Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICOLD REALTY TRUSTCOLD · Entity 4019 | Chief Legal & People Officer | March 08, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICOLD REALTY TRUST
Report date March 08, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Operating Partnership Profits UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,777 |
Reported balance
After 2026-03-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-08 · Grant · Acquired 28,777 · Balance 28,777 F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2027, 2028, and 2029. The OP Profits Units were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Incentive Plan. F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. |
| Performance OP Profits UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,165 |
Reported balance
After 2026-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-08 · Grant · Acquired 43,165 · Balance 43,165 F3: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon the Company's adjusted funds from operations ("AFFO") during the applicable period Jan. 1, 2026 - Dec. 31, 2028). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The Performance OP Units were issued to the Reporting Peron pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Plan. F4: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of the Company's Common Stock, except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2027, 2028, and 2029. The OP Profits Units were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Incentive Plan.
F2: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.
F3: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon the Company's adjusted funds from operations ("AFFO") during the applicable period Jan. 1, 2026 - Dec. 31, 2028). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The Performance OP Units were issued to the Reporting Peron pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Plan.
F4: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of the Company's Common Stock, except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
US XPRESS ENTERPRISES INC
Report date July 01, 2023 · Filed July 05, 2023
Section 16 reporting ended · disclosed 2023-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-01 · Disposition to issuer · Disposed 17,291 · Balance 92,098 F1: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc. ("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration"). Row 2 · 2023-07-01 · Disposition to issuer · Disposed 92,098 · Balance 0 F2: Pursuant to the Merger Agreement, shares of unvested Class A restricted stock were assumed by Parent and converted into an award of restricted shares denominated in shares of Parent common stock equal to 92,098 multiplied by a fraction, the numerator of which is the Merger Consideration, and the denominator of which is the volume weighted average price per share of Parent common stock on the New York Stock Exchange for the ten consecutive trading days ending with June 29, 2023 (the "Exchange Ratio"), rounded down to the nearest whole share, vesting on the same terms. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-01 · Disposition to issuer · Disposed 3,750 · Balance 0 F3: Pursuant to the Merger Agreement, as the effective time of the Merger, shares of unvested Class A performance restricted stock units ("PRSUs") were assumed by Parent and converted into an award of restricted stock units denominated in shares of Parent common stock equal to 100% of the target level of achievement with respect to the 3,750 PRSUs multiplied by the Exchange Ratio, rounded down to the nearest whole share, subject to vesting on the same terms. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc. ("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, shares of unvested Class A restricted stock were assumed by Parent and converted into an award of restricted shares denominated in shares of Parent common stock equal to 92,098 multiplied by a fraction, the numerator of which is the Merger Consideration, and the denominator of which is the volume weighted average price per share of Parent common stock on the New York Stock Exchange for the ten consecutive trading days ending with June 29, 2023 (the "Exchange Ratio"), rounded down to the nearest whole share, vesting on the same terms.
F3: Pursuant to the Merger Agreement, as the effective time of the Merger, shares of unvested Class A performance restricted stock units ("PRSUs") were assumed by Parent and converted into an award of restricted stock units denominated in shares of Parent common stock equal to 100% of the target level of achievement with respect to the 3,750 PRSUs multiplied by the Exchange Ratio, rounded down to the nearest whole share, subject to vesting on the same terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2026 Filed Mar 10, 2026 20:00 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 43,165 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-100725 · ownership.xml · derivative · entry 2 Harwell Nathan H · CIK 0001800053 · Chief Legal & People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,165 Underlying: Common Stock · 43,165 shares Expires not disclosed F3 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon the Company's adjusted funds from operations ("AFFO") during the applicable period Jan. 1, 2026 - Dec. 31, 2028). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The Performance OP Units were issued to the Reporting Peron pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Plan. F3 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon the Company's adjusted funds from operations ("AFFO") during the applicable period Jan. 1, 2026 - Dec. 31, 2028). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The Performance OP Units were issued to the Reporting Peron pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of the Company's Common Stock, except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of the Company's Common Stock, except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2026 Filed Mar 10, 2026 20:00 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 28,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-100725 · ownership.xml · derivative · entry 1 Harwell Nathan H · CIK 0001800053 · Chief Legal & People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,777 Underlying: Common Stock · 28,777 shares Expires not disclosed F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2027, 2028, and 2029. The OP Profits Units were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2027, 2028, and 2029. The OP Profits Units were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 16:22 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 11,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-25-000018 · wk-form4_1742329351.xml · derivative · entry 3 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,225 Underlying: Common Stock · 11,225 shares Expires not disclosed F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F5 · derivative.exercise_date: Represents Performance OP Profits Units of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based on the Company's adjusted funds from operations ("AFFO") during the applicable performance period (Jan 1, 2025 - Dec 31, 2027). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 16:22 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 5,613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-25-000018 · wk-form4_1742329351.xml · derivative · entry 2 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,613 Underlying: Common Stock · 5,613 shares Expires not disclosed F3 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2025 - Dec 31, 2027). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 16:22 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 11,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-25-000018 · wk-form4_1742329351.xml · derivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,225 Underlying: Common Stock · 11,225 shares Expires not disclosed F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 14, 2026, 2027, and 2028. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 16:02 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profits Units · Derivative | 9,357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-24-000056 · wk-form4_1720036953.xml · derivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,357 Underlying: Common Stock · 9,357 shares Expires not disclosed F1 · security: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on July 1, 2025, 2026, and 2027. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on July 1, 2025, 2026, and 2027. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 17:00 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantPerformance OP Profits Units · Derivative | 13,699 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-24-000022 · wk-form4_1710277195.xml · derivative · entry 2 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,699 Underlying: Common Stock · 13,699 shares Expires not disclosed F3 · security: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2024 - Dec 31, 2026. The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F3 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2024 - Dec 31, 2026. The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. F4 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. F4 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 17:00 UTC | AMERICOLD REALTY TRUST COLD · Entity 4019 | GrantOperating Partnership Profit Units · Derivative | 9,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001455863-24-000022 · wk-form4_1710277195.xml · derivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP & Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,132 Underlying: Common Stock · 9,132 shares Expires not disclosed F1 · security: Represents Operating Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2025, 2026 and 2027. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F1 · derivative.exercise_date: Represents Operating Profits Units ("OP Profits Units") of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2025, 2026 and 2027. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. F2 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may, at the election of the holder, be presented for redemption for cash equal to the then fair market value of a share of Americold Realty Trust, Inc. (the "Company") common stock (the "Common Stock"), except that the Company may, at its election, acquire each Common Unit so presented for one share of Common Stock. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:37 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001008886-23-000172 · form4.xml · derivative · entry 3 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,750 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, as the effective time of the Merger, shares of unvested Class A performance restricted stock units ("PRSUs") were assumed by Parent and converted into an award of restricted stock units denominated in shares of Parent common stock equal to 100% of the target level of achievement with respect to the 3,750 PRSUs multiplied by the Exchange Ratio, rounded down to the nearest whole share, subject to vesting on the same terms. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, as the effective time of the Merger, shares of unvested Class A performance restricted stock units ("PRSUs") were assumed by Parent and converted into an award of restricted stock units denominated in shares of Parent common stock equal to 100% of the target level of achievement with respect to the 3,750 PRSUs multiplied by the Exchange Ratio, rounded down to the nearest whole share, subject to vesting on the same terms. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, as the effective time of the Merger, shares of unvested Class A performance restricted stock units ("PRSUs") were assumed by Parent and converted into an award of restricted stock units denominated in shares of Parent common stock equal to 100% of the target level of achievement with respect to the 3,750 PRSUs multiplied by the Exchange Ratio, rounded down to the nearest whole share, subject to vesting on the same terms. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:37 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Disposition to issuerClass A Common Stock | 92,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001008886-23-000172 · form4.xml · nonDerivative · entry 2 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Merger Agreement, shares of unvested Class A restricted stock were assumed by Parent and converted into an award of restricted shares denominated in shares of Parent common stock equal to 92,098 multiplied by a fraction, the numerator of which is the Merger Consideration, and the denominator of which is the volume weighted average price per share of Parent common stock on the New York Stock Exchange for the ten consecutive trading days ending with June 29, 2023 (the "Exchange Ratio"), rounded down to the nearest whole share, vesting on the same terms. F2 · price: Pursuant to the Merger Agreement, shares of unvested Class A restricted stock were assumed by Parent and converted into an award of restricted shares denominated in shares of Parent common stock equal to 92,098 multiplied by a fraction, the numerator of which is the Merger Consideration, and the denominator of which is the volume weighted average price per share of Parent common stock on the New York Stock Exchange for the ten consecutive trading days ending with June 29, 2023 (the "Exchange Ratio"), rounded down to the nearest whole share, vesting on the same terms. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 18:37 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Disposition to issuerClass A Common Stock | 17,291 | $6.15 | $106,339.65 |
DisclosureSEC source: 0001008886-23-000172 · form4.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,098 F1 · shares: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc. ("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration"). F1 · price: On July 1, 2023, pursuant to the Agreement and Plan of Merger, dated March 20, 2023 (the "Merger Agreement"), by and among the issuer, Knight-Swift Transportation Holdings, Inc. ("Parent"), and Liberty Merger Sub Inc. ("Merger Subsidiary"), Merger Subsidiary merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as an indirect wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares of Class A common stock were cancelled and converted into the right to receive $6.15 in cash (the "Merger Consideration"). Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 18:05 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Tax withholdingClass A Common Stock | 5,569 | $1.64 | $9,133.16 |
DisclosureSEC source: 0001567619-23-005193 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,389 F1 · kind: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person. F1 · shares: Represents the number of shares deemed withheld to satisfy tax withholding obligations upon vesting of restricted stock granted to the reporting person. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 17:42 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 31,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003661 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,958 F1 · kind: Represents a restricted stock award under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of March 15, 2024, 2025, 2026, and 2027 and is subject to certain vesting, forfeiture, and termination provisions. F1 · shares: Represents a restricted stock award under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of March 15, 2024, 2025, 2026, and 2027 and is subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 17:06 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantPerformance Restricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016801 · doc1.xml · derivative · entry 2 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Class A Common Stock · 3,750 shares Expires not disclosed F2 · derivative.exercise_price: The Performance Restricted Stock Units ("PRSUs") represent the contingent right to receive one share of the issuer's Class A Common Stock. F3 · derivative.exercise_date: The PRSUs will vest upon achievement of certain performance goals, subject to certain vesting, forfeiture, and termination provisions. F3 · derivative.expiration_date: The PRSUs will vest upon achievement of certain performance goals, subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 17:06 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016801 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,070 F1 · kind: Represents restricted stock awards under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of September 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. F1 · shares: Represents restricted stock awards under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of September 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| May 26, 2022 Filed May 27, 2022 17:11 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | SaleClass A Common Stock | 10,097 | $3.12 | $31,488.50 |
DisclosureSEC source: 0001567619-22-011874 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,820 F1 · price: The price reflects a weighted average sale price for multiple transactions ranging from $3.11 to $3.1350, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 17:09 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Tax withholdingClass A Common Stock | 2,822 | $4.26 | $12,021.72 |
DisclosureSEC source: 0001567619-22-007086 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,917 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:32 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantPerformance Restricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005686 · doc1.xml · derivative · entry 2 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Class A Common Stock · 8,333 shares Expires not disclosed F2 · derivative.exercise_price: The Performance Restricted Stock Units ("PRSUs") represent the contingent right to receive one share of the issuer's Class A Common Stock. F3 · derivative.exercise_date: The PRSUs will vest upon achievement of certain performance goals, subject to certain vesting, forfeiture, and termination provisions. F3 · derivative.expiration_date: The PRSUs will vest upon achievement of certain performance goals, subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:32 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 43,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-005686 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,739 F1 · kind: Represents restricted stock awards under the 2018 Omnibus Incentive Plan, as amended. The awards vest in four approximately equal installments on each of March 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. F1 · shares: Represents restricted stock awards under the 2018 Omnibus Incentive Plan, as amended. The awards vest in four approximately equal installments on each of March 15, 2023, 2024, 2025, and 2026 and are subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 16:23 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | SaleClass A Common Stock | 4,920 | $8.22 | $40,453.72 |
DisclosureSEC source: 0001567619-21-021281 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,406 F1 · price: The price reflects a weighted average sale price for multiple transactions ranging from $8.2212 to $8.25, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2021 Filed Mar 24, 2021 19:45 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | Tax withholdingClass A Common Stock | 1,782 | $10.97 | $19,548.54 |
DisclosureSEC source: 0001567619-21-006903 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,326 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:41 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 17,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005098 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,108 F1 · kind: Represents a restricted stock award under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of March 15, 2022, 2023, 2024, and 2025 and is subject to certain vesting, forfeiture, and termination provisions. F1 · shares: Represents a restricted stock award under the 2018 Omnibus Incentive Plan, as amended. The award vests in four approximately equal installments on each of March 15, 2022, 2023, 2024, and 2025 and is subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:14 UTC | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 30,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-005198 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,381 F1 · kind: Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four approximately equal installments on each of February 26, 2021, 2022, 2023, and 2024 and is subject to certain vesting, forfeiture, and termination provisions. F1 · shares: Represents a restricted stock award under the 2018 Omnibus Incentive Plan. The award vests in four approximately equal installments on each of February 26, 2021, 2022, 2023, and 2024 and is subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
| February 26, 2020 Filed Mar 24, 2021 19:25 UTC Amendment | US XPRESS ENTERPRISES INC USX · Entity 111649 | GrantClass A Common Stock | 30,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006893 · doc1.xml · nonDerivative · entry 1 Harwell Nathan H · CIK 0001800053 · EVP, Chief Legal Off., Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,381 F1 · security: This line is being amended to correct the vesting dates of the restricted stock award that were provided in the footnote. The award vests in four approximately equal installments on each of March 15, 2021, 2022, 2023, and 2024 and is subject to certain vesting, forfeiture, and termination provisions. F1 · kind: This line is being amended to correct the vesting dates of the restricted stock award that were provided in the footnote. The award vests in four approximately equal installments on each of March 15, 2021, 2022, 2023, and 2024 and is subject to certain vesting, forfeiture, and termination provisions. F1 · shares: This line is being amended to correct the vesting dates of the restricted stock award that were provided in the footnote. The award vests in four approximately equal installments on each of March 15, 2021, 2022, 2023, and 2024 and is subject to certain vesting, forfeiture, and termination provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.