Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MEDALLION FINANCIAL CORPMFIN · Entity 6064 | Director · See Remarks | March 10, 2026 | March 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MEDALLION FINANCIAL CORP
Report date March 10, 2026 · Filed March 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 330,261 |
Ending reported balance
After 2026-03-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-10 · Grant · Acquired 72,103 · Balance 367,070 F1: Represents shares received upon vesting of performance units granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan. Row 2 · 2026-03-10 · Tax withholding · Disposed 36,809 · Balance 330,261 F2: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of performance unit award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,358,300 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,358,300 F3: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 117,660 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 117,660 F4: Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,000 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,000 F5: Represents shares owned by Mr. Murstein's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares received upon vesting of performance units granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan.
F2: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of performance unit award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.
F3: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
F4: Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
F5: Represents shares owned by Mr. Murstein's spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 11, 2026 16:07 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 36,809 | $9.59 | $352,998.31 |
DisclosureSEC source: 0001193125-26-102119 · ownership.xml · nonDerivative · entry 2 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,261 F2 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of performance unit award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| March 10, 2026 Filed Mar 11, 2026 16:07 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 72,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-102119 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,070 F1 · shares: Represents shares received upon vesting of performance units granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan. Read SEC document |
| March 01, 2026 Filed Mar 2, 2026 16:07 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 11,973 | $10.09 | $120,807.57 |
DisclosureSEC source: 0001193125-26-085379 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,967 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 16:07 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 39,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-048710 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,940 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2027, March 1, 2028 and March 1, 2029. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 16:05 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,072 | $8.17 | $16,928.24 |
DisclosureSEC source: 0000950170-25-033543 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,343 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2025 Filed Mar 3, 2025 16:05 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 15,302 | $8.34 | $127,618.68 |
DisclosureSEC source: 0000950170-25-030830 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,415 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 16:07 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 23,514 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-022213 · ownership.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,717 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 16:05 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,072 | $8.18 | $16,948.96 |
DisclosureSEC source: 0001209191-24-004334 · doc4.xml · nonDerivative · entry 2 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,203 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:05 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 11,525 | $7.98 | $91,969.50 |
DisclosureSEC source: 0001209191-24-004334 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,275 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 16:06 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,340 | $8.97 | $20,989.80 |
DisclosureSEC source: 0001209191-24-003637 · doc4.xml · nonDerivative · entry 2 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,800 F2 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 16:06 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 22,203 | $8.97 | $199,160.91 |
DisclosureSEC source: 0001209191-24-003637 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,140 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2025, March 1, 2026 and March 1, 2027. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 16:05 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,072 | $8.47 | $17,549.84 |
DisclosureSEC source: 0001209191-23-016692 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,937 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:08 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 7,330 | $8.49 | $62,231.70 |
DisclosureSEC source: 0001209191-23-015422 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,009 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 16:29 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,340 | $7.93 | $18,556.20 |
DisclosureSEC source: 0001209191-23-011176 · doc4.xml · nonDerivative · entry 2 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,339 F2 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:29 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 24,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011176 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,679 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2024, March 1, 2025 and March 1, 2026. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:06 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Tax withholdingCommon Stock | 2,046 | $8.79 | $17,984.34 |
DisclosureSEC source: 0001209191-23-010035 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,031 F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 08:33 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | PurchaseCommon Stock | 10,000 | $8.36 | $83,633.00 |
DisclosureSEC source: 0000899243-22-008516 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 90,118 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.2600 to $8.4165, inclusive. The reporting person undertakes to provide to Medallion Financial Corp., any security holder of Medallion Financial Corp., or the staff of the Securities and Exchange Commission, upon request, the number of shares sold at each separate price within the above range. F2 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:11 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 43,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-007175 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,077 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 16:15 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock (right to buy) · Derivative | 31,505 | $0.00 Strike: $6.79 | $0.00 |
DisclosureSEC source: 0000899243-21-010347 · doc4.xml · derivative · entry 6 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,565 Underlying: Common Stock · 31,505 shares Expires 2031-03-04 F6 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 16:15 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 16,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010347 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,999 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025. Read SEC document |
| February 17, 2020 Filed Feb 18, 2020 16:45 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock (right to buy) · Derivative | 37,161 | $0.00 Strike: $6.68 | $0.00 |
DisclosureSEC source: 0000899243-20-004892 · doc4.xml · derivative · entry 6 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,060 Underlying: Common Stock · 37,161 shares Expires 2030-02-17 F6 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. Read SEC document |
| February 17, 2020 Filed Feb 18, 2020 16:45 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 18,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004892 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,764 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 08:29 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | PurchaseCommon Stock | 10,000 | $4.74 | $47,400.00 |
DisclosureSEC source: 0000899243-19-021536 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 80,118 F1 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 16:10 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock (right to buy) · Derivative | 34,899 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-19-008863 · doc4.xml · derivative · entry 6 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,899 Underlying: Common Stock · 34,899 shares Expires 2029-03-21 F6 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 16:10 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 16,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008863 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,428 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:14 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 22,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005029 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,397 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2015 Employee Restricted Stock Plan which will vest in equal one-third increments on the first, second and third anniversaries of the date of grant. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:55 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | Purchase9.000% Notes due 2021 | 27,500 | $23,925.00 | $657,937,500.00 |
DisclosureSEC source: 0000899243-17-014373 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed F1 · shares: Represents 1,100 notes ($25 face amount per note) purchased by the Alvin Murstein Second Family Trust at $21.75 per note. F2 · ownership.nature: Represents notes beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 16:06 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | GrantCommon Stock | 48,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010710 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,618 F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2015 Employee Restricted Stock Plan which will fully vest on January 2, 2018. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 16:39 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | PurchaseCommon Stock | 40,000 | $3.70 | $147,924.00 |
DisclosureSEC source: 0000899243-16-035304 · doc4.xml · nonDerivative · entry 4 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,268,182 F2 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 16:39 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | SaleCommon Stock | 40,000 | $3.66 | $146,464.00 |
DisclosureSEC source: 0000899243-16-035304 · doc4.xml · nonDerivative · entry 3 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,074 F1 · ownership.direct: For tax planning purposes, Mr. Murstein sold these shares that he held directly and purchased the equivalent amount of shares through a family trust, as described in Note (2) below. In accordance with Section 16(b) of the Securities Exchange Act of 1934, as amended, Mr. Murstein has disgorged to Medallion Financial Corp. short-swing profits from such transaction in the amount of $2,512.00. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:39 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | PurchaseCommon Stock | 60,000 | $3.60 | $215,928.00 |
DisclosureSEC source: 0000899243-16-035304 · doc4.xml · nonDerivative · entry 2 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,228,182 F2 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:39 UTC | MEDALLION FINANCIAL CORP MFIN · Entity 6064 | SaleCommon Stock | 60,000 | $3.58 | $214,812.00 |
DisclosureSEC source: 0000899243-16-035304 · doc4.xml · nonDerivative · entry 1 MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,074 F1 · ownership.direct: For tax planning purposes, Mr. Murstein sold these shares that he held directly and purchased the equivalent amount of shares through a family trust, as described in Note (2) below. In accordance with Section 16(b) of the Securities Exchange Act of 1934, as amended, Mr. Murstein has disgorged to Medallion Financial Corp. short-swing profits from such transaction in the amount of $2,512.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.