Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Director | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,118 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Exercise / conversion · Acquired 11,905 · Balance 43,118 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-03-05 | Direct | 0 |
Reported balance
After 2026-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-05 · Exercise / conversion · Disposed 11,905 · Balance 0 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-03-04 | Direct | 5,032 |
Reported balance
After 2026-03-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-05 · Grant · Acquired 5,032 · Balance 5,032 F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Proterra Inc
Report date March 13, 2024 · Filed March 13, 2024
Section 16 reporting ended · disclosed 2024-03-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-13 transaction · row 1
1 source rowRow 1 · 2024-03-13 · Other · Disposed 147,772 · Balance 0 F1: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 9, 2026 16:50 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 5,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865695-26-000004 · wk-form4_1773089449.xml · derivative · entry 3 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,032 Underlying: Common Stock · 5,032 shares Expires 2027-03-04 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 16:50 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 11,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001865695-26-000004 · wk-form4_1773089449.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,905 shares Expires 2026-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 16:50 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 11,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001865695-26-000004 · wk-form4_1773089449.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 16:25 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001865695-26-000002 · wk-form4_1767648346.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,213 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 13:57 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001865695-25-000004 · wk-form4_1759427842.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,812 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 17:05 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000135 · wk-form4_1751403902.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,379 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 19:31 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000083 · wk-form4_1743636655.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,010 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 17:40 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 11,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000062 · wk-form4_1741387207.xml · derivative · entry 3 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,905 Underlying: Common Stock · 11,905 shares Expires 2026-03-06 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 17:40 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 5,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000062 · wk-form4_1741387207.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,685 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 17:40 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 5,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000062 · wk-form4_1741387207.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 16:55 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-25-000013 · wk-form4_1735941326.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,364 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 18:20 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000177 · wk-form4_1727821230.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,919 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 16:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000139 · wk-form4_1719864463.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,631 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 18:28 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000095 · wk-form4_1712010519.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,968 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 13, 2024 Filed Mar 13, 2024 19:08 UTC | Proterra Inc PTRAQ · Entity 93081 | OtherCommon Stock | 147,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-24-000682 · es240456679_4-joyce.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration. F1 · price: On August 7, 2023, Proterra Inc (the "Company") and its subsidiary Proterra Operating Company, Inc. (collectively, the "Debtors") filed voluntary petitions for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Court"), thereby commencing chapter 11 cases for the Debtors. On March 6, 2024, the Court entered its order confirming the Fifth Amended Joint Chapter 11 Plan of Reorganization for Proterra Inc and its Debtor Affiliate (the "Plan"). On March 13, 2024, the Plan became effective pursuant to its terms (the "Effective Date"). On the Effective Date, pursuant to the Plan, all outstanding shares of the Company's common stock, including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished without the receipt of any consideration. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 17:26 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 5,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000064 · wk-form4_1709850362.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,685 Underlying: Common Stock · 5,685 shares Expires 2025-03-05 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:02 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 2,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000045 · wk-form4_1708462917.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,989 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:02 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 2,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000045 · wk-form4_1708462917.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 16:33 UTC | Proterra Inc PTRAQ · Entity 93081 | SaleCommon Stock | 16,643 | $0.02 | $317.88 |
DisclosureSEC source: 0000950142-24-000028 · es240434685_4-joyce.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 902,053 F1 · kind: The sale reported in this Form 4 represents the withholding of Common Stock by the Company to satisfy tax withholding obligations in connection with the net issuance of shares of Common Stock delivered to the Reporting Person on January 2, 2024, from the vesting and settlement of restricted stock units. The number of shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the average of the bid and ask price of the Company's Common Stock on January 2, 2024. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 16:27 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-24-000012 · wk-form4_1704317231.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,231 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:08 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000195 · wk-form4_1696370903.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,144 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 16:30 UTC | Proterra Inc PTRAQ · Entity 93081 | SaleCommon Stock | 18,925 | $0.05 | $1,037.09 |
DisclosureSEC source: 0000950142-23-002480 · es230404327_4-joyce.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 918,696 F1 · kind: The sale reported in this Form 4 represents the withholding of shares of Common Stock by the Company to satisfy tax withholding obligations in connection with the net issuance of shares of Common Stock delivered to the Reporting Person on September 25, 2023 from the vesting and settlement of restricted stock units. The number of shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the average of the bid and ask price of the Company's Common Stock on September 25, 2023. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 16:32 UTC | Proterra Inc PTRAQ · Entity 93081 | SaleCommon Stock | 2,283 | $0.07 | $157.07 |
DisclosureSEC source: 0000950142-23-002313 · es230394798_4-joyce.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 937,621 F1 · kind: The sale reported in this Form 4 represents the withholding of shares of Common Stock by the Company to satisfy tax withholding obligations in connection with the net issuance of shares of Common Stock delivered to the Reporting Person on August 25, 2023 from the vesting and settlement of restricted stock units. The number of shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the average of the bid and ask price of the Company's Common Stock on August 25, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:43 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 736 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000152 · wk-form4_1688593391.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,206 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 16:15 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000092 · wf-form4_168063931884906.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,470 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:15 UTC | Proterra Inc PTRA · Entity 93081 | GrantStock Option (Right to Buy) · Derivative | 959,987 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-23-021717 · doc4.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959,987 Underlying: Common Stock · 959,987 shares Expires 2033-03-28 F2 · derivative.exercise_date: The stock option vests as to 25% of the total shares on March 25, 2024, and thereafter vests as to 25% of the total shares annually until fully vested, subject to the Reporting Person remaining in Service (as defined in the Issuer's 2021 Equity Incentive Plan) of the Issuer as of each such date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:15 UTC | Proterra Inc PTRA · Entity 93081 | GrantCommon Stock | 584,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021717 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 939,904 F1 · shares: Represents the number of shares of common stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock. The shares underlying the RSUs vest as to 25% of the total shares on March 25, 2024, and thereafter vest as to 25% of the total shares annually until fully vested, subject to the Reporting Person remaining in Service (as defined in the Issuer's 2021 Equity Incentive Plan) of the Issuer as of each such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 17:34 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 2,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000049 · wf-form4_167658682888702.xml · derivative · entry 3 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,989 Underlying: Common Stock · 2,989 shares Expires 2024-02-15 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 17:34 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000049 · wf-form4_167658682888702.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,125 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 17:34 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-23-000049 · wf-form4_167658682888702.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 17:22 UTC | Proterra Inc PTRA · Entity 93081 | SaleCommon Stock | 22,534 | $5.01 | $112,917.87 |
DisclosureSEC source: 0001209191-23-004864 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,272 F1 · kind: The sale reported in this Form 4 represents a nondiscretionary sale of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units. Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 19:36 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionRestricted Stock Unit · Derivative | 615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-22-000270 · wf-form4_166561778076026.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 615 shares Expires 2022-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2022 Filed Oct 12, 2022 19:36 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | Exercise / conversionCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-22-000270 · wf-form4_166561778076026.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:14 UTC | Proterra Inc PTRA · Entity 93081 | SaleCommon Stock | 3,334 | $6.25 | $20,832.17 |
DisclosureSEC source: 0001209191-22-048066 · doc4.xml · nonDerivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,806 F1 · kind: The Reporting Person was required to sell the number of shares necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 21:14 UTC | Proterra Inc PTRA · Entity 93081 | SaleCommon Stock | 61 | $6.12 | $373.37 |
DisclosureSEC source: 0001209191-22-048066 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,140 F1 · kind: The Reporting Person was required to sell the number of shares necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. Read SEC document |
| March 14, 2022 Filed Mar 14, 2022 20:23 UTC | Proterra Inc PTRA · Entity 93081 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,950 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0001209191-22-018676 · doc4.xml · derivative · entry 3 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,901 Underlying: Common Stock · 20,950 shares Expires 2030-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 25% of the total shares on November 17, 2021, and thereafter vests as to the total shares quarterly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 14, 2022 Filed Mar 14, 2022 20:23 UTC | Proterra Inc PTRA · Entity 93081 | Exercise / conversionCommon Stock | 20,950 | $4.78 | $100,141.00 |
DisclosureSEC source: 0001209191-22-018676 · doc4.xml · nonDerivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:23 UTC | Proterra Inc PTRA · Entity 93081 | GrantCommon Stock | 120,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018676 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,251 F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 16:08 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-22-000057 · wf-form4_164608247869972.xml · derivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Underlying: Common Stock · 2,125 shares Expires 2023-02-24 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 17:58 UTC | Proterra Inc PTRA · Entity 93081 | GrantEmployee Stock Option (right to buy) · Derivative | 300,240 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001209191-22-011857 · doc4.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,240 Underlying: Common Stock · 300,240 shares Expires 2032-02-16 F2 · derivative.exercise_date: The stock option vests as to 25% of the total shares on January 1, 2023, and thereafter vests as to 25% of the total shares annually until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 17:58 UTC | Proterra Inc PTRA · Entity 93081 | GrantCommon Stock | 189,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011857 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,479 F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 18:56 UTC | Proterra Inc PTRA · Entity 93081 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,951 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0001209191-21-069825 · doc4.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · President of Proterra Oper Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,851 Underlying: Common Stock · 20,951 shares Expires 2030-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option (representing a right to purchase a total of 83,802 shares) vests as to 25% of the total shares on November 17, 2021, and thereafter vests as to the total shares quarterly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. In the Reporting Person's Form 4 filed on June 16, 2021, Footnote (1) inadvertently reported that the vesting of this stock option (as well as the other stock option beneficially owned by the Reporting Person that was reported in such Form 4) commenced on December 17, 2021. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 18:56 UTC | Proterra Inc PTRA · Entity 93081 | Exercise / conversionCommon Stock | 20,951 | $4.78 | $100,145.78 |
DisclosureSEC source: 0001209191-21-069825 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · President of Proterra Oper Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:24 UTC | Proterra Inc PTRA · Entity 93081 | GrantStock Option (Right to Buy) · Derivative | 51,666 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-21-061563 · doc4.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · President of Proterra Oper Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,666 Underlying: Common Stock · 51,666 shares Expires 2031-10-20 F2 · derivative.exercise_date: The stock option vests as to 25% of the total shares on August 25, 2022, and thereafter vests as to 25% of the total shares annually until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:24 UTC | Proterra Inc PTRA · Entity 93081 | GrantCommon Stock | 29,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061563 · doc4.xml · nonDerivative · entry 1 Joyce Gareth T · CIK 0001865695 · President of Proterra Oper Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,135 F1 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 17:32 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock · Derivative | 615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227654-21-000257 · wf-form4_163416075295839.xml · derivative · entry 1 Joyce Gareth T · CIK 0001865695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires 2022-10-12 F1 · shares: Represents initial grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the first anniversary of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:54 UTC | Proterra Inc PTRA · Entity 93081 | GrantStock Option (Right to Buy) · Derivative | 732,835 | Not disclosed Strike: $4.78 | Not disclosed |
DisclosureSEC source: 0001209191-21-041200 · doc4.xml · derivative · entry 2 Joyce Gareth T · CIK 0001865695 · President, Power and Energy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,835 Underlying: Common Stock · 732,835 shares Expires 2030-12-20 F2 · price: Pursuant to the business combination of ArcLight Clean Transition Corp. and Proterra Inc ("Old Proterra"), each share of Old Proterra outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 0.8925 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Proterra equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Proterra equity awards. F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on December 17, 2021, and thereafter vests as to the total shares quarterly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:54 UTC | Proterra Inc PTRA · Entity 93081 | GrantStock Option (Right to Buy) · Derivative | 83,802 | Not disclosed Strike: $4.78 | Not disclosed |
DisclosureSEC source: 0001209191-21-041200 · doc4.xml · derivative · entry 1 Joyce Gareth T · CIK 0001865695 · President, Power and Energy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,802 Underlying: Common Stock · 83,802 shares Expires 2030-12-20 F2 · price: Pursuant to the business combination of ArcLight Clean Transition Corp. and Proterra Inc ("Old Proterra"), each share of Old Proterra outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 0.8925 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Proterra equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Proterra equity awards. F1 · derivative.exercise_date: The stock option vests as to 25% of the total shares on December 17, 2021, and thereafter vests as to the total shares quarterly until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.