Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | EVP and CFO | March 06, 2026 | March 10, 2026 |
| SYSCO CORPSYY · Entity 2003 | EVP, Corporate Development | September 11, 2023 | September 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 271,674 |
Reported balance
After 2026-03-06 transaction · row 1
1 source rowRow 1 · 2026-03-06 · Tax withholding · Disposed 8,153 · Balance 271,674 F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2026 from the settlement of vested restricted stock units granted on March 6, 2024 and March 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2026 from the settlement of vested restricted stock units granted on March 6, 2024 and March 6, 2025.
SYSCO CORP
Report date September 11, 2023 · Filed September 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,999.223 |
Reported balance
After 2023-09-11 transaction · row 1
1 source rowRow 1 · 2023-09-11 · Grant · Acquired 355 · Balance 96,999.223 F1: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F2: One-third of the restricted stock units shall vest in equal installments on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.95 · Expires 2033-09-10 | Direct | 902 |
Reported balance
After 2023-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-11 · Grant · Acquired 902 · Balance 902 F4: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F3: One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. No options may be exercised prior to 9/11/2024. Options will expire on 09/10/2033. |
| Common StockSEC Table I · non-derivative | IndirectHeld in trust for son. | 259 |
Reported balance
Holding disclosure · report date 2023-09-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 259 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.
F2: One-third of the restricted stock units shall vest in equal installments on 9/11/2024, 9/11/2025 and 9/11/2026, respectively.
F3: One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. No options may be exercised prior to 9/11/2024. Options will expire on 09/10/2033.
F4: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2026 Filed Mar 10, 2026 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 8,153 | $17.69 | $144,226.57 |
DisclosureSEC source: 0001628280-26-016401 · wk-form4_1773173116.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,674 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2026 from the settlement of vested restricted stock units granted on March 6, 2024 and March 6, 2025. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 00:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 103,448 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001628280-26-014236 · wk-form4_1772582805.xml · derivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,448 Underlying: Common Stock, $1 par value · 103,448 shares Expires 2036-02-27 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 1, 2027, the first anniversary of the grant date. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 00:06 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 42,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-014236 · wk-form4_1772582805.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,828 F1 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 1, 2027, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Amended and Restated Baxter International Inc. 2021 Incentive Plan. F2 · balance_after: Total includes shares held in the Baxter's Employee Stock Plan. Read SEC document |
| February 09, 2026 Filed Feb 12, 2026 00:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 9,144 | $21.73 | $198,699.12 |
DisclosureSEC source: 0001628280-26-007413 · wk-form4_1770854857.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,904 F2 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the vesting of the 2023 PSUs. F3 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| February 09, 2026 Filed Feb 12, 2026 00:07 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 30,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-007413 · wk-form4_1770854857.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,048 F1 · shares: Represents shares awarded from the performance share unit award granted on March 1, 2023 pursuant to the Amended & Restated Baxter International Inc. 2021 Incentive Plan and the Annual Equity Program adopted by Baxter International Inc. (Baxter) (the 2023 PSUs). The award provided that one-third of the performance share units are awarded based on Baxter's Sales Compound Annual Growth Rate (Sales CAGR) performance, Baxter's Total Shareholder Return (TSR) performance, and Baxter's Total Return on Invested Capital (ROIC) performance over the three-year performance period January 1, 2023 to December 31, 2025 (the Three-Year Performance Period). These shares have vested as the Three-Year Performance Period has ended. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:04 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 8,288 | $19.08 | $158,135.04 |
DisclosureSEC source: 0001628280-25-054990 · wk-form4_1764795854.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,151 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on December 1, 2025 from the settlement of vested restricted stock units granted on December 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 22:01 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 102,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001602507-25-000011 · wk-form4_1757023275.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,560 F1 · shares: The reporting person received a grant of restricted stock units (RSUs) that are scheduled to vest on September 5, 2028, the first business day following the third anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Amended and Restated Baxter International Inc. 2021 Incentive Plan (the Plan). The RSUs will immediately vest if the reporting person's employment is terminated without Cause (as defined in the Plan). F2 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 98,478 | $0.00 Strike: $35.44 | $0.00 |
DisclosureSEC source: 0001062993-25-005023 · form4.xml · derivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,478 Underlying: Common Stock, $1 par value · 98,478 shares Expires 2035-03-06 F4 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 29,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005023 · form4.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,434 F2 · shares: The reporting person received a grant of restricted stock units which are scheduled to vest in three equal annual installments beginning on March 6, 2026, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. F3 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:03 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 4,306 | $35.44 | $152,604.64 |
DisclosureSEC source: 0001062993-25-005023 · form4.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,896 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 6, 2025 from the settlement of vested restricted stock units granted on March 6, 2024. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:09 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Tax withholdingCommon Stock, $1 par value | 6,612 | $33.55 | $221,832.60 |
DisclosureSEC source: 0001062993-24-020051 · form4.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,457 F1 · shares: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on December 2, 2024 from the settlement of vested restricted stock units granted on December 1, 2023. F2 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| March 06, 2024 Filed Mar 8, 2024 21:08 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 42,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005957 · form4.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,623 F1 · shares: For 2024, the annual equity grant for the reporting person consisted of 50% restricted stock units (RSUs) and 50% performance share units (PSUs). The PSU grants are subject to potential disclosure at a later date upon the satisfaction of the related performance and time vesting conditions. The amount set forth above represents the grant of RSUs, which are scheduled to vest in three equal annual installments beginning on March 6, 2025, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. F2 · balance_after: Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 102,273 | $0.00 Strike: $36.55 | $0.00 |
DisclosureSEC source: 0001062993-23-021913 · form4.xml · derivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,273 Underlying: Common Stock, $1 par value · 102,273 shares Expires 2033-12-01 F3 · derivative.exercise_date: The options become exercisable in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 25,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021913 · form4.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,177 F2 · shares: The reporting person received a restricted stock unit grant which is scheduled to vest in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:11 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 27,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021913 · form4.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,988 F1 · shares: The reporting person received a restricted stock unit grant which is scheduled to vest in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:12 UTC | SYSCO CORP SYY · Entity 2003 | GrantStock Options (Right to buy) · Derivative | 902 | $0.00 Strike: $69.95 | $0.00 |
DisclosureSEC source: 0000096021-23-000150 · wk-form4_1694639517.xml · derivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP, Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 902 Underlying: Common Stock · 902 shares Expires 2033-09-10 F4 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F3 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. No options may be exercised prior to 9/11/2024. Options will expire on 09/10/2033. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 21:12 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-23-000150 · wk-form4_1694639517.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP, Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,999.223 F1 · shares: Restricted stock units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F2 · price: One-third of the restricted stock units shall vest in equal installments on 9/11/2024, 9/11/2025 and 9/11/2026, respectively. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 21:24 UTC | SYSCO CORP SYY · Entity 2003 | GrantStock Options (Right to buy) · Derivative | 54,351 | $0.00 Strike: $58.08 | $0.00 |
DisclosureSEC source: 0000096021-20-000079 · wf-form4_159804508229202.xml · derivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,351 Underlying: Common Stock · 54,351 shares Expires 2030-08-19 F4 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F3 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 08/20/2021, 08/20/2022 and 08/20/2023, respectively. No options may be exercised prior to 08/20/2021. Options will expire on 08/19/2030. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 21:24 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 8,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-20-000079 · wf-form4_159804508229202.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,858.992 F1 · shares: Represents restricted stock units issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. F2 · price: One-third of the restricted stock units shall vest in equal installments on 09/01/2021, 09/01/2022 and 09/01/2023, respectively. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:14 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,523 | $59.54 | $90,679.42 |
DisclosureSEC source: 0000096021-20-000060 · wf-form4_159778527747644.xml · nonDerivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,678.992 F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:14 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 3,870.2 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-20-000060 · wf-form4_159778527747644.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,201.992 F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2017. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2018 to fiscal 2020. Read SEC document |
| December 26, 2019 Filed Aug 18, 2020 21:14 UTC | SYSCO CORP SYY · Entity 2003 | GiftCommon Stock | 350.305 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-20-000060 · wf-form4_159778527747644.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,331.792 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 21:10 UTC | SYSCO CORP SYY · Entity 2003 | GrantStock Options (Right to buy) · Derivative | 90,111 | $0.00 Strike: $72.80 | $0.00 |
DisclosureSEC source: 0000096021-19-000082 · edgar.xml · derivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,111 Underlying: Common Stock · 90,111 shares Expires 2029-08-20 F2 · price: Options granted by the Compensation and Leadership Development Committee of the Company's Board of Directors pursuant to the 2018 Omnibus Incentive Plan. F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/21/2020, 8/21/2021 and 8/21/2022, respectively. No options may be exercised prior to 8/21/2020. Options will expire on 8/20/2029. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 21:14 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 11,777 | $72.25 | $850,888.25 |
DisclosureSEC source: 0000096021-19-000061 · edgar.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,263.927 F2 · shares: These shares were withheld upon the vesting of performance share units to pay tax withholding obligations. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 21:14 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 29,927.624 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-19-000061 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,040.927 F1 · shares: Shares received upon the vesting of performance share units granted by the Compensation and Leadership Development Committee of the Company's Board of Directors (the "Committee") pursuant to the 2013 Long-Term Incentive Plan. These performance share units were granted by the Committee in August 2016. The number of shares of common stock received upon the vesting of these performance share units was determined based upon the Company's performance with regard to pre-established financial performance metrics for the performance period from fiscal 2017 to fiscal 2019. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 21:55 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,768 | $67.40 | $119,163.20 |
DisclosureSEC source: 0000096021-18-000208 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,944.51 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| August 23, 2018 Filed Aug 30, 2018 20:58 UTC | SYSCO CORP SYY · Entity 2003 | GrantStock Options (Right to buy) · Derivative | 90,364 | $0.00 Strike: $75.08 | $0.00 |
DisclosureSEC source: 0000096021-18-000136 · edgar.xml · derivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,364 Underlying: Common Stock · 90,364 shares Expires 2028-08-22 F2 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long-Term Incentive Plan. F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/23/2019, 8/23/2020 and 8/23/2021, respectively. No options may be exercised prior to 8/23/2019. Options will expire on 8/22/2028. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 21:10 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionStock Options (Right to buy) · Derivative | 17,438 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-18-000115 · edgar.xml · derivative · entry 4 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,438 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F3 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 21:10 UTC | SYSCO CORP SYY · Entity 2003 | SaleCommon Stock | 17,438 | $68.36 | $1,192,061.68 |
DisclosureSEC source: 0000096021-18-000115 · edgar.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,429.17 F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average sale price per share of the 17,438 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $68.05 to $68.63. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 21:10 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionCommon Stock | 17,438 | $29.96 | $522,442.48 |
DisclosureSEC source: 0000096021-18-000115 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,867.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 22:14 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,884 | $57.73 | $108,763.32 |
DisclosureSEC source: 0000096021-17-000237 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,325.41 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:14 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,394 | $54.89 | $76,516.66 |
DisclosureSEC source: 0000096021-17-000213 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,209.41 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 21:04 UTC | SYSCO CORP SYY · Entity 2003 | GrantStock Options (Right to buy) · Derivative | 129,098 | $0.00 Strike: $51.22 | $0.00 |
DisclosureSEC source: 0000914062-17-000094 · edgar.xml · derivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,098 Underlying: Common Stock · 129,098 shares Expires 2027-08-24 F2 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2013 Long Term Incentive Plan. F1 · derivative.exercise_date: One-third of the shares covered by the grant vest and are exercisable on 8/25/2018, 8/25/2019 and 8/25/2020, respectively. No options may be exercised prior to 8/25/2018. Options will expire on 8/24/2027. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:02 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,884 | $53.25 | $100,323.00 |
DisclosureSEC source: 0000096021-16-000401 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,129.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 22:13 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,395 | $53.36 | $74,437.20 |
DisclosureSEC source: 0000096021-16-000379 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,013.27 F1 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:06 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionStock Options (Right to buy) · Derivative | 585 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0000096021-16-000344 · edgar.xml · derivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 585 shares Expires 2018-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 Plan. F3 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F2 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:06 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionCommon Stock | 585 | $27.65 | $16,175.25 |
DisclosureSEC source: 0000096021-16-000344 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,408.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionStock Options (Right to buy) · Derivative | 7,790 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · derivative · entry 10 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585 Underlying: Common Stock · 7,790 shares Expires 2018-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F6 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionStock Options (Right to buy) · Derivative | 1,100 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · derivative · entry 9 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,438 Underlying: Common Stock · 1,100 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercise was effected pursuant to a Rule 10b5-1 Plan. F7 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F6 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Tax withholdingCommon Stock | 1,502 | $53.49 | $80,341.98 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 6 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,823.27 F5 · shares: These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | SaleCommon Stock | 7,790 | $53.49 | $416,687.10 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 5 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,325.27 F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported is a weighted average sale price per share of the 7,790 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.36 to $53.60. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionCommon Stock | 7,790 | $27.65 | $215,393.50 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 4 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,115.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionCommon Stock | 1,100 | $29.96 | $32,956.00 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 3 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,325.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercise was effected pursuant to a Rule 10b5-1 Plan. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionStock Options (Right to buy) · Derivative | 16,338 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · derivative · entry 8 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,538 Underlying: Common Stock · 16,338 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended. F6 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | SaleCommon Stock | 16,338 | $53.49 | $873,919.62 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 2 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,225.27 F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average sale price per share of the 16,338 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.84. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:09 UTC | SYSCO CORP SYY · Entity 2003 | Exercise / conversionCommon Stock | 16,338 | $29.96 | $489,486.48 |
DisclosureSEC source: 0000096021-16-000336 · edgar.xml · nonDerivative · entry 1 Grade Joel T. · CIK 0001602507 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,563.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.