Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADT Inc.ADT · Entity 3866 | EVP, CLO and Secretary | March 05, 2026 | March 09, 2026 |
| Light & Wonder, Inc.SGMS · Entity 9758 | Exec VP & Chief Legal Officer | August 03, 2018 | August 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADT Inc.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.74 · Expires 2036-03-05 | Direct | 556,379 |
Reported balance
After 2026-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 556,379 · Balance 556,379 F1: The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029 |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029
Light & Wonder, Inc.
Report date August 03, 2018 · Filed August 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,697 |
Ending reported balance
After 2018-08-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-03 · Exercise / conversion · Acquired 4,110 · Balance 30,315 Row 2 · 2018-08-03 · Tax withholding · Disposed 1,618 · Balance 28,697 F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,111 |
Reported balance
After 2018-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-03 · Exercise / conversion · Disposed 4,110 · Balance 4,111 F2: Represents vesting of one-fourth of restricted stock units granted on August 3, 2015. The balance of the award (4,111 shares) is scheduled to vest on August 3, 2019. Each unit converts into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
F2: Represents vesting of one-fourth of restricted stock units granted on August 3, 2015. The balance of the award (4,111 shares) is scheduled to vest on August 3, 2019. Each unit converts into a share of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2018 Filed Apr 3, 2018 21:02 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 6,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000052 · wf-form4_152278933154166.xml · derivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,078 Underlying: Common Stock · 6,078 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · derivative · entry 6 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,681 Underlying: Common Stock · 2,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · derivative · entry 5 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953 Underlying: Common Stock · 6,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,139 | $46.10 | $52,507.90 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · nonDerivative · entry 4 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,205 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · nonDerivative · entry 3 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,549 | $46.10 | $117,508.90 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · nonDerivative · entry 2 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,451 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000040 · wf-form4_152176875136295.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:08 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 13,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000023 · wf-form4_152149729324853.xml · derivative · entry 3 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents cliff vesting of the 16,441 restricted stock units granted on 8/3/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents cliff vesting of the 16,441 restricted stock units granted on 8/3/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents cliff vesting of the 16,441 restricted stock units granted on 8/3/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:08 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 4,043 | $45.99 | $185,937.57 |
DisclosureSEC source: 0000750004-18-000023 · wf-form4_152149729324853.xml · nonDerivative · entry 2 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,523 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:08 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 13,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000023 · wf-form4_152149729324853.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:31 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000186 · wf-form4_150213788821568.xml · derivative · entry 3 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,221 Underlying: Common Stock · 4,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on August 3, 2015. The balance of the award is scheduled to vest on August 3, 2018 (4,110 shares) and 2019 (4,111 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on August 3, 2015. The balance of the award is scheduled to vest on August 3, 2018 (4,110 shares) and 2019 (4,111 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on August 3, 2015. The balance of the award is scheduled to vest on August 3, 2018 (4,110 shares) and 2019 (4,111 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:31 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,125 | $37.68 | $42,390.00 |
DisclosureSEC source: 0000750004-17-000186 · wf-form4_150213788821568.xml · nonDerivative · entry 2 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,674 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:31 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 4,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000186 · wf-form4_150213788821568.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000053 · wf-form4_149021526621497.xml · derivative · entry 3 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,430 Underlying: Common Stock · 6,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,772 | $21.56 | $38,204.32 |
DisclosureSEC source: 0000750004-17-000053 · wf-form4_149021526621497.xml · nonDerivative · entry 2 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,689 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:41 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000053 · wf-form4_149021526621497.xml · nonDerivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:46 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 22,872 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 3 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,872 Underlying: Common Stock · 22,872 shares Expires 2027-03-08 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:46 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 22,872 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 2 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,872 Underlying: Common Stock · 22,872 shares Expires 2027-03-08 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:46 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 11,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 1 Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 11,574 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.