Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adient plcADNT · Entity 4713 | Director | March 10, 2026 | March 12, 2026 |
| Western Union COWU · Entity 4445 | Director | February 23, 2023 | February 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adient plc
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 58,985 |
Reported balance
After 2026-03-10 transaction · row 1
1 source rowRow 1 · 2026-03-10 · Grant · Acquired 8,208 · Balance 58,985 F1: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan.
Western Union CO
Report date February 23, 2023 · Filed February 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.27 · Expires 2033-02-23 | Direct | 76,924 |
Reported balance
After 2023-02-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-23 · Grant · Acquired 76,924 · Balance 76,924 F1: This option is exercisable in full on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This option is exercisable in full on the first anniversary of the date of grant.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOHNSON CONTROLS INC
Report date September 02, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-09-02 · Disposition to issuer · Disposed 4,507 · Balance 0 F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Row 2 · 2016-09-02 · Exercise / conversion · Acquired 35,759.217 · Balance 35,759.217 F2: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. Row 3 · 2016-09-02 · Disposition to issuer · Disposed 35,759.217 · Balance 0 |
| Phantom Stock Units / Directors' Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-02 · Exercise / conversion · Disposed 35,759.217 · Balance 0 F3: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F2: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. F4: Includes 730.085 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
F2: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger.
F3: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
F4: Includes 730.085 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit.
KINDRED HEALTHCARE, INC
Report date July 02, 2018 · Filed July 02, 2018
Section 16 reporting ended · disclosed 2018-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-02 transaction · row 1
1 source rowRow 1 · 2018-07-02 · Disposition to issuer · Disposed 40,234 · Balance 0 |
Pattern Energy Group Inc.
Report date March 16, 2020 · Filed March 16, 2020
Section 16 reporting ended · disclosed 2020-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-16 transaction · row 1
1 source rowRow 1 · 2020-03-16 · Disposition to issuer · Disposed 11,845.2539 · Balance 0 F1: These securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer. F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer.
F2: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2026 Filed Mar 12, 2026 20:15 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 8,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001670541-26-000043 · wk-form4_1773346527.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,985 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:15 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 10,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001670541-25-000042 · wk-form4_1741896949.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,777 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:17 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 4,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001670541-24-000052 · wk-form4_1710447443.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,659 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 21:34 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 3,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001670541-23-000074 · wf-form4_167831124522566.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,452 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 17:15 UTC | Western Union CO WU · Entity 4445 | GrantDirector Stock Option (Right to Buy) · Derivative | 76,924 | $0.00 Strike: $13.27 | $0.00 |
DisclosureSEC source: 0001225208-23-002899 · doc4.xml · derivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires 2033-02-23 F1 · derivative.exercise_date: This option is exercisable in full on the first anniversary of the date of grant. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:20 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 4,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001670541-22-000030 · wf-form4_164694720397524.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,140 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 16:44 UTC | Western Union CO WU · Entity 4445 | GrantDirector Stock Option (Right to Buy) · Derivative | 46,260 | $0.00 Strike: $18.62 | $0.00 |
DisclosureSEC source: 0001225208-22-003544 · doc4.xml · derivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,260 Underlying: Common Stock · 46,260 shares Expires 2032-02-24 F1 · derivative.exercise_date: This option is exercisable in full on the first anniversary of the date of grant. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 21:31 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 3,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-010094 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,609 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2021 Omnibus Incentive Plan. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 16:37 UTC | Western Union CO WU · Entity 4445 | GrantDirector Stock Option (Right to Buy) · Derivative | 38,648 | $0.00 Strike: $23.91 | $0.00 |
DisclosureSEC source: 0001225208-21-003480 · doc4.xml · derivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,648 Underlying: Common Stock · 38,648 shares Expires 2031-02-19 F1 · derivative.exercise_date: This option is exercisable in full on the first anniversary of the date of grant. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 19:08 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | Disposition to issuerClass A Common Stock | 11,845.2539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561660-20-000039 · wf-form4_158440007958453.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These securities were restricted stock units ("RSUs") that represented the reporting person's right to receive shares of Class A common stock of the Issuer. F2 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 3, 2019, among the Issuer, Pacific US Inc. and Pacific BidCo US Inc., each outstanding RSU was converted automatically into the right to receive cash consideration of $26.75 per RSU. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:00 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 10,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-010633 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,056 F1 · price: Shares delivered as compensation for service as a director under the Adient plc Amended and Restated Director Share Plan. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:46 UTC | Western Union CO WU · Entity 4445 | GrantCommon Stock | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003135 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,966 Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 18:11 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 110.6454 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-20-000016 · wf-form4_158077148011839.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845.2539 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 18:07 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 4,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-20-000004 · wf-form4_157835205489882.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,734.6085 F1 · shares: Represents deferred stock units granted for director service. Vests in equal quarterly installments during 2020. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:46 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 104.6488 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000130 · wf-form4_157290394574937.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055.6085 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 13:41 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 125.6126 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000113 · wf-form4_156476765288481.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950.9597 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| May 24, 2019 Filed Oct 21, 2019 22:05 UTC | Adient plc ADNT · Entity 4713 | OtherOrdinary Shares | 105 | $17.29 | $1,815.45 |
DisclosureSEC source: 0001127602-19-030871 · form5.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,105 Read SEC document |
| May 24, 2019 Filed Jan 9, 2020 17:48 UTC | Western Union CO WU · Entity 4445 | OtherCommon Stock | 2 | $19.42 | $38.84 |
DisclosureSEC source: 0001225208-20-000687 · doc5.xml · nonDerivative · entry 2 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,928 Read SEC document |
| May 23, 2019 Filed Jan 9, 2020 17:48 UTC | Western Union CO WU · Entity 4445 | OtherCommon Stock | 115 | $19.39 | $2,229.85 |
DisclosureSEC source: 0001225208-20-000687 · doc5.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,926 Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:26 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 122.3471 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000087 · wf-form4_155682880426817.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,825.3471 F1 · shares: Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:45 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 9,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-011097 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2016 Director Share Plan. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:25 UTC | Western Union CO WU · Entity 4445 | GrantCommon Stock | 7,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003552 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,811 Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 19:47 UTC | Pattern Energy Group Inc. PEGI · Entity 150588 | GrantClass A Common Stock | 6,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001561660-19-000012 · wf-form4_154690842759283.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,703 F1 · shares: Represents deferred stock units granted for director service. Vests in equal quarterly installments during 2019. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 13:05 UTC | KINDRED HEALTHCARE, INC KND · Entity 165258 | Disposition to issuerCommon Stock | 40,234 | $9.00 | $362,106.00 |
DisclosureSEC source: 0001209191-18-040213 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 11:57 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 2,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-011298 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442 F1 · price: Shares delivered as compensation for service as a director under the Adient plc 2016 Director Share Plan. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:53 UTC | Western Union CO WU · Entity 4445 | GrantCommon Stock | 6,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004163 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,869 Read SEC document |
| May 24, 2017 Filed May 25, 2017 12:30 UTC | KINDRED HEALTHCARE, INC KND · Entity 165258 | GrantCommon Stock | 14,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035225 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,234 F1 · shares: These shares represent restricted stock granted to the reporting person. These shares will fully vest on 5/24/2018. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 17:40 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 961 | $72.39 | $69,566.79 |
DisclosureSEC source: 0001127602-17-011522 · form4.xml · nonDerivative · entry 2 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 F2 · shares: Shares withheld to cover tax obligation. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 17:40 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 2,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011522 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,052 F1 · shares: Shares delivered as compensation for service as a director under the 2016 Directors' Stock Plan. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:19 UTC | Western Union CO WU · Entity 4445 | GrantCommon Stock | 7,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004600 · doc4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,900 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 20:28 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 623 | $46.27 | $28,826.21 |
DisclosureSEC source: 0001127602-16-068074 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049 F1 · shares: Withholding of shares to cover tax obligation for shares granted on 11/8/16. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 18:23 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066550 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672 F1 · shares: Shares delivered as compensation for service as a director under the 2016 Directors' Stock Plan. F2 · balance_after: Includes 376 shares that were acquired in a pro-rata distribution upon the completion of the spin-off of Adient plc from Johnson Controls International plc. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:58 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionPhantom Stock Units / Directors' Deferred Compensation Plan · Derivative | 35,759.217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062004 · form4.xml · derivative · entry 4 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,759.217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. F2 · price: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. F2 · derivative.exercise_date: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. F2 · derivative.expiration_date: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. F4 · derivative.underlying_shares: Includes 730.085 units acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per unit. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:58 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 35,759.217 | $48.90 | $1,748,625.71 |
DisclosureSEC source: 0001127602-16-062004 · form4.xml · nonDerivative · entry 3 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:58 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Exercise / conversionCommon Stock | 35,759.217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062004 · form4.xml · nonDerivative · entry 2 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,759.217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 20:58 UTC | JOHNSON CONTROLS INC JCI · Entity 182555 | Disposition to issuerCommon Stock | 4,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-062004 · form4.xml · nonDerivative · entry 1 Goodman Richard · CIK 0001377250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.