Pham Trac

SEC source: 0001199719-21-000062 · edgardoc.xml · derivative · entry 9

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,488

Underlying: Common Stock · 23,246 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,078

F2 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $320.00 to $320.62. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000062 · edgardoc.xml · derivative · entry 8

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,774 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000062 · edgardoc.xml · derivative · entry 7

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,980 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,715

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $316.81 to $317.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,467

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $316.81 to $317.32. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-21-000062 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000057 · edgardoc.xml · derivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,980

Underlying: Common Stock · 30,000 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000057 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,147

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $272.23 to $274.27. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-21-000057 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000055 · edgardoc.xml · derivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 880 shares

Expires 2021-06-15

SEC source: 0001199719-21-000055 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-21-000055 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-21-000015 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,403

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001199719-20-000144 · edgardoc.xml · derivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,980

Underlying: Common Stock · 9,855 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000144 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000144 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $253.80 to $254.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-20-000144 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000144 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $253.80 to $254.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-20-000144 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000134 · edgardoc.xml · derivative · entry 8

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Common Stock · 3,737 shares

Expires 2024-12-08

F7 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-20-000134 · edgardoc.xml · derivative · entry 7

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 2,484 shares

Expires 2023-12-08

F6 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-20-000134 · edgardoc.xml · derivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,936

Underlying: Common Stock · 9,936 shares

Expires 2023-12-08

F5 · kind: Represents a performance-based restricted stock unit award granted on December 12, 2019 for which a non-GAAP net income goal for the fiscal year ended October 31, 2020 was determined by the Compensation Committee to have been achieved on December 10, 2020 and are reflected in Table 1, and the remaining 75% will vest in three equal annual installments beginning on December 8, 2021, subject to continue service through each vesting date.

SEC source: 0001199719-20-000134 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,494

Underlying: Common Stock · 14,494 shares

Expires 2027-12-10

F3 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable one year after grant date with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-20-000134 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000134 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000134 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000134 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,226

F1 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 31, 2020 was determined by the Compensation Committee to have been achieved on December 10, 2020. All of the stock units subject to this tranche vested on December 10, 2020.

SEC source: 0001199719-20-000121 · edgardoc.xml · derivative · entry 9

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,544

Underlying: Common Stock · 3,273 shares

Expires 2022-12-08

SEC source: 0001199719-20-000121 · edgardoc.xml · derivative · entry 8

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,969

Underlying: Common Stock · 2,969 shares

Expires 2021-12-08

SEC source: 0001199719-20-000121 · edgardoc.xml · derivative · entry 7

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,277 shares

Expires 2020-12-08

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,872

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,222

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,726

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the performance-based restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000121 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000106 · edgardoc.xml · derivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145

Underlying: Common Stock · 10,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000106 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

F2 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $228.69 to $229.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-20-000106 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000106 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,145

Underlying: Common Stock · 36 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000106 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $230.03 to $230.135. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-20-000106 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000094 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001199719-20-000064 · edgardoc.xml · derivative · entry 6

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Common Stock · 880 shares

Expires 2021-06-15

F2 · derivative.exercise_date: The restricted stock units vested as to 25% of the total shares on 6/15/18 and the remaining 75% vest in three equal annual installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-20-000064 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,181

Underlying: Common Stock · 14,300 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-20-000064 · edgardoc.xml · nonDerivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,494

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-20-000064 · edgardoc.xml · nonDerivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.