Esper Richard Eric

SEC source: 0001628280-25-058543 · wk-form4_1766438470.xml · nonDerivative · entry 4

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,721

F2 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted RSUs.

SEC source: 0001628280-25-058543 · wk-form4_1766438470.xml · nonDerivative · entry 3

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,803

F2 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted RSUs.

SEC source: 0001628280-25-058543 · wk-form4_1766438470.xml · nonDerivative · entry 2

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,771

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated 2020 Equity Incentive Plan and will vest in three equal annual installments beginning on December 18, 2026. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

SEC source: 0001628280-25-058543 · wk-form4_1766438470.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,369

SEC source: 0001628280-25-044555 · wk-form4_1759924643.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,630

F1 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-24-000137 · wk-form4_1734988674.xml · nonDerivative · entry 2

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,160

F2 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-24-000137 · wk-form4_1734988674.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,312

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fourth Amended and Restated 2020 Equity Incentive Plan and will vest in three equal annual installments beginning on December 19, 2025. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

SEC source: 0001020859-24-000076 · wk-form4_1729023802.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,866

F1 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-24-000060 · wk-form4_1728418778.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,300

F1 · shares: Shares retained by United Natural Foods, Inc. for the payment of withholding taxes in connection with the vesting of restricted stock units.

SEC source: 0001020859-24-000014 · wk-form4_1712090917.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,865

F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $11.35 to $11.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001020859-23-000167 · wk-form4_1703280318.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,240

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Third Amended and Restated 2020 Equity Incentive Plan and will vest in three equal annual installments beginning on December 21, 2024. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

SEC source: 0001020859-23-000123 · wk-form4_1702502232.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,910

F1 · kind: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-23-000101 · wk-form4_1697487495.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,292

F1 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-23-000082 · wk-form4_1696969165.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,729

F1 · shares: Shares retained by United Natural Foods, Inc. for the payment of withholding taxes in connection with the vesting of restricted stock units.

SEC source: 0001020859-22-000139 · wf-form4_167162778690675.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,303

F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $38.00 to $38.01.

SEC source: 0001020859-22-000137 · wf-form4_167096864691557.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,553

F1 · kind: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-22-000115 · wf-form4_166578107247223.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,935

F1 · shares: Shares retained by the Company for the payment of withholding taxes in connection with the vesting of previously granted restricted stock units.

SEC source: 0001020859-22-000087 · wf-form4_166548739978191.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,372

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to the Amended and Restated 2020 Equity Incentive Plan and will vest in three equal annual installments, beginning on October 6, 2023. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · balance_after: United Natural Foods, Inc. revised its method of reporting RSUs to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes 33,204 unvested RSUs previously reported in Table II.

SEC source: 0001020859-22-000025 · wf-form4_164820706045280.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

SEC source: 0001020859-21-000180 · wf-form4_164003780374502.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

SEC source: 0001020859-21-000176 · wf-form4_163951894899758.xml · derivative · entry 3

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,883

Underlying: Common Stock · 14,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F4 · derivative.exercise_date: This RSU award was granted on December 11, 2020 and vests in three equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on December 11, 2021 as to 1/3 of the original grant amount.

F4 · derivative.expiration_date: This RSU award was granted on December 11, 2020 and vests in three equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on December 11, 2021 as to 1/3 of the original grant amount.

SEC source: 0001020859-21-000176 · wf-form4_163951894899758.xml · nonDerivative · entry 2

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984

SEC source: 0001020859-21-000176 · wf-form4_163951894899758.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 11, 2021, 14,441 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 4,457 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

SEC source: 0001020859-21-000137 · wf-form4_163424734483679.xml · derivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321

Underlying: Common Stock · 4,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: The RSU will vest in three equal installments beginning on October 12, 2022.

F2 · derivative.expiration_date: The RSU will vest in three equal installments beginning on October 12, 2022.

SEC source: 0001020859-20-000177 · wf-form4_160803921636750.xml · derivative · entry 1

Esper Richard Eric · CIK 0001759321 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,324

Underlying: Common Stock · 43,324 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSU") were granted as an inducement grant (pursuant to NYSE 303A.08) in connection with the reporting person's offer of employment. Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001657853-20-000054 · wf-form4_159078456864238.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,036

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1100 to $1.1101, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

SEC source: 0001657853-20-000038 · wf-form4_158594450209756.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,420

F1 · shares: Shares withheld to pay tax liabilities incident to the vesting of Restricted Stock Units.

SEC source: 0001657853-20-000025 · wf-form4_158353065061433.xml · nonDerivative · entry 2

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,168

F2 · shares: Shares withheld to pay tax liabilities incident to the vesting of earned PSUs.

SEC source: 0001657853-20-000025 · wf-form4_158353065061433.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,766

F1 · shares: On March 4, 2019, the Reporting Person received 6,050 Performance Stock Units ("PSUs)" that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, contingent upon (a) the Reporting Person's continued employment and (b) gross revenue of the Issuer during the 2019 fiscal year. The gross revenue of the Issuer during the 2019 fiscal year satisfied the contingency.

SEC source: 0001657853-20-000018 · wf-form4_158335878478110.xml · nonDerivative · entry 2

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,716

F2 · shares: On March 4, 2019, the Reporting Person received 14,116 Performance Stock Units that vest on the third anniversary of the grant date, contingent upon (a) the recipient's continued employment and (b) achievement of financial performance goals (Adjusted Corporate EBITDA) for the 2019 performance period, the combined 2019 and 2020 performance period and the combined 2019, 2020 and 2021 performance period. Following certification of 2019 performance by the Compensation Committee on March 2, 2020, the Reporting Person earned 25% of the target award based on 2019 performance. The Reporting Person is eligible to earn 50% of the target award based on combined 2019 and 2020 performance and up to 150% based on combined 2019, 2020 and 2021 performance.

SEC source: 0001657853-20-000018 · wf-form4_158335878478110.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,187

F1 · shares: Includes 9,576 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of the grant date, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

SEC source: 0001657853-19-000103 · wf-form4_156287624842352.xml · derivative · entry 2

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,486 shares

Expires 2019-07-12

F1 · shares: Represents the exercise by the Reporting Person of 2,160 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

SEC source: 0001657853-19-000103 · wf-form4_156287624842352.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611

F1 · shares: Represents the exercise by the Reporting Person of 2,160 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

F2 · balance_after: Reflects the number of shares of Common Stock following anti-dilutive adjustments to the Reporting Person's outstanding equity awards, pursuant to the terms of such awards, in connection with the Issuer's pro rata distribution of transferable basic subscription rights discussed in footnote 1.

F3 · balance_after: Includes (a) 6,137 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on April 2, 2019, 2020 and 2021 and (b) 1,828 Performance Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of April 2, 2018, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

SEC source: 0001657853-19-000034 · wf-form4_155440991734225.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,570

F1 · shares: Shares withheld to pay tax liabilities incident to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes (a) 5,710 RSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on April 2, 2019, 2020 and 2021 and (b) 1,700 Performance Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of April 2, 2018, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.

SEC source: 0001657853-19-000016 · wf-form4_155191452362100.xml · nonDerivative · entry 1

Esper Richard Eric · CIK 0001759321 · SVP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,264

F1 · shares: On April 2, 2018, the Reporting Person received 6,801 Performance Stock Units ("PSUs") that vest on the third anniversary of the grant date, contingent upon (a) the recipient's continued employment and (b) achievement official performance goals (Adjusted Corporate EBITDA) for 2018, the combined 2018 and 2019 performance period and the combined 2018, 2019 and 2020 period. Registrant earned 25% of the target award based on 2018 performance. Registrant is eligible to earn 50% of the target award based on 2018 performance and up to 150% based on combined 2018, 2019 and 2020 performance.

F2 · balance_after: Includes (a) 8,564 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on April 2, 2019, 2020 and 2021 and (b) 1,700 PSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that vest in equal installments on the first, second and third anniversaries of the grant date, in each case, subject to the continued employment of the Reporting Person by the Issuer or any subsidiary thereof through each such vesting date.