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HALEY JOHN J

Disclosed activity across 2 companies

Tapewire entity
61344
SEC CIK
0001215018

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXIMUS, INC.MMS · Entity 4224DirectorMarch 10, 2026March 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXIMUS, INC.

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,115.951 Reported balance After 2026-03-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-10 · Grant · Acquired 7,009 · Balance 47,115.951

F1: Represents a grant of restricted stock units ("RSUs") that vest one year from the date of grant. The reporting person elected to defer the receipt of common stock until the termination of service as a member of the issuer's board of directors.

F2: Includes 135.462 dividend equivalent rights accrued on previously-awarded RSUs that vest proportionately with the RSUs to which they relate.

Common StockSEC Table I · non-derivativeIndirectBy John J. Haley Grantor Retained Annuity Trust Seven71,132 Reported balance Holding disclosure · report date 2026-03-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 71,132

Common StockSEC Table I · non-derivativeIndirectBy John J. Haley Grantor Retained Annuity Trust Eight32,764 Reported balance Holding disclosure · report date 2026-03-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 32,764

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs") that vest one year from the date of grant. The reporting person elected to defer the receipt of common stock until the termination of service as a member of the issuer's board of directors.

F2: Includes 135.462 dividend equivalent rights accrued on previously-awarded RSUs that vest proportionately with the RSUs to which they relate.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WILLIS TOWERS WATSON PLC

Report date December 29, 2021 · Filed January 03, 2022

Section 16 reporting ended · disclosed 2022-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, nominal value $0.000304635 per shareSEC Table I · non-derivativeDirect351,840 Ending reported balance After 2021-12-31 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-12-29 · Grant · Acquired 46,688 · Balance 368,655

F1: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of preliminary earned performance shares pursuant to a Performance-Based Restricted Share Unit Agreement granted as of February 26, 2019, as amended (the "Agreement"). Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

F2: Not applicable.

Row 2 · 2021-12-29 · Tax withholding · Disposed 18,373 · Balance 350,282

F3: Represents ordinary shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the delivery of preliminary earned performance shares and final earned performance shares, as the case may be, pursuant to the Agreement.

Row 3 · 2021-12-31 · Grant · Acquired 2,570 · Balance 352,852

F4: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of final earned performance shares pursuant to the Agreement. Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

F2: Not applicable.

Row 4 · 2021-12-31 · Tax withholding · Disposed 1,012 · Balance 351,840

F3: Represents ordinary shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the delivery of preliminary earned performance shares and final earned performance shares, as the case may be, pursuant to the Agreement.

Ordinary Shares, nominal value $0.000304635 per shareSEC Table I · non-derivativeIndirectGrantor Retained Annuity Trusts96,020 Reported balance Holding disclosure · report date 2021-12-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 96,020

Filing footnotes · ownership attribution and instrument terms

F1: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of preliminary earned performance shares pursuant to a Performance-Based Restricted Share Unit Agreement granted as of February 26, 2019, as amended (the "Agreement"). Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

F2: Not applicable.

F3: Represents ordinary shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the delivery of preliminary earned performance shares and final earned performance shares, as the case may be, pursuant to the Agreement.

F4: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of final earned performance shares pursuant to the Agreement. Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2026 Filed Mar 12, 2026 20:35 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 7,009 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104295 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,115.951

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest one year from the date of grant. The reporting person elected to defer the receipt of common stock until the termination of service as a member of the issuer's board of directors.

F2 · balance_after: Includes 135.462 dividend equivalent rights accrued on previously-awarded RSUs that vest proportionately with the RSUs to which they relate.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:30 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 32,764 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059508 · ownership.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Grantor Retained Annuity Trust Eight

Disclosed balance after: 32,764

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:30 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 32,764 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059508 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Revocable Trust

Disclosed balance after: 0

Read SEC document
February 10, 2026 Filed Feb 11, 2026 21:30 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 32,764 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-046682 · ownership.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Revocable Trust

Disclosed balance after: 32,764

Read SEC document
February 10, 2026 Filed Feb 11, 2026 21:30 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 32,764 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-046682 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,971.489

F1 · balance_after: Reflects 32,764 shares of common stock previously reported as held by John J. Haley Grantor Retained Annuity Trust Six, which shares were transferred back to the reporting person in satisfaction of an annuity payment in an exempt transaction under Rule 16a-13.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 01:39 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 104.144 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-305686 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,971.489

F1 · shares: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Maximus common stock.

Read SEC document
August 31, 2025 Filed Sep 4, 2025 01:13 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 102.761 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112941 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,867.345

F1 · shares: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2025 Filed Jun 4, 2025 00:58 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 124.088 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-081316 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,764.584

F1 · shares: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 00:35 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 71,132 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039054 · ownership.xml · nonDerivative · entry 3

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Grantor Retained Annuity Trust Seven

Disclosed balance after: 71,132

Read SEC document
March 12, 2025 Filed Mar 14, 2025 00:35 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 71,132 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039054 · ownership.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Revocable Trust

Disclosed balance after: 0

Read SEC document
March 11, 2025 Filed Mar 14, 2025 00:35 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock 7,291 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039054 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,640.496

F1 · shares: Represents a grant of restricted stock units ("RSUs") that vest one year from the date of grant. The reporting person elected to defer the receipt of common stock until the termination of service as a member of the issuer's board of directors.

F2 · balance_after: The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes 22,701.056 RSUs and associated accrued dividend equivalent rights with varying distributions schedules previously reported in Table II.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:33 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 103.974 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032496 · ownership.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,701.056

Underlying: Common Stock · 103.974 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 02:50 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 42,387 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-027277 · ownership.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John J. Haley Revocable Trust

Disclosed balance after: 71,132

F1 · balance_after: The shares held by John J. Haley Revocable Trust were previously inadvertently reported as directly held by the reporting person. The amount of shares beneficially owned following the reported transaction reflects a corresponding adjustment to the manner in which the shares are held.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 02:50 UTC MAXIMUS, INC. MMS · Entity 4224 GiftCommon Stock 42,387 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-027277 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,648.44

F1 · balance_after: The shares held by John J. Haley Revocable Trust were previously inadvertently reported as directly held by the reporting person. The amount of shares beneficially owned following the reported transaction reflects a corresponding adjustment to the manner in which the shares are held.

F2 · balance_after: The shares held by John J. Haley Grantor Retained Annuity Trust Six were previously inadvertently reported as directly held by the reporting person. The amount of shares beneficially owned following the reported transaction reflects a corresponding adjustment to the manner in which the shares are held.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:14 UTC MAXIMUS, INC. MMS · Entity 4224 PurchaseCommon Stock 3,490 $71.76 $250,442.40
Disclosure

SEC source: 0000950170-24-136275 · ownership.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,544.44

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.70 to $71.85, inclusive. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
November 29, 2024 Filed Dec 4, 2024 00:49 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 90.63 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133024 · ownership.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,597.082

Underlying: Common Stock · 90.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 21:08 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 72.947 $0.00 $0.00
Disclosure

SEC source: 0001032220-24-000078 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,506.45

Underlying: Common Stock · 72.947 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 19:22 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 77.894 $0.00 $0.00
Disclosure

SEC source: 0001032220-24-000056 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,433.51

Underlying: Common Stock · 77.894 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 19:42 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock · Derivative 5,885 $0.00 Strike: $84.96 $0.00
Disclosure

SEC source: 0001032220-24-000041 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 5,885 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred distribution for a longer period at the election of the individual.

F3 · derivative.expiration_date: Expiration date not applicable to RSUs.

F4 · balance_after: Reporting person also holds restricted stock units with respect to an additional 16,470.61 shares of common stock with varying distribution schedules.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:59 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 58.851 $0.00 $0.00
Disclosure

SEC source: 0001032220-24-000030 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,470.611

Underlying: Common Stock · 58.851 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 23:50 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 58.76 $0.00 $0.00
Disclosure

SEC source: 0001032220-23-000108 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,411.76

Underlying: Common Stock · 58.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 14:04 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 56.46 $0.00 $0.00
Disclosure

SEC source: 0001032220-23-000075 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,353

Underlying: Common Stock · 56.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:26 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 56.17 $0.00 $0.00
Disclosure

SEC source: 0001032220-23-000051 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,296.54

Underlying: Common Stock · 56.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 14:31 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock · Derivative 6,225 $0.00 Strike: $75.18 $0.00
Disclosure

SEC source: 0001032220-23-000024 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Stock · 6,225 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred distribution for a longer period at the election of the individual.

F3 · derivative.expiration_date: Expiration date not applicable to RSUs.

F4 · balance_after: Reporting person also holds restricted stock units with respect to an additional 10,015 shares of common stock with varying distribution schedules.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 19:02 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 33.79 $0.00 $0.00
Disclosure

SEC source: 0001032220-23-000012 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015.37

Underlying: Common Stock · 33.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 16:22 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 39.598 $0.00 $0.00
Disclosure

SEC source: 0001032220-22-000091 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,981.59

Underlying: Common Stock · 39.598 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.

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August 31, 2022 Filed Sep 1, 2022 17:05 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 45.733 $0.00 $0.00
Disclosure

SEC source: 0001032220-22-000052 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,941.989

Underlying: Common Stock · 45.733 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

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June 15, 2022 Filed Jun 15, 2022 22:11 UTC MAXIMUS, INC. MMS · Entity 4224 PurchaseCommon Stock 18,000 $60.32 $1,085,760.00
Disclosure

SEC source: 0001032220-22-000043 · primary_doc.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,054.44

Read SEC document
May 31, 2022 Filed Jun 2, 2022 17:35 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 42.52 $0.00 $0.00
Disclosure

SEC source: 0001032220-22-000031 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896.26

Underlying: Common Stock · 42.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

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March 15, 2022 Filed Mar 17, 2022 13:40 UTC MAXIMUS, INC. MMS · Entity 4224 GrantCommon Stock · Derivative 6,362 $0.00 Strike: $73.56 $0.00
Disclosure

SEC source: 0001032220-22-000014 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,362

Underlying: Common Stock · 6,362 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred distribution for a longer period at the election of the individual.

F3 · derivative.expiration_date: Expiration date not applicable to RSUs.

F4 · balance_after: Reporting person also holds restricted stock units with respect to an additional 3,492 shares of common stock with varying distribution schedules.

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February 28, 2022 Filed Mar 2, 2022 21:44 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 12.35 $0.00 $0.00
Disclosure

SEC source: 0001032220-22-000009 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491.74

Underlying: Common Stock · 12.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

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December 31, 2021 Filed Jan 3, 2022 22:00 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Tax withholdingOrdinary Shares, nominal value $0.000304635 per share 1,012 $237.49 $240,339.88
Disclosure

SEC source: 0001127602-22-000144 · form4.xml · nonDerivative · entry 4

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,840

F3 · shares: Represents ordinary shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the delivery of preliminary earned performance shares and final earned performance shares, as the case may be, pursuant to the Agreement.

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December 31, 2021 Filed Jan 3, 2022 22:00 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantOrdinary Shares, nominal value $0.000304635 per share 2,570 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000144 · form4.xml · nonDerivative · entry 3

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,852

F4 · shares: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of final earned performance shares pursuant to the Agreement. Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

F2 · price: Not applicable.

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December 29, 2021 Filed Jan 3, 2022 22:00 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Tax withholdingOrdinary Shares, nominal value $0.000304635 per share 18,373 $238.72 $4,386,002.56
Disclosure

SEC source: 0001127602-22-000144 · form4.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,282

F3 · shares: Represents ordinary shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the delivery of preliminary earned performance shares and final earned performance shares, as the case may be, pursuant to the Agreement.

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December 29, 2021 Filed Jan 3, 2022 22:00 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantOrdinary Shares, nominal value $0.000304635 per share 46,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-000144 · form4.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,655

F1 · shares: Represents ordinary shares of the Issuer to be delivered to the Reporting Person by the Issuer in respect of preliminary earned performance shares pursuant to a Performance-Based Restricted Share Unit Agreement granted as of February 26, 2019, as amended (the "Agreement"). Also includes ordinary shares of the Issuer issuable pursuant to the dividend equivalent right under the terms of the Agreement.

F2 · price: Not applicable.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Exercise / conversionStock Option (right to buy) · Derivative 150,235 $0.00 Strike: $110.58 $0.00
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · derivative · entry 9

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 150,235 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

F7 · derivative.exercise_date: 100% of the shares underlying the option vested and were exercisable on July 1, 2018.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 SaleOrdinary Shares, nominal value $0.000304635 per share 1,014 $233.28 $236,545.92
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 7

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John J. Haley Revocable Trust

Disclosed balance after: 0

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

F6 · price: This transaction was executed in multiple trades at prices ranging from $232.97 to $233.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 SaleOrdinary Shares, nominal value $0.000304635 per share 7,107 $232.29 $1,650,885.03
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 6

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John J. Haley Revocable Trust

Disclosed balance after: 1,014

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

F5 · price: This transaction was executed in multiple trades at prices ranging from $231.97 to $232.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 SaleOrdinary Shares, nominal value $0.000304635 per share 12,879 $231.78 $2,985,094.62
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 5

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John J. Haley Revocable Trust

Disclosed balance after: 8,121

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

F4 · price: This transaction was executed in multiple trades at prices ranging from $230.97 to $231.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 SaleOrdinary Shares, nominal value $0.000304635 per share 7,900 $230.55 $1,821,345.00
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 4

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John J. Haley Revocable Trust

Disclosed balance after: 21,000

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

F3 · price: This transaction was executed in multiple trades at prices ranging from $229.97 to $230.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Tax withholdingOrdinary Shares, nominal value $0.000304635 per share 63,808 $232.86 $14,858,330.88
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 3

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,967

F2 · kind: Withholding of shares by Issuer to satisfy the tax payment related to the stock option exercise as well as the aggregate exercise price for the stock option.

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December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Tax withholdingOrdinary Shares, nominal value $0.000304635 per share 38,601 $232.84 $8,987,856.84
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,775

F2 · kind: Withholding of shares by Issuer to satisfy the tax payment related to the stock option exercise as well as the aggregate exercise price for the stock option.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:30 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 Exercise / conversionOrdinary Shares, nominal value $0.000304635 per share 150,235 $110.58 $16,612,986.30
Disclosure

SEC source: 0001127602-21-030495 · form4.xml · nonDerivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 23:00 UTC MAXIMUS, INC. MMS · Entity 4224 GrantDividend Equivalent Rights · Derivative 12.865 $0.00 $0.00
Disclosure

SEC source: 0001032220-21-000138 · primary_doc.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479.383

Underlying: Common Stock · 12.865 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 21:03 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantRestricted Share Unit · Derivative 259.6728 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-028566 · form4.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915.8439

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 259.6728 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

F2 · shares: Includes restricted share units acquired pursuant to the Company's contribution under the terms of the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and credited to the participant's account.

F1 · derivative.exercise_date: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

F1 · derivative.expiration_date: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

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October 15, 2021 Filed Oct 19, 2021 20:07 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantDividend Equivalent Rights · Derivative 918.026 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027322 · form4.xml · derivative · entry 4

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121.306

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 918.026 shares

Expires not disclosed

F6 · derivative.exercise_price: The dividend equivalent rights accrued on a number of Ordinary Shares of the Issuer previously earned under the reporting person's performance-based restricted share unit award and will settle based on the same settlement schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WLTW Ordinary Share.

F7 · shares: The dividend equivalent rights accrued on a number of Ordinary Shares of the Issuer previously earned under the reporting person's performance-based restricted share unit award (including Ordinary Shares of the Issuer that were issuable pursuant to the dividend equivalent rights provided under the terms of the award agreement) and credited in the form of restricted share units, which will settle within 30 days following the reporting person's termination of service. The dividend equivalent rights will be settled based on the same settlement schedule applicable to the underlying restricted share units. Each dividend equivalent right is the economic equivalent of one WLTW Ordinary Share.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on a number of Ordinary Shares of the Issuer previously earned under the reporting person's performance-based restricted share unit award and will settle based on the same settlement schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WLTW Ordinary Share.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on a number of Ordinary Shares of the Issuer previously earned under the reporting person's performance-based restricted share unit award and will settle based on the same settlement schedule applicable to the underlying restricted share unit award. Each dividend equivalent right is the economic equivalent of one WLTW Ordinary Share.

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October 15, 2021 Filed Oct 19, 2021 20:07 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantRestricted Share Unit · Derivative 53.7924 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027322 · form4.xml · derivative · entry 3

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,656.1711

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 53.7924 shares

Expires not disclosed

F4 · derivative.exercise_price: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

F5 · shares: Represents dividends acquired pursuant to the Company's contribution under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and credited to the participant's account in the form of restricted share units.

F4 · derivative.exercise_date: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

F4 · derivative.expiration_date: Vested shares under the Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:07 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantRestricted Share Unit · Derivative 20.8458 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027322 · form4.xml · derivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,523.3089

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 20.8458 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F3 · shares: Represents dividends acquired pursuant to the Company's matching contribution on the participant's deferral pursuant to the terms of the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees and credited to the participant's account in the form of restricted share units.

F1 · derivative.exercise_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F1 · derivative.expiration_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:07 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantRestricted Share Unit · Derivative 342.1768 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027322 · form4.xml · derivative · entry 1

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,502.4631

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 342.1768 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F2 · shares: Represents dividends acquired under the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees pursuant to the participant's deferral election and automatic deferral of earned awards under the Company's Long-Term Incentive Plan.

F1 · derivative.exercise_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F1 · derivative.expiration_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 20:06 UTC WILLIS TOWERS WATSON PLC WLTW · Entity 3139 GrantRestricted Share Unit · Derivative 43.4393 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-027020 · form4.xml · derivative · entry 2

HALEY JOHN J · CIK 0001215018 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,160.2863

Underlying: Ordinary Shares, nominal value $0.000304635 per share · 43.4393 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F3 · shares: Includes restricted share units acquired pursuant to the Company's matching contribution on the participant's deferral election pursuant to the terms of the Plan and credited to the participant's account in the form of restricted share units under the Plan.

F1 · derivative.exercise_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

F1 · derivative.expiration_date: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.