Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTUIT INC.INTU · Entity 2373 | Director | January 22, 2026 | January 26, 2026 |
| Oportun Financial CorpOPRT · Entity 5862 | Director · Chief Executive Officer | March 10, 2026 | March 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTUIT INC.
Report date January 22, 2026 · Filed January 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,406 |
Reported balance
After 2026-01-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-22 · Exercise / conversion · Acquired 347 · Balance 1,406 F1: Since his last ownership report, the reporting person has transferred 1059 shares of common stock to his former spouse pursuant to a domestic relations order and has ceased to be the beneficial owner of such shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-22 | Direct | 0 |
Reported balance
After 2026-01-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-22 · Exercise / conversion · Disposed 347 · Balance 0 F2: 1-for-1 F3: Represents vesting date for these restricted stock units. F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2031-01-23 | Direct | 497 |
Reported balance
After 2026-01-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-23 · Grant · Acquired 497 · Balance 497 F2: 1-for-1 F3: Represents vesting date for these restricted stock units. F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Since his last ownership report, the reporting person has transferred 1059 shares of common stock to his former spouse pursuant to a domestic relations order and has ceased to be the beneficial owner of such shares.
F2: 1-for-1
F3: Represents vesting date for these restricted stock units.
F4: Represents release date for these vested restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to vesting date.
Oportun Financial Corp
Report date March 10, 2026 · Filed March 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,328,298 |
Ending reported balance
After 2026-03-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-10 · Tax withholding · Disposed 18,190 · Balance 1,400,439 F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 2 · 2026-03-10 · Tax withholding · Disposed 21,094 · Balance 1,379,345 F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 3 · 2026-03-10 · Tax withholding · Disposed 18,260 · Balance 1,361,085 F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Row 4 · 2026-03-10 · Tax withholding · Disposed 32,787 · Balance 1,328,298 F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 233,709 |
Reported balance
Holding disclosure · report date 2026-03-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 233,709 F2: These shares are held in a family trust for which the Reporting Person is the Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
F2: These shares are held in a family trust for which the Reporting Person is the Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2023 Filed Jan 23, 2023 23:00 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001268 · form4.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | PurchaseCommon Stock | 20,577 | $6.77 | $139,291.89 |
DisclosureSEC source: 0001538716-22-000219 · wf-form4_166846124579838.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 233,709 F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $7.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:28 UTC | Oportun Financial Corp OPRT · Entity 5862 | PurchaseCommon Stock | 32,320 | $6.46 | $208,922.94 |
DisclosureSEC source: 0001538716-22-000219 · wf-form4_166846124579838.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,132 F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:11 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 15,606 | $5.85 | $91,295.10 |
DisclosureSEC source: 0001538716-22-000193 · wf-form4_166318989594688.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,969 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 29,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · derivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F5 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 14,554 | $5.33 | $77,572.82 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,575 F4 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 29,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 20:23 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 1,790 | $390.37 | $698,753.35 |
DisclosureSEC source: 0001062993-22-015469 · form4.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019 Read SEC document |
| May 25, 2022 Filed Sep 1, 2022 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | GiftCommon Stock | 7,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 180,812 F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee. F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee. Read SEC document |
| May 25, 2022 Filed Sep 1, 2022 21:20 UTC | Oportun Financial Corp OPRT · Entity 5862 | GiftCommon Stock | 7,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954,776 F1 · shares: This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 111,548 | $13.39 Strike: $13.39 | $1,493,627.72 |
DisclosureSEC source: 0001538716-22-000074 · wf-form4_164858937743794.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,548 Underlying: Common Stock · 111,548 shares Expires 2032-03-24 F4 · derivative.exercise_date: The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:29 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 197,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000074 · wf-form4_164858937743794.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,724 F1 · shares: 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionResricted Stock Units · Derivative | 23,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · derivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,053 Underlying: Common Stock · 23,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F4 · derivative.expiration_date: 1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 5,102 | $13.26 | $67,652.52 |
DisclosureSEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,812 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 11,417 | $13.26 | $151,389.42 |
DisclosureSEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,914 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 23,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000056 · wf-form4_164729793281874.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 791,318 | $1.32 Strike: $1.32 | $1,044,539.76 |
DisclosureSEC source: 0001538716-22-000042 · wf-form4_164695425463422.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 791,318 shares Expires 2022-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 431,118 | $13.58 | $5,854,582.44 |
DisclosureSEC source: 0001538716-22-000042 · wf-form4_164695425463422.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,304 F1 · shares: Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 791,318 option shares. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 23:17 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 791,318 | $1.32 | $1,044,539.76 |
DisclosureSEC source: 0001538716-22-000042 · wf-form4_164695425463422.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,181,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 21, 2022 23:22 UTC Amendment | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 423,170 | $13.58 | $5,746,648.60 |
DisclosureSEC source: 0001538716-22-000062 · wf-form4a_164790491408101.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,252 F1 · shares: Amendment is being filed to correct an error to the number of shares withheld to cover taxes pursuant to the "net exercise". Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 17,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000034 · wf-form4_164669317538580.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,849 Underlying: Common Stock · 17,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: Twenty-Five percent of the restricted stock units vested on March 3, 2020 and the balance vests annually over three years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: Twenty-Five percent of the restricted stock units vested on March 3, 2020 and the balance vests annually over three years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 6,276 | $15.71 | $98,595.96 |
DisclosureSEC source: 0001538716-22-000034 · wf-form4_164669317538580.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,104 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:46 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 17,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000034 · wf-form4_164669317538580.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 00:56 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Unit · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001499 · form4.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 Underlying: Common Stock · 492 shares Expires 2027-01-21 F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 00:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001499 · form4.xml · derivative · entry 2 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,220 shares Expires 2022-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 00:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001499 · form4.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:43 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 15,606 | $24.15 | $376,884.90 |
DisclosureSEC source: 0001538716-21-000191 · wf-form4_163165576966313.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,532 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 29,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000163 · wf-form4_163044696538988.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,353 Underlying: Common Stock · 29,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 14,553 | $24.86 | $361,787.58 |
DisclosureSEC source: 0001538716-21-000163 · wf-form4_163044696538988.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,138 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:56 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 29,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000163 · wf-form4_163044696538988.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 9,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000146 · wf-form4_162803127329929.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 4,719 | $21.08 | $99,476.52 |
DisclosureSEC source: 0001538716-21-000146 · wf-form4_162803127329929.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,339 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 9,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000146 · wf-form4_162803127329929.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 16:21 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 1,100 | $483.08 | $531,386.46 |
DisclosureSEC source: 0000896878-21-000132 · edgar.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589 F1 · price: This transaction was executed in multiple trades ranging from $483.00 to $483.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2021 Filed May 6, 2021 00:00 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000097 · edgar.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents release date for vested restricted stock units granted on 5/5/2016. F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| May 05, 2021 Filed May 6, 2021 00:00 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 1,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000097 · edgar.xml · derivative · entry 3 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents release date for vested restricted stock units granted on 5/5/2016. F3 · derivative.expiration_date: Restricted stock units do not expire; they either vest or are canceled prior to vest date. Read SEC document |
| May 05, 2021 Filed May 6, 2021 00:00 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000097 · edgar.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 00:00 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-21-000097 · edgar.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:34 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 9,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000087 · wf-form4_162017123100049.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,516 Underlying: Common Stock · 9,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:34 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 4,719 | $21.71 | $102,449.49 |
DisclosureSEC source: 0001538716-21-000087 · wf-form4_162017123100049.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,542 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:34 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 9,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000087 · wf-form4_162017123100049.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantStock Option (Right to Buy) · Derivative | 72,136 | $21.26 Strike: $21.26 | $1,533,611.36 |
DisclosureSEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · derivative · entry 6 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,136 Underlying: Common Stock · 72,136 shares Expires 2031-03-09 F6 · derivative.exercise_date: 1/4 of the option shall vest on March 10, 2022 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionResricted Stock Units · Derivative | 23,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · derivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,080 Underlying: Common Stock · 23,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F5 · derivative.expiration_date: 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 41,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,745 F3 · shares: 1/4 of the restricted stock units shall vest on March 10, 2022 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 9,177 | $21.26 | $195,103.02 |
DisclosureSEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,587 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 00:14 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 23,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000063 · wf-form4_161559442375383.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:09 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 17,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · derivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,697 Underlying: Common Stock · 17,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:09 UTC | Oportun Financial Corp OPRT · Entity 5862 | Tax withholdingCommon Stock | 6,173 | $18.29 | $112,904.17 |
DisclosureSEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,738 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:09 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 17,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-21-000051 · wf-form4_161498573858921.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:07 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units · Derivative | 9,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-21-000015 · wf-form4_161240080508159.xml · derivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,032 Underlying: Common Stock · 9,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service with the Issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.