniversary of the grant date at the end of the performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 11:43 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-048668 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,020 Underlying: Common Stock · 335 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 12:37 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-034615 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,685 Underlying: Common Stock · 300 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 14:01 UTC | MOBILE MINI INC MINI · Entity 148083 | GrantCommon Stock $0.01 Par Value | 2,899 | $34.50 | $100,015.50 |
DisclosureSEC source: 0001209191-19-025714 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,701 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:28 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 301.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015636 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,384.64 Underlying: Common Stock · 301.69 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 18:16 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 1,291 | $3.92 | $5,060.72 |
DisclosureSEC source: 0001209191-19-003975 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,711 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:27 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 1,592 | $3.18 | $5,062.56 |
DisclosureSEC source: 0001209191-18-063311 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,420 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:10 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062695 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,082.95 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 17:16 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 16,265 | $3.14 | $51,072.10 |
DisclosureSEC source: 0001209191-18-061825 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,828 F1 · shares: Vesting of Restricted Stock Units granted on 12/5/2017. Shares withheld to satisfy tax liability Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 13:29 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 270.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-061110 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,082.95 Underlying: Common Stock · 270.8 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:05 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 1,901 | $2.68 | $5,094.68 |
DisclosureSEC source: 0001209191-18-059049 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,093 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 17:32 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 2,016 | $2.58 | $5,201.28 |
DisclosureSEC source: 0001209191-18-055164 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,192 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 19:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 17,904 | $2.69 | $48,161.76 |
DisclosureSEC source: 0001209191-18-051705 · doc4.xml · nonDerivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,176 F2 · shares: Vesting of Restricted Stock granted on 09/14/2016. Shares withheld to satisfy tax liability. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 19:21 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 18,606 | $2.69 | $50,050.14 |
DisclosureSEC source: 0001209191-18-051705 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,080 F1 · shares: Vesting of Restricted Stock Units granted on 09/16/2015. Shares withheld to satisfy tax liability. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 18:08 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 1,858 | $2.72 | $5,053.76 |
DisclosureSEC source: 0001209191-18-051537 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,686 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 19:25 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | Tax withholdingCommon Stock, $0.0001 par value | 8,057 | $2.71 | $21,834.47 |
DisclosureSEC source: 0001209191-18-050160 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,828 F1 · shares: Vesting of Restricted Stock granted on 09/04/2014. Shares withheld to satisfy tax liability. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 20:25 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 209.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-049812 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,812.15 Underlying: Common Stock · 209.53 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 18:31 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 1,824 | $2.80 | $5,107.20 |
DisclosureSEC source: 0001209191-18-047179 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,885 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:25 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 218.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-035077 · doc4.xml · derivative · entry 2 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,602.62 Underlying: Common Stock · 218.81 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:25 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 5,000 | $48.58 | $242,885.50 |
DisclosureSEC source: 0001209191-18-035077 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,924 Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 18:33 UTC | MOBILE MINI INC MINI · Entity 148083 | GrantCommon Stock $0.01 Par Value | 2,304 | $43.40 | $99,993.60 |
DisclosureSEC source: 0001209191-18-026142 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,802 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:39 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 227.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-016490 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,383.81 Underlying: Common Stock · 227.69 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 18:23 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 6,499 | $2.67 | $17,352.33 |
DisclosureSEC source: 0001209191-18-004076 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,061 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 16:58 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | PurchaseCommon Stock, $0.0001 par value | 6,680 | $2.56 | $17,114.16 |
DisclosureSEC source: 0001209191-17-066171 · doc4.xml · nonDerivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,562 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.51 to $2.57, inclusive. The reporting person undertakes to provide to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:11 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantDeferred Stock Units (Phantom Stock) · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065669 · doc4.xml · derivative · entry 1 MCWATERS KIMBERLY J · CIK 0001272480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,156.11 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: One for one. F4 · price: Price is not relevant to this transaction. F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.