Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Sr. Vice President & CFO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 40,432.3669 |
Reported balance
After 2026-03-05 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.7266 · Balance 40,432.3669 F1: Adj for partial share |
| Common SharesSEC Table I · non-derivative | Direct | 40,443.7975 |
Reported balance
After 2026-03-05 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-03-05 · Grant · Acquired 11.4307 · Balance 40,443.7975 F2: Der units credited on 03/05/2026 at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 40,468.7834 |
Reported balance
After 2026-03-06 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-03-06 · Grant · Acquired 24.9859 · Balance 40,468.7834 F3: Updated DRIP |
| Common SharesSEC Table I · non-derivative | Direct | 41,539.7834 |
Reported balance
After 2026-03-12 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-03-12 · Grant · Acquired 1,071 · Balance 41,539.7834 |
| Common SharesSEC Table I · non-derivative | Direct | 42,532.1411 |
Reported balance
After 2026-03-12 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2026-03-12 · Grant · Acquired 992.3577 · Balance 42,532.1411 |
| Common SharesSEC Table I · non-derivative | Direct | 42,131.3277 |
Reported balance
After 2026-03-13 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2026-03-13 · Tax withholding · Disposed 400.8134 · Balance 42,131.3277 F5: 400.8134 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Direct | 42,018.0374 |
Reported balance
After 2026-03-13 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2026-03-13 · Tax withholding · Disposed 113.2903 · Balance 42,018.0374 F6: 113.2903 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Direct | 41,910.7008 |
Reported balance
After 2026-03-13 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2026-03-13 · Tax withholding · Disposed 107.3366 · Balance 41,910.7008 F7: 107.3366 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 9,043.0465 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 276.0588 · Balance 9,043.0465 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 400.8134 shares withheld to satisfy tax liability
F6: 113.2903 shares withheld to satisfy tax liability
F7: 107.3366 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2020 Filed Mar 13, 2020 22:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,966.9024 | $79.80 | $156,958.81 |
DisclosureSEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,967.1514 Read SEC document |
| March 04, 2020 Filed Sep 1, 2021 15:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.2289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054203 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,956.9264 F1 · shares: Updated DRIP Read SEC document |
| March 02, 2020 Filed Mar 13, 2020 22:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.5064 | $80.49 | $523.70 |
DisclosureSEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000.249 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 198.2205 | $88.47 | $17,536.57 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 6 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,993.7426 F6 · shares: 198.2205 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 148.3913 | $88.47 | $13,128.18 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,191.9631 F5 · shares: 148.3913 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 98.1977 | $88.47 | $8,687.55 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,340.3544 F4 · shares: 98.1977 shares withheld to satisfy tax liability. Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005714 · doc4.xml · nonDerivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,313.2558 Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.1647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005714 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401K Disclosed balance after: 8,894.0866 F4 · shares: Updated 401k Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.7325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005714 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,590.2558 F3 · shares: Adjustment due to partial share Read SEC document |
| December 04, 2019 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,438.5521 F3 · shares: Updated DRIP Read SEC document |
| December 02, 2019 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7152 | $84.61 | $652.78 |
DisclosureSEC source: 0001209191-20-005714 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,591.9883 F2 · shares: DER units credited on 12/02/2019 as dividend at FMV Read SEC document |
| September 05, 2019 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.0629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,430.7593 F2 · shares: Updated DRIP Read SEC document |
| September 03, 2019 Filed Jan 31, 2020 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.9383 | $93.78 | $650.67 |
DisclosureSEC source: 0001209191-20-005714 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,584.2731 F1 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 16:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 816 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-036031 · doc4.xml · derivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 816 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 16:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 816 | $76.25 | $62,220.00 |
DisclosureSEC source: 0001209191-19-036031 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,577.3348 Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 16:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 816 | $16.68 | $13,610.88 |
DisclosureSEC source: 0001209191-19-036031 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,393.3348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Feb 7, 2020 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 110.4406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,423.6964 F1 · shares: Updated DRIP Read SEC document |
| June 03, 2019 Filed Jun 11, 2019 16:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.9553 | $73.47 | $584.48 |
DisclosureSEC source: 0001209191-19-036031 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,577.3348 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| May 21, 2019 Filed May 22, 2019 17:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-031967 · doc4.xml · derivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 22, 2019 17:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $74.00 | $44,400.00 |
DisclosureSEC source: 0001209191-19-031967 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569.3795 Read SEC document |
| May 21, 2019 Filed May 22, 2019 17:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-031967 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,169.3795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 20, 2019 22:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-031514 · doc4.xml · derivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 20, 2019 22:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $73.25 | $43,950.00 |
DisclosureSEC source: 0001209191-19-031514 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569.3795 Read SEC document |
| May 17, 2019 Filed May 20, 2019 22:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-031514 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,169.3795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 23:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-021235 · doc4.xml · derivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 23:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $72.50 | $43,500.00 |
DisclosureSEC source: 0001209191-19-021235 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569.3795 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 23:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-021235 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,169.3795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 602.2478 | $71.44 | $43,024.58 |
DisclosureSEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569.3795 F3 · shares: 602.2478 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,741.6072 | $71.61 | $124,716.49 |
DisclosureSEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,171.6273 Read SEC document |
| March 05, 2019 Filed Mar 14, 2019 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 110.145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,430.0201 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.2571 | $70.51 | $582.21 |
DisclosureSEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,319.8751 F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · derivative · entry 6 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $71.94 | $43,164.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,311.618 Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,911.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · derivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $71.00 | $42,600.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,311.618 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,911.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 18:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-010499 · doc4.xml · derivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 18:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $70.25 | $42,150.00 |
DisclosureSEC source: 0001209191-19-010499 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,311.618 Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 18:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-19-010499 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,911.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 135.8823 | $67.21 | $9,132.65 |
DisclosureSEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,311.618 F3 · shares: 135.8823 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 189.6258 | $67.21 | $12,744.75 |
DisclosureSEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,447.5003 F2 · shares: 189.6258 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 214.2549 | $67.21 | $14,400.07 |
DisclosureSEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,637.1261 F1 · shares: 214.2549 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,851.381 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 93.4109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 8,883.9219 F2 · shares: Updated 401k Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.7053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,941.381 F1 · shares: Adjustment due to partial share Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 600 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-18-063121 · doc4.xml · derivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 600 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 600 | $69.50 | $41,700.00 |
DisclosureSEC source: 0001209191-18-063121 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,943.0863 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 600 | $16.68 | $10,008.00 |
DisclosureSEC source: 0001209191-18-063121 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,543.0863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon SHares | 600 | $68.75 | $41,250.00 |
DisclosureSEC source: 0001209191-18-062831 · doc4.xml · nonDerivative · entry 9 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,943.0863 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.