Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allied World Assurance Co Holdings, GmbHAWH · Entity 131428 | Pres. U/W & Global Risk | July 06, 2017 | July 10, 2017 |
| James River Group Holdings, Inc.JRVR · Entity 6368 | Director · Chief Executive Officer | March 05, 2026 | March 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allied World Assurance Co Holdings, GmbH
Report date July 06, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 1
1 source rowRow 1 · 2017-07-06 · Other · Disposed 212,288 · Balance 0 F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration"). |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2021-02-22 | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-06 · Disposition to issuer · Disposed 16,065 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding stock option was automatically cancelled and converted into the right to receive an amount in cash equal to the excess of the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer) over the applicable exercise price of the option. F3: These stock options vested in four equal annual installments with the first installment vesting on February 22, 2012. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-06 · Disposition to issuer · Disposed 8,792 · Balance 0 F5: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
| Performance-based AwardsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-06 · Disposition to issuer · Disposed 35,011 · Balance 0 F6: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").
F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").
F3: These stock options vested in four equal annual installments with the first installment vesting on February 22, 2012.
F4: Pursuant to the Merger Agreement, each outstanding stock option was automatically cancelled and converted into the right to receive an amount in cash equal to the excess of the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer) over the applicable exercise price of the option.
F5: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
F6: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
James River Group Holdings, Inc.
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 546,399 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Tax withholding · Disposed 14,128 · Balance 546,399 F1: The shares disposed of were withheld by James River Group Holdings, Inc. for payment of the tax liability incident to the vesting of 43,778 restricted share units on March 5, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares disposed of were withheld by James River Group Holdings, Inc. for payment of the tax liability incident to the vesting of 43,778 restricted share units on March 5, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 9, 2026 16:16 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Stock | 14,128 | $6.44 | $90,984.32 |
DisclosureSEC source: 0001473976-26-000008 · wk-form4_1773087357.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,399 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Inc. for payment of the tax liability incident to the vesting of 43,778 restricted share units on March 5, 2026. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 16:18 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Stock | 143,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001473976-26-000006 · wk-form4_1772831919.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,527 F1 · shares: Grant of restricted share units (payable solely in shares of common stock of the Issuer on each vesting date), vesting in three equal annual installments on March 4 of each of the years 2027 through 2029. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 17:07 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Stock | 4,793 | $7.13 | $34,174.09 |
DisclosureSEC source: 0001473976-26-000004 · wk-form4_1772662021.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,066 F2 · shares: The shares disposed of were withheld by James River Group Holdings, Inc. for the payment of the tax liability incident to the vesting of 13,597 performance-based restricted share units on March 2, 2026. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 17:07 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Stock | 13,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001473976-26-000004 · wk-form4_1772662021.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,859 F1 · shares: Shares acquired from the vesting and settlement of performance-based restricted share units granted in fiscal year 2023 pursuant to James River Group Holdings, Inc.'s 2014 Long-Term Incentive Plan, as amended, exempt under Rule 16b-3. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 16:49 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Stock | 6,030 | $7.00 | $42,210.00 |
DisclosureSEC source: 0001473976-26-000002 · wk-form4_1772574542.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,262 F2 · shares: The shares disposed of were withheld by James River Group Holdings, Inc. for payment of the tax liability incident to the vesting of 16,439 restricted share units on March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 16:49 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Stock | 2,332 | $7.00 | $16,324.00 |
DisclosureSEC source: 0001473976-26-000002 · wk-form4_1772574542.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,292 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Inc. for payment of the tax liability incident to the vesting of 6,209 restricted share units on March 1, 2026. Read SEC document |
| May 15, 2025 Filed May 16, 2025 16:30 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | PurchaseCommon Shares | 100,000 | $4.75 | $474,560.00 |
DisclosureSEC source: 0001620459-25-000080 · wk-form4_1747427416.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,624 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.80, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 16:31 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 131,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-25-000033 · wk-form4_1741383077.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,624 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on March 5 of each of the years 2026 through 2028. Read SEC document |
| March 02, 2025 Filed Mar 4, 2025 17:47 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 7,490 | $4.95 | $37,075.50 |
DisclosureSEC source: 0001620459-25-000016 · wk-form4_1741128436.xml · nonDerivative · entry 3 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,290 F3 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,732 restricted share units on March 2, 2025. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 17:47 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 5,938 | $4.95 | $29,393.10 |
DisclosureSEC source: 0001620459-25-000016 · wk-form4_1741128436.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,780 F2 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 16,439 restricted share units on March 1, 2025. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 17:47 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 2,200 | $4.95 | $10,890.00 |
DisclosureSEC source: 0001620459-25-000016 · wk-form4_1741128436.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,718 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 6,209 restricted share units on March 1, 2025. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 17:42 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 6,666 | $9.80 | $65,326.80 |
DisclosureSEC source: 0001620459-24-000058 · wk-form4_1709678516.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,918 F2 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,732 restricted share units on March 2, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:42 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 2,253 | $9.80 | $22,079.40 |
DisclosureSEC source: 0001620459-24-000058 · wk-form4_1709678516.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,584 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 6,208 restricted share units on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 06:57 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 49,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-24-000052 · wk-form4_1709639858.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,837 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on March 1 of each of the years 2025 through 2027. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 17:24 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 10,686 | $14.09 | $150,565.74 |
DisclosureSEC source: 0001620459-23-000121 · wk-form4_1699046671.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,520 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,890 restricted share units on November 2, 2023. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 16:43 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 5,041 | $24.51 | $123,554.91 |
DisclosureSEC source: 0001620459-23-000058 · wf-form4_167787975903663.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,206 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,731 restricted share units on March 2, 2023. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 16:14 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 18,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-23-000030 · wf-form4_167779164281419.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,247 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on March 1 of each of the years 2024 through 2026. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 16:19 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 10,694 | $23.93 | $255,907.42 |
DisclosureSEC source: 0001620459-22-000122 · wf-form4_166759317459139.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,621 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,890 restricted share units on November 2, 2022. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 19:28 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | PurchaseCommon Shares | 50,000 | $20.64 | $1,031,865.00 |
DisclosureSEC source: 0001620459-22-000017 · wf-form4_164635366869567.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,315 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.08 to $20.96, inclusive. The reporting person undertakes to provide to James River Group Holdings, Ltd. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 19:28 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 62,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-22-000017 · wf-form4_164635366869567.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,315 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on March 2 of each of the years 2023 through 2025. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 16:25 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | Tax withholdingCommon Shares | 6,549 | $32.33 | $211,729.17 |
DisclosureSEC source: 0001620459-21-000099 · wf-form4_163597110968591.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,120 F1 · shares: The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the tax liability incident to the vesting of 20,889 restricted share units on November 2, 2021. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:56 UTC | James River Group Holdings, Inc. JRVR · Entity 6368 | GrantCommon Shares | 62,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001620459-20-000101 · wf-form4_160445496405098.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,669 F1 · shares: Grant of restricted share units (payable solely in common shares of the Issuer on each vesting date), vesting in three equal annual installments on November 2 of each of the years 2021 through 2023. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:36 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerPerformance-based Awards · Derivative | 35,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044585 · doc4.xml · derivative · entry 4 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 35,011 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F6 · price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F6 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F6 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:36 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerRestricted Stock Units · Derivative | 8,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044585 · doc4.xml · derivative · entry 3 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,792 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F5 · price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F5 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:36 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerEmployee Stock Options (right to buy) · Derivative | 16,065 | Not disclosed Strike: $20.50 | Not disclosed |
DisclosureSEC source: 0001209191-17-044585 · doc4.xml · derivative · entry 2 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,065 shares Expires 2021-02-22 F4 · price: Pursuant to the Merger Agreement, each outstanding stock option was automatically cancelled and converted into the right to receive an amount in cash equal to the excess of the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer) over the applicable exercise price of the option. F3 · derivative.exercise_date: These stock options vested in four equal annual installments with the first installment vesting on February 22, 2012. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:36 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | OtherCommon Shares | 212,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044585 · doc4.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F2 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration"). Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:40 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 1,586 | $52.82 | $83,772.52 |
DisclosureSEC source: 0001209191-17-016668 · doc4.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,288 F2 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:40 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | GrantCommon Shares | 3,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016668 · doc4.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,874 F1 · shares: Represents the Company's common shares that were earned pursuant to a 2014 performance-based award for no monetary consideration and which vested at 46% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's 2012 Omnibus Incentive Compensation Plan. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:19 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 1,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014307 · doc4.xml · derivative · entry 4 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,792 Underlying: Common Shares · 1,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F5 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:19 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 565 | $53.12 | $30,012.80 |
DisclosureSEC source: 0001209191-17-014307 · doc4.xml · nonDerivative · entry 3 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,604 F3 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:19 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 294 | $53.38 | $15,692.81 |
DisclosureSEC source: 0001209191-17-014307 · doc4.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,169 F2 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:19 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 1,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014307 · doc4.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 1,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · derivative · entry 11 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,264 Underlying: Common Shares · 1,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: On February 19, 2013, the reporting person was granted 7,062 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 7,062 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F6 · price: On February 19, 2013, the reporting person was granted 7,062 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 7,062 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F11 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014. F11 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014. F9 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 1,767 | $53.37 | $94,312.39 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 8 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,991 F7 · price: The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 1,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 7 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: On February 19, 2013, the reporting person was granted 7,062 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 7,062 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 1,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · derivative · entry 10 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,031 Underlying: Common Shares · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F4 · price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F10 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F10 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F9 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 358 | $53.52 | $19,160.16 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 6 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,991 F3 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 741 | $53.37 | $39,550.36 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 5 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,349 F5 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 4 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 1,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · derivative · entry 9 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513 Underlying: Common Shares · 1,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 17, 2015, the reporting person was granted 5,778 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,467 common shares and (ii) cash equal to the market value of 2,311 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 17, 2015, the reporting person was granted 5,778 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,467 common shares and (ii) cash equal to the market value of 2,311 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F8 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F8 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F9 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 467 | $53.52 | $24,993.84 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 3 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,608 F3 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 578 | $53.37 | $30,850.35 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 2 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,075 F2 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:47 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013309 · doc4.xml · nonDerivative · entry 1 D'Orazio Frank · CIK 0001473976 · Pres. U/W & Global Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 17, 2015, the reporting person was granted 5,778 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,467 common shares and (ii) cash equal to the market value of 2,311 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.