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Ale John C.

Disclosed activity across 2 companies

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61913
SEC CIK
0001548336

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ATMOS ENERGY CORPATO · Entity 218DirectorMarch 06, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATMOS ENERGY CORP

Report date March 06, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,082 Reported balance After 2026-03-07 transaction · row 1
1 source row

Row 1 · 2026-03-07 · Exercise / conversion · Acquired 1,082 · Balance 1,082

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,002 Reported balance After 2026-03-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-06 · Grant · Acquired 920 · Balance 2,002

F1: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2: The restricted share units will vest one year from award date and be distributed to filer.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect920 Reported balance After 2026-03-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-07 · Exercise / conversion · Disposed 1,082 · Balance 920

F1: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F3: The restricted share units vested and were delivered to the reporting person one year from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2: The restricted share units will vest one year from award date and be distributed to filer.

F3: The restricted share units vested and were delivered to the reporting person one year from the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SOUTHWESTERN ENERGY CO

Report date June 30, 2020 · Filed July 02, 2020

Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect634,154 Ending reported balance After 2020-06-30 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2020-06-30 · Exercise / conversion · Acquired 106,375 · Balance 319,374

Row 2 · 2020-06-30 · Tax withholding · Disposed 23,403 · Balance 295,971

Row 3 · 2020-06-30 · Exercise / conversion · Acquired 158,040 · Balance 454,011

Row 4 · 2020-06-30 · Tax withholding · Disposed 49,661 · Balance 404,350

Row 5 · 2020-06-30 · Exercise / conversion · Acquired 378,903 · Balance 783,253

Row 6 · 2020-06-30 · Tax withholding · Disposed 149,099 · Balance 634,154

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-06-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-06-30 · Exercise / conversion · Disposed 106,375 · Balance 0

F1: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F2: On February 27, 2018, the reporting person was granted RSUs vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-30 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-06-30 · Exercise / conversion · Disposed 158,040 · Balance 0

F1: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F3: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-30 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-06-30 · Exercise / conversion · Disposed 378,903 · Balance 0

F1: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F4: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. The reporting person received 378,903 shares of common stock in settlement of the restricted stock units granted on February 26, 2020. In accordance with the terms of the award agreement, the number of shares of common stock are less than the number of restricted stock units granted.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F2: On February 27, 2018, the reporting person was granted RSUs vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F3: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F4: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. The reporting person received 378,903 shares of common stock in settlement of the restricted stock units granted on February 26, 2020. In accordance with the terms of the award agreement, the number of shares of common stock are less than the number of restricted stock units granted.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2026 Filed Mar 10, 2026 20:48 UTC ATMOS ENERGY CORP ATO · Entity 218 Exercise / conversionRestricted Stock Unit · Derivative 1,082 $0.00 $0.00
Disclosure

SEC source: 0000731802-26-000045 · form4.xml · derivative · entry 3

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 920

Underlying: Common Stock · 1,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted share units vested and were delivered to the reporting person one year from the date of grant.

F3 · derivative.expiration_date: The restricted share units vested and were delivered to the reporting person one year from the date of grant.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:48 UTC ATMOS ENERGY CORP ATO · Entity 218 Exercise / conversionCommon Stock 1,082 $184.73 $199,877.86
Disclosure

SEC source: 0000731802-26-000045 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 20:48 UTC ATMOS ENERGY CORP ATO · Entity 218 GrantRestricted Stock Unit · Derivative 920 $184.73 $169,951.60
Disclosure

SEC source: 0000731802-26-000045 · form4.xml · derivative · entry 2

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,002

Underlying: Common Stock · 920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted share units will vest one year from award date and be distributed to filer.

F2 · derivative.expiration_date: The restricted share units will vest one year from award date and be distributed to filer.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 20:10 UTC ATMOS ENERGY CORP ATO · Entity 218 GrantRestricted Stock Unit · Derivative 1,082 $147.75 $159,865.50
Disclosure

SEC source: 0001127602-25-009036 · form4.xml · derivative · entry 2

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 1,082 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted share units will vest one year from award date and be distributed to filer.

F5 · derivative.expiration_date: The restricted share units will vest one year from award date and be distributed to filer.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:27 UTC ATMOS ENERGY CORP ATO · Entity 218 GrantPhantom Stock Units · Derivative 1,293.55 $115.96 $150,000.06
Disclosure

SEC source: 0001127602-24-009758 · form4.xml · derivative · entry 1

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,727.6143

Underlying: Common Stock · 1,293.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

F2 · derivative.expiration_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

F3 · balance_after: Includes 0.16 phantom stock units resulting from a dividend reinvestment feature of the Plan which were allocated to reporting person's account since last filing.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 16:51 UTC ATMOS ENERGY CORP ATO · Entity 218 GrantPhantom Stock Units · Derivative 1,367.12 $109.72 $150,000.41
Disclosure

SEC source: 0001127602-23-010015 · form4.xml · derivative · entry 1

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385.95

Underlying: Common Stock · 1,367.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock.

F2 · derivative.exercise_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

F2 · derivative.expiration_date: The phantom stock units were granted under the 1998 Long-Term Incentive Plan (the Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

F3 · balance_after: Includes 18.83 shares resulting from the dividend reinvestment feature of the Plan which were allocated to reporting person's account since June 1, 2022.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:28 UTC ATMOS ENERGY CORP ATO · Entity 218 GrantPhantom Stock Units · Derivative 1,000 $106.63 $106,630.00
Disclosure

SEC source: 0001127602-22-017585 · form4.xml · derivative · entry 1

Ale John C. · CIK 0001548336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is equivalent to one share of the Company's common stock.

F2 · derivative.exercise_date: The units of phantom stock were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

F2 · derivative.expiration_date: The units of phantom stock were granted under the 1998 Long-Term Incentive Plan (the "Plan") and are to be settled upon the reporting person's termination of service on the Company's Board.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 378,903 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · derivative · entry 9

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F4 · derivative.exercise_date: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. The reporting person received 378,903 shares of common stock in settlement of the restricted stock units granted on February 26, 2020. In accordance with the terms of the award agreement, the number of shares of common stock are less than the number of restricted stock units granted.

F4 · derivative.expiration_date: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. The reporting person received 378,903 shares of common stock in settlement of the restricted stock units granted on February 26, 2020. In accordance with the terms of the award agreement, the number of shares of common stock are less than the number of restricted stock units granted.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 158,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · derivative · entry 8

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F3 · derivative.exercise_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F3 · derivative.expiration_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 106,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · derivative · entry 7

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on June 30, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F2 · derivative.exercise_date: On February 27, 2018, the reporting person was granted RSUs vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F2 · derivative.expiration_date: On February 27, 2018, the reporting person was granted RSUs vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 149,099 $2.56 $381,693.44
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 6

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,154

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 378,903 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 5

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 49,661 $2.56 $127,132.16
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 4

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,350

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 158,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 3

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 23,403 $2.56 $59,911.68
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,971

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 106,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-020916 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Retired SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 53,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · derivative · entry 6

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,375

Underlying: Common Stock · 53,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 26, 2020 and February 27, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F3 · derivative.exercise_date: On February 27, 2018, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F3 · derivative.expiration_date: On February 27, 2018, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 11,702 $1.30 $15,212.60
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · nonDerivative · entry 4

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,999

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 53,188 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · nonDerivative · entry 3

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 26, 2020 and February 27, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantRestricted Stock Unit · Derivative 488,660 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · derivative · entry 7

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,660

Underlying: Common Stock · 488,660 shares

Expires not disclosed

F4 · derivative.exercise_price: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. If paid in stock, in no event will the number of shares of common stock delivered to the Participant exceed the number of restricted stock units granted to the participant.

F4 · derivative.exercise_date: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. If paid in stock, in no event will the number of shares of common stock delivered to the Participant exceed the number of restricted stock units granted to the participant.

F4 · derivative.expiration_date: On February 26, 2020, the reporting person was granted restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Each restricted stock unit that vests will entitle the holder to receive, payable in common stock or cash at the Compensation Committee's option, a value based on an adjusted stock price, calculated as the sum of (1) the closing stock price on the date of grant and (2) 50 percent of the difference between (a) the closing stock price on the date of vesting and (b) the closing stock price on the date of grant. If paid in stock, in no event will the number of shares of common stock delivered to the Participant exceed the number of restricted stock units granted to the participant.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 52,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · derivative · entry 5

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,040

Underlying: Common Stock · 52,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 26, 2020 and February 27, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

F2 · derivative.exercise_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F2 · derivative.expiration_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 11,590 $1.41 $16,341.90
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,513

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:02 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 52,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008333 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 26, 2020 and February 27, 2020 were settled in common stock based on the closing price of SWN common stock on the vesting date.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 18:19 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionRestricted Stock Unit · Derivative 53,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009013 · form4.xml · derivative · entry 3

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,563

Underlying: Common Stock · 53,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 27, 2019 were settled in cash based on the closing price of SWN common stock on the vesting date.

F2 · derivative.exercise_date: On February 27, 2018, the reporting person was granted 212,750, RSUs, vesting in four equal installments beginning on the first anniversary of the grant date specified in Column 3, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F2 · derivative.expiration_date: On February 27, 2018, the reporting person was granted 212,750, RSUs, vesting in four equal installments beginning on the first anniversary of the grant date specified in Column 3, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 18:19 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Disposition to issuerCommon Stock 53,187 $4.29 $228,172.23
Disclosure

SEC source: 0001127602-19-009013 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,423

Read SEC document
February 27, 2019 Filed Feb 28, 2019 18:19 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Exercise / conversionCommon Stock 53,187 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009013 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") has the economic equivalent of one share of Southwestern Energy Company ("SWN") common stock. The RSUs vesting on February 27, 2019 were settled in cash based on the closing price of SWN common stock on the vesting date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:58 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 578 $4.34 $2,508.52
Disclosure

SEC source: 0001127602-19-008724 · form4.xml · nonDerivative · entry 3

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,423

F2 · kind: Represents net share settlement of common stock award to satisfy withholding taxes.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 18:19 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantRestricted Stock Unit · Derivative 210,720 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009013 · form4.xml · derivative · entry 4

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,720

Underlying: Common Stock · 210,720 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of SWN common stock or an amount in cash equal to the Fair Market Value of one share of SWN common stock.

F4 · derivative.exercise_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F4 · derivative.expiration_date: On February 26, 2019, the reporting person was granted RSUs, vesting in four equal installments beginning on the first anniversary of the grant date, or immediately upon death, disability, retirement at age 65 with the required years of service, or a change in control. Vesting RSUs will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:58 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 8,087 $4.41 $35,663.67
Disclosure

SEC source: 0001127602-19-008724 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,001

F2 · kind: Represents net share settlement of common stock award to satisfy withholding taxes.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:58 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantCommon Stock 33,180 $4.41 $146,323.80
Disclosure

SEC source: 0001127602-19-008724 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,088

F1 · kind: Distribution to reporting person of Issuer's common stock pursuant to Performance Unit Award Agreement dated December 4, 2015.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:08 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 3,330 $4.28 $14,252.40
Disclosure

SEC source: 0001127602-19-008004 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,908

Read SEC document
December 04, 2018 Filed Dec 6, 2018 16:36 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 2,617 $4.51 $11,802.67
Disclosure

SEC source: 0001127602-18-035395 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,238

Read SEC document
February 27, 2018 Filed Mar 1, 2018 16:46 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantRestricted Stock Unit · Derivative 212,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009374 · form4.xml · derivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,750

Underlying: Common Stock · 212,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SWN common stock or an amount in cash equal to the Fair Market Value of one share of SWN common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning on the first anniversary of the grant date specified in Column 3, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

F2 · derivative.expiration_date: Restricted stock units vest in four equal installments beginning on the first anniversary of the grant date specified in Column 3, or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control. Vesting units will be settled in shares of SWN common stock, cash, or a combination of shares of SWN common stock and cash.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 16:43 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 4,265 $3.72 $15,865.80
Disclosure

SEC source: 0001127602-18-009136 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,855

F2 · kind: Represents net share settlement of common stock award to satisfy withholding taxes.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 16:43 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantCommon Stock 12,006 $3.72 $44,662.32
Disclosure

SEC source: 0001127602-18-009136 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,120

F1 · kind: Distribution to reporting person of Issuer's common stock pursuant to Performance Unit Award Agreement dated December 4, 2014.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 13:46 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 3,330 $3.50 $11,655.00
Disclosure

SEC source: 0001127602-18-007987 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,114

Read SEC document
January 12, 2018 Filed Jan 17, 2018 13:39 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 ConversionDepositary Shares (series B Mandatory Preferred Interest) · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001927 · form4.xml · derivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).

F1 · price: On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).

F1 · derivative.exercise_date: On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).

F1 · derivative.expiration_date: On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).

Read SEC document
January 12, 2018 Filed Jan 17, 2018 13:39 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 ConversionCommon Stock 2,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001927 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).

Read SEC document
December 05, 2017 Filed Dec 6, 2017 15:27 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 598 $6.09 $3,641.82
Disclosure

SEC source: 0001127602-17-034045 · form4.xml · nonDerivative · entry 5

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,271

Read SEC document
December 04, 2017 Filed Dec 6, 2017 15:27 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 2,937 $6.21 $18,238.77
Disclosure

SEC source: 0001127602-17-034045 · form4.xml · nonDerivative · entry 4

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,869

Read SEC document
October 01, 2017 Filed Dec 6, 2017 15:27 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 OtherCommon Stock 97 $5.70 $552.68
Disclosure

SEC source: 0001127602-17-034045 · form4.xml · nonDerivative · entry 3

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,806

F3 · kind: On September 15, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on October 16, 2017, to holders of record on October 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.

Read SEC document
July 01, 2017 Filed Dec 6, 2017 15:27 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 OtherCommon Stock 97 $5.63 $545.78
Disclosure

SEC source: 0001127602-17-034045 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,709

F2 · kind: On June 20, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on July 17, 2017, to holders of record on July 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.

Read SEC document
April 01, 2017 Filed Dec 6, 2017 15:27 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 OtherCommon Stock 97 $8.04 $779.41
Disclosure

SEC source: 0001127602-17-034045 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,612

F1 · kind: On March 21, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on April 17, 2017, to holders of record on April 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantStock Options (Right to Buy) · Derivative 99,230 $0.00 Strike: $8.59 $0.00
Disclosure

SEC source: 0001127602-17-007747 · form4.xml · derivative · entry 5

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,230

Underlying: Common Stock · 99,230 shares

Expires 2024-02-21

F4 · date: Restricted stock and options granted in consideration of services as an officer.

F5 · derivative.exercise_date: Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantCommon Stock 44,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007747 · form4.xml · nonDerivative · entry 4

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,515

F4 · date: Restricted stock and options granted in consideration of services as an officer.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 2,163 $8.68 $18,774.84
Disclosure

SEC source: 0001127602-17-007747 · form4.xml · nonDerivative · entry 3

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,595

F3 · kind: Represents net share settlement of common stock award to satisfy withholding taxes on February 20, 2017,

Read SEC document
February 20, 2017 Filed Feb 22, 2017 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 GrantCommon Stock 6,635 $8.68 $57,591.80
Disclosure

SEC source: 0001127602-17-007747 · form4.xml · nonDerivative · entry 2

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,758

F2 · kind: February 20, 2017, distribution to reporting person of issuer's common stock pursuant to Performance Unit Award Agreement dated December 5, 2013.

Read SEC document
January 01, 2017 Filed Feb 22, 2017 16:31 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 OtherCommon Stock 79 $9.79 $773.13
Disclosure

SEC source: 0001127602-17-007747 · form4.xml · nonDerivative · entry 1

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,123

F1 · kind: On December 12, 2016, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on January 17, 2017, to holders of record on January 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 16:53 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 597 $12.29 $7,337.13
Disclosure

SEC source: 0001127602-16-069290 · form4.xml · nonDerivative · entry 5

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,044

Read SEC document
December 04, 2016 Filed Dec 6, 2016 16:53 UTC SOUTHWESTERN ENERGY CO SWN · Entity 87196 Tax withholdingCommon Stock 2,937 $11.67 $34,274.79
Disclosure

SEC source: 0001127602-16-069290 · form4.xml · nonDerivative · entry 4

Ale John C. · CIK 0001548336 · Sr. VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,641

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.