Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | Director · CEO | September 10, 2026 | September 11, 2026 |
| NUVASIVE INCNUVA · Entity 110002 | Director | June 07, 2017 | June 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date September 10, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,893,551 |
Reported balance
After 2026-09-10 transaction · row 1
1 source rowRow 1 · 2026-09-10 · Purchase · Acquired 115,000 · Balance 5,893,551 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.73 to $8.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 10,900 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,900 |
| Common StockSEC Table I · non-derivative | IndirectBy MOM, LLC | 250,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 250,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.73 to $8.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
NUVASIVE INC
Report date June 07, 2017 · Filed June 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,756 |
Reported balance
After 2017-06-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-06-07 · Sale · Disposed 15,000 · Balance 72,756 F1: Weighted average sales price from sales transactions ranging from $78.15 to $78.60. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price. F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average sales price from sales transactions ranging from $78.15 to $78.60. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
F2: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2023 Filed Feb 3, 2023 20:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 103,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001973 · form4-02032023_080201.xml · nonDerivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928,117 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F4 · shares: On February 1, 2023, the issuer granted to the reporting person 103,391 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date). F4 · price: On February 1, 2023, the issuer granted to the reporting person 103,391 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date). Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 20:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 206,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001973 · form4-02032023_080201.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,824,726 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F3 · shares: On February 1, 2023, the issuer granted to the reporting person 206,782 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F3 · price: On February 1, 2023, the issuer granted to the reporting person 206,782 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 20:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 316,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001973 · form4-02032023_080201.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,617,944 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On February 1, 2023, the issuer awarded 316,311 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025. F2 · price: On February 1, 2023, the issuer awarded 316,311 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025. Read SEC document |
| January 24, 2023 Filed Jan 24, 2023 17:50 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.18 | $790,800.00 |
DisclosureSEC source: 0001415889-23-001409 · form4-01242023_100123.xml · nonDerivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,301,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.89 to $13.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 17:50 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.17 | $790,200.00 |
DisclosureSEC source: 0001415889-23-001409 · form4-01242023_100123.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,361,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 17:50 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.12 | $787,200.00 |
DisclosureSEC source: 0001415889-23-001409 · form4-01242023_100123.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,421,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.94 to $13.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 19, 2023 Filed Jan 19, 2023 20:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.33 | $799,800.00 |
DisclosureSEC source: 0001415889-23-001235 · form4-01202023_010155.xml · nonDerivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,481,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 20:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.30 | $798,000.00 |
DisclosureSEC source: 0001415889-23-001235 · form4-01202023_010155.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,541,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.98 to $13.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 20:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 60,000 | $13.05 | $783,000.00 |
DisclosureSEC source: 0001415889-23-001235 · form4-01202023_010155.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,601,633 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $13.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 17:48 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 359,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011092 · form4-11042022_021147.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,661,633 F1 · shares: On May 13, 2019, issuer granted the reporting person an incentive award (the "Award") equal to 312,500 times the publicly traded stock price for issuer's common stock at market close on May 13, 2023, which was due and payable to the reporting person in cash on May 14, 2023; provided that the publicly traded stock price for issuer's common stock at market close on May 13, 2023 is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the initial grant date). On November 2, 2022, issuer approved an amendment to the Award which: (i) converts the Award from cash payment to payment in fully vested shares of issuer's common stock, subject to satisfaction of the original closing stock price condition; (ii) extends the payment date for the Award to June 30, 2023; and (iii) sets the number of shares of issuer's common stock subject to the Award at 359,375. F1 · balance_after: On May 13, 2019, issuer granted the reporting person an incentive award (the "Award") equal to 312,500 times the publicly traded stock price for issuer's common stock at market close on May 13, 2023, which was due and payable to the reporting person in cash on May 14, 2023; provided that the publicly traded stock price for issuer's common stock at market close on May 13, 2023 is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the initial grant date). On November 2, 2022, issuer approved an amendment to the Award which: (i) converts the Award from cash payment to payment in fully vested shares of issuer's common stock, subject to satisfaction of the original closing stock price condition; (ii) extends the payment date for the Award to June 30, 2023; and (iii) sets the number of shares of issuer's common stock subject to the Award at 359,375. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 18:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 57,443 | $8.03 | $461,267.29 |
DisclosureSEC source: 0001415889-22-008430 · form4-08092022_060801.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,302,258 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 20:06 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 298,933 | $7.33 | $2,191,178.89 |
DisclosureSEC source: 0001179110-22-003329 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,359,701 F1 · kind: Shares withheld to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| May 20, 2022 Filed May 20, 2022 17:57 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 100,000 | $7.85 | $785,000.00 |
DisclosureSEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658,634 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.58 to $8.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2022 Filed May 20, 2022 17:57 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 100,000 | $8.19 | $819,000.00 |
DisclosureSEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758,634 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2022 Filed May 20, 2022 17:57 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 100,000 | $8.34 | $834,000.00 |
DisclosureSEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,858,634 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.19 to $8.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2022 Filed May 9, 2022 15:07 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 153,634 | $11.01 | $1,691,510.34 |
DisclosureSEC source: 0001415889-22-004763 · form4-05092022_120514.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,958,634 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 16:24 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 210,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001699 · edgar.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,112,268 F2 · security: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F2 · price: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 16:24 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 875,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001699 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901,394 F1 · security: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F1 · price: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F1 · balance_after: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 13:19 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 57,443 | $10.70 | $614,640.10 |
DisclosureSEC source: 0001179110-21-010618 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,046,394 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:03 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | PurchaseCommon Stock | 50,000 | $11.71 | $585,500.00 |
DisclosureSEC source: 0001179110-21-010134 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,103,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.58 to $11.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 11:17 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 250,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008024 · edgar.xml · derivative · entry 4 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Mom, LLC Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 11:17 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 250,000 | $2.00 | $500,000.00 |
DisclosureSEC source: 0001179110-21-008024 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,053,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 18:21 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 154,938 | $15.32 | $2,373,650.16 |
DisclosureSEC source: 0001179110-21-007277 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,803,837 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| April 29, 2021 Filed May 3, 2021 12:42 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 146,074 | $16.33 | $2,385,388.42 |
DisclosureSEC source: 0001179110-21-004762 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,958,775 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| March 11, 2021 Filed Feb 10, 2022 20:36 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001030 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,026,394 Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 20:03 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002080 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,104,849 F1 · security: On February 18, 2021, issuer granted to the reporting person 50,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 18, 2021, issuer granted to the reporting person 50,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · balance_after: On February 18, 2021, issuer granted to the reporting person 50,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:27 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 875,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005122 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,054,849 F1 · date: On April 22, 2020, issuer granted to the reporting person 875,660 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On April 22, 2020, issuer granted to the reporting person 875,660 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · balance_after: On April 22, 2020, issuer granted to the reporting person 875,660 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:02 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 28,268 | $3.93 | $111,093.24 |
DisclosureSEC source: 0001179110-20-004800 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179,189 F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020. F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 15:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | PurchaseCommon Stock | 10,900 | $2.99 | $32,591.00 |
DisclosureSEC source: 0001179110-20-003956 · edgar.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 10,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 15:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | PurchaseCommon Stock | 66,600 | $3.00 | $199,800.00 |
DisclosureSEC source: 0001179110-20-003956 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150,921 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 12:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 158,676 | $4.87 | $772,752.12 |
DisclosureSEC source: 0001179110-19-010887 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,084,321 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:14 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 1,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006133 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242,997 F1 · date: On May 13, 2019, issuer granted to the reporting person 1,250,000 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F1 · shares: On May 13, 2019, issuer granted to the reporting person 1,250,000 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F2 · shares: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F1 · balance_after: On May 13, 2019, issuer granted to the reporting person 1,250,000 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F2 · balance_after: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 16:08 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 115,333 | $3.04 | $350,612.32 |
DisclosureSEC source: 0001179110-19-003606 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992,997 F1 · date: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares. F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:32 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantEmployee Stock Option (right to buy) · Derivative | 721,193 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001179110-18-010081 · edgar.xml · derivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,193 Underlying: Common Stock · 721,193 shares Expires 2028-07-30 F3 · derivative.exercise_date: The option will vest 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments; provided, however, that no portion of the option shall be exercisable at any time during the first four years following the grant date unless and until the publicly-traded stock price for the securities underlying the option reaches a 30-day average trading price equal to or above $4.20 per share. Should the publicly-traded stock price for the securities underlying the option reach a 30-day average trading price at or above $4.20 per share, this pricing condition on the exercise of the option shall be satisfied, and shall terminate. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:32 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 463,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010081 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108,330 F1 · date: On July 30, 2018, issuer granted to the reporting person 463,435 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · date: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. F1 · shares: On July 30, 2018, issuer granted to the reporting person 463,435 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · shares: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. F1 · balance_after: On July 30, 2018, issuer granted to the reporting person 463,435 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · balance_after: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 19:01 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionSeries B Convertible Preferred Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007277 · edgar.xml · derivative · entry 3 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 317,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. Read SEC document |
| May 17, 2018 Filed May 21, 2018 19:01 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 317,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007277 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,644,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantWarrants (right to buy) · Derivative | 269,842 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001179110-18-004081 · edgar.xml · derivative · entry 2 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,842 Underlying: Common Stock · 269,842 shares Expires not disclosed F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained. F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantSeries B Convertible Preferred Stock · Derivative | 1,000 | $1,000.00 | $1,000,000.00 |
DisclosureSEC source: 0001179110-18-004081 · edgar.xml · derivative · entry 1 Miles Patrick · CIK 0001289409 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 317,461 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 14:54 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 1,327,434 | $2.26 | $3,000,000.84 |
DisclosureSEC source: 0001179110-17-015935 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,327,434 F1 · kind: Purchase made pursuant to that certain Securities Purchase Agreement, dated October 2, 2017, by and between the Company and Reporting Person, as disclosed by the Company on SEC Current Report on Form 8-K, filed October 2, 2017. F1 · price: Purchase made pursuant to that certain Securities Purchase Agreement, dated October 2, 2017, by and between the Company and Reporting Person, as disclosed by the Company on SEC Current Report on Form 8-K, filed October 2, 2017. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 13:24 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock - Restricted Stock Units | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013075 · edgar.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · security: The RSUs will vest in equal annual installments on each of the first three anniversaries of October 2, 2017 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 17:56 UTC | NUVASIVE INC NUVA · Entity 110002 | SaleCommon Stock | 15,000 | $78.35 | $1,175,250.00 |
DisclosureSEC source: 0001209191-17-038964 · doc4.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,756 F1 · price: Weighted average sales price from sales transactions ranging from $78.15 to $78.60. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:55 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionRSUs · Derivative | 5,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029746 · doc4.xml · derivative · entry 3 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,198 Underlying: Common Stock · 5,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: This RSU award was granted to the Reporting Person on May 1, 2015. In accordance with the terms of the RSU award, the award vested as to 5,600 shares on May 1, 2016, vested as to 5,599 shares on May 1, 2017 and will vest as to 5,599 shares on each of May 1, 2018 and May 1, 2019. F4 · derivative.expiration_date: This RSU award was granted to the Reporting Person on May 1, 2015. In accordance with the terms of the RSU award, the award vested as to 5,600 shares on May 1, 2016, vested as to 5,599 shares on May 1, 2017 and will vest as to 5,599 shares on each of May 1, 2018 and May 1, 2019. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:55 UTC | NUVASIVE INC NUVA · Entity 110002 | Tax withholdingCommon Stock | 2,921 | $72.91 | $212,970.11 |
DisclosureSEC source: 0001209191-17-029746 · doc4.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,756 F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations. F1 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Amount includes 429 shares acquired under the Issuer's employee stock purchase plan in April 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:55 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionCommon Stock | 5,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029746 · doc4.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Amount includes 429 shares acquired under the Issuer's employee stock purchase plan in April 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:51 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionPRSUs · Derivative | 6,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017891 · doc4.xml · derivative · entry 3 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,003 Underlying: Common Stock · 6,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. F4 · derivative.exercise_date: This PRSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the PRSU award, the award vested as to 6,001 shares on March 1, 2017, and will vest as to 6,001 shares on each of March 1, 2018, March 1, 2019 and March 1, 2020. F4 · derivative.expiration_date: This PRSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the PRSU award, the award vested as to 6,001 shares on March 1, 2017, and will vest as to 6,001 shares on each of March 1, 2018, March 1, 2019 and March 1, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:51 UTC | NUVASIVE INC NUVA · Entity 110002 | Tax withholdingCommon Stock | 3,131 | $75.68 | $236,954.08 |
DisclosureSEC source: 0001209191-17-017891 · doc4.xml · nonDerivative · entry 2 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,649 F2 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations. F1 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:51 UTC | NUVASIVE INC NUVA · Entity 110002 | Exercise / conversionCommon Stock | 6,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017891 · doc4.xml · nonDerivative · entry 1 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:54 UTC | NUVASIVE INC NUVA · Entity 110002 | GrantPRSUs · Derivative | 19,204 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009690 · doc4.xml · derivative · entry 2 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,204 Underlying: Common Stock · 19,204 shares Expires not disclosed F1 · security: Each performance restricted stock unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. F3 · derivative.exercise_date: This PRSU award was granted to the Reporting Person on March 1, 2016. On February 8, 2017, the Compensation Committee of the Issuer's Board of Directors certified that the PRSU award's performance condition had been satisfied. In accordance with the terms of the PRSU award, the award will vest in full on March 1, 2019. As the PRSU award did not constitute a derivative security, it was not required to be reported and was not reported on a Form 4 at the time of grant. F3 · derivative.expiration_date: This PRSU award was granted to the Reporting Person on March 1, 2016. On February 8, 2017, the Compensation Committee of the Issuer's Board of Directors certified that the PRSU award's performance condition had been satisfied. In accordance with the terms of the PRSU award, the award will vest in full on March 1, 2019. As the PRSU award did not constitute a derivative security, it was not required to be reported and was not reported on a Form 4 at the time of grant. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:54 UTC | NUVASIVE INC NUVA · Entity 110002 | GrantPRSUs · Derivative | 24,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009690 · doc4.xml · derivative · entry 1 Miles Patrick · CIK 0001289409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,004 Underlying: Common Stock · 24,004 shares Expires not disclosed F1 · security: Each performance restricted stock unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: This PRSU award was granted to the Reporting Person on March 1, 2016. On February 8, 2017, the Compensation Committee of the Issuer's Board of Directors certified that the PRSU award's performance condition had been satisfied. In accordance with the terms of the PRSU award, the award will vest as to 6,001 shares on each of March 1, 2017, March 1, 2018, March 1, 2019 and March 1, 2020. As the PRSU award did not constitute a derivative security, it was not required to be reported and was not reported on a Form 4 at the time of grant. F2 · derivative.expiration_date: This PRSU award was granted to the Reporting Person on March 1, 2016. On February 8, 2017, the Compensation Committee of the Issuer's Board of Directors certified that the PRSU award's performance condition had been satisfied. In accordance with the terms of the PRSU award, the award will vest as to 6,001 shares on each of March 1, 2017, March 1, 2018, March 1, 2019 and March 1, 2020. As the PRSU award did not constitute a derivative security, it was not required to be reported and was not reported on a Form 4 at the time of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.