Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | President & CEO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 218,540.4468 |
Ending reported balance
After 2026-03-13 transaction · row 9
8 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 2.1341 · Balance 202,718.3097 F1: Adj for partial share Row 2 · 2026-03-05 · Grant · Acquired 74.2973 · Balance 202,792.607 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-06 · Grant · Acquired 1,121.1727 · Balance 203,913.7797 F3: Updated DRIP Row 4 · 2026-03-12 · Grant · Acquired 7,362 · Balance 211,275.7797 Row 6 · 2026-03-12 · Grant · Acquired 17,693.2752 · Balance 228,969.0549 Row 7 · 2026-03-13 · Tax withholding · Disposed 9,000.6863 · Balance 219,968.3686 F5: 9,000.6863 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 717.84 · Balance 219,250.5286 F6: 717.8400 shares withheld to satisfy tax liability Row 9 · 2026-03-13 · Tax withholding · Disposed 710.0818 · Balance 218,540.4468 F7: 710.0818 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 531.911 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 16.3102 · Balance 531.911 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 9,000.6863 shares withheld to satisfy tax liability
F6: 717.8400 shares withheld to satisfy tax liability
F7: 710.0818 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2019 Filed Jun 7, 2019 22:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $75.15 | $37,575.00 |
DisclosureSEC source: 0001209191-19-035644 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,967.147 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 22:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $75.12 | $22,536.00 |
DisclosureSEC source: 0001209191-19-035644 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,467.147 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 22:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $75.09 | $15,018.00 |
DisclosureSEC source: 0001209191-19-035644 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,767.147 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 22:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $75.07 | $22,521.00 |
DisclosureSEC source: 0001209191-19-035644 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,967.147 Read SEC document |
| June 05, 2019 Filed Mar 13, 2020 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 327.4988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,867.2058 F1 · shares: Updated DRIP Read SEC document |
| June 03, 2019 Filed Jun 7, 2019 22:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 33.7618 | $73.47 | $2,480.48 |
DisclosureSEC source: 0001209191-19-035645 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,529.147 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,538 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · derivative · entry 28 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,538 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 169 | $73.32 | $12,391.08 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 26 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,495.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.31 | $7,331.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 25 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,664.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.34 | $14,668.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 24 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,764.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 110 | $73.26 | $8,058.60 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 23 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,964.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 86 | $73.27 | $6,301.22 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 22 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,074.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 273 | $73.30 | $20,010.90 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 21 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,160.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.29 | $7,329.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 20 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,433.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.22 | $14,644.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 19 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,533.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.20 | $14,640.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 18 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,733.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.19 | $7,319.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 17 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,933.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.17 | $14,634.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 16 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,033.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.15 | $7,315.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 15 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,333.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.05 | $14,610.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 14 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,333.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $73.02 | $36,510.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 13 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,533.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $73.01 | $21,903.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 12 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,033.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.03 | $14,606.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 11 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,333.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.00 | $14,600.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 10 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,533.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon SHares | 100 | $73.04 | $7,304.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,733.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.11 | $7,311.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,833.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.06 | $7,306.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,933.3852 Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 3,538 | $16.68 | $59,013.84 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 6 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,033.3852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 675 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · derivative · entry 27 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 675 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 400 | $73.00 | $29,200.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 5 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,495.3852 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.02 | $7,302.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,895.3852 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 75 | $73.04 | $5,478.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 3 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,995.3852 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.06 | $7,306.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,070.3852 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 675 | $16.68 | $11,259.00 |
DisclosureSEC source: 0001209191-19-031501 · doc4.xml · nonDerivative · entry 1 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,170.3852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.03 | $14,606.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 20 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,189.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.01 | $14,602.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 19 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,389.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.10 | $7,310.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 18 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,589.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.07 | $7,307.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 17 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,689.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.04 | $14,608.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 16 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,789.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.14 | $7,314.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 15 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,989.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.00 | $7,300.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 14 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,089.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.01 | $7,301.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 13 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,189.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 5 | $73.11 | $365.55 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 12 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,289.3852 Read SEC document |
| May 14, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.02 | $7,302.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 11 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,294.3852 Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,205 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-030174 · doc4.xml · derivative · entry 4 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,205 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 15, 2019 23:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 1,205 | $16.68 | $20,099.40 |
DisclosureSEC source: 0001209191-19-030174 · doc4.xml · nonDerivative · entry 2 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,495.3852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $73.00 | $21,900.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 10 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,394.3852 Read SEC document |
| May 13, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon SHares | 301 | $73.01 | $21,976.01 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 9 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,694.3852 Read SEC document |
| May 13, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $73.02 | $7,302.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 8 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,995.3852 Read SEC document |
| May 13, 2019 Filed May 14, 2019 21:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $73.01 | $14,602.00 |
DisclosureSEC source: 0001209191-19-029718 · doc4.xml · nonDerivative · entry 7 SPROWLS ROBERT J · CIK 0001297166 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,095.3852 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.