Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Sr. Vice President & CFO | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 40,432.3669 |
Reported balance
After 2026-03-05 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.7266 · Balance 40,432.3669 F1: Adj for partial share |
| Common SharesSEC Table I · non-derivative | Direct | 40,443.7975 |
Reported balance
After 2026-03-05 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-03-05 · Grant · Acquired 11.4307 · Balance 40,443.7975 F2: Der units credited on 03/05/2026 at FMV |
| Common SharesSEC Table I · non-derivative | Direct | 40,468.7834 |
Reported balance
After 2026-03-06 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2026-03-06 · Grant · Acquired 24.9859 · Balance 40,468.7834 F3: Updated DRIP |
| Common SharesSEC Table I · non-derivative | Direct | 41,539.7834 |
Reported balance
After 2026-03-12 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2026-03-12 · Grant · Acquired 1,071 · Balance 41,539.7834 |
| Common SharesSEC Table I · non-derivative | Direct | 42,532.1411 |
Reported balance
After 2026-03-12 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2026-03-12 · Grant · Acquired 992.3577 · Balance 42,532.1411 |
| Common SharesSEC Table I · non-derivative | Direct | 42,131.3277 |
Reported balance
After 2026-03-13 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2026-03-13 · Tax withholding · Disposed 400.8134 · Balance 42,131.3277 F5: 400.8134 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Direct | 42,018.0374 |
Reported balance
After 2026-03-13 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2026-03-13 · Tax withholding · Disposed 113.2903 · Balance 42,018.0374 F6: 113.2903 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Direct | 41,910.7008 |
Reported balance
After 2026-03-13 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2026-03-13 · Tax withholding · Disposed 107.3366 · Balance 41,910.7008 F7: 107.3366 shares withheld to satisfy tax liability |
| Common SharesSEC Table I · non-derivative | Indirect401k | 9,043.0465 |
Reported balance
After 2026-03-12 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2026-03-12 · Grant · Acquired 276.0588 · Balance 9,043.0465 F4: Updated 401k |
Filing footnotes · ownership attribution and instrument terms
F1: Adj for partial share
F2: Der units credited on 03/05/2026 at FMV
F3: Updated DRIP
F4: Updated 401k
F5: 400.8134 shares withheld to satisfy tax liability
F6: 113.2903 shares withheld to satisfy tax liability
F7: 107.3366 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 15:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 239.6501 | $86.73 | $20,784.85 |
DisclosureSEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,432.8935 F2 · shares: 239.6501 shares withheld to satisfy tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 587.6659 | $86.73 | $50,968.26 |
DisclosureSEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,672.5436 Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 15:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.144 | $86.91 | $620.89 |
DisclosureSEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,084.8777 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 73.3993 | $92.54 | $6,792.37 |
DisclosureSEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,077.7336 F3 · shares: 73.3993 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 114.3699 | $92.54 | $10,583.79 |
DisclosureSEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,151.1329 F2 · shares: 114.3699 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 83.3589 | $92.54 | $7,714.03 |
DisclosureSEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,265.5028 F1 · shares: 83.3589 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 8 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,348.8617 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 116.3826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 7 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 8,288.1939 F6 · shares: Updated 401k Information Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.1791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 6 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,614.8617 F5 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.6969 | $98.68 | $660.85 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,617.0408 F4 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 06, 2022 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 33.2751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,610.3439 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.8507 | $83.78 | $657.73 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,577.0688 F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 03, 2022 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 31.9863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,569.2182 F2 · shares: Updated DRIP Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.5726 | $79.39 | $601.19 |
DisclosureSEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,537.2319 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 355.9014 | $83.89 | $29,856.57 |
DisclosureSEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,529.6593 F3 · shares: 355.9014 shares withheld to satisfy tax liability. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 19:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 923.774 | $83.89 | $77,495.40 |
DisclosureSEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,885.5607 Read SEC document |
| March 03, 2022 Filed Mar 16, 2022 19:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 27.5139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,961.7867 F2 · shares: Updated DRIP Read SEC document |
| March 01, 2022 Filed Mar 16, 2022 19:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.1677 | $83.51 | $598.57 |
DisclosureSEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,934.2728 F1 · shares: DER units credited on 03/01/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 104.581 | $89.69 | $9,379.87 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 9 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,927.1051 F8 · shares: 104.5810 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 79.4875 | $89.69 | $7,129.23 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 8 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,031.6861 F7 · shares: 79.4875 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 112.3631 | $89.69 | $10,077.85 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 7 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,111.1736 F6 · shares: 112.3631 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 112.6896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 6 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 8,171.8113 F5 · shares: Updated 401k Information Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.4885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,223.5367 F4 · shares: Adjustment due to partial share Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 678 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006601 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,166.9689 Read SEC document |
| December 03, 2021 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 21.9903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,226.0252 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2021 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.2705 | $94.10 | $684.15 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,204.0349 F3 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| September 03, 2021 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 22.534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,196.7645 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2021 Filed Feb 12, 2022 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.2615 | $93.85 | $681.49 |
DisclosureSEC source: 0001209191-22-009023 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,174.2305 F1 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 15:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $91.91 | $45,955.00 |
DisclosureSEC source: 0001209191-21-054203 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,488.9689 Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 994.3653 | $90.51 | $90,000.00 |
DisclosureSEC source: 0001209191-21-052198 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 8,059.1216 Read SEC document |
| June 04, 2021 Filed Sep 1, 2021 15:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 24.1434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-054203 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,988.9689 F1 · shares: Updated DRIP Read SEC document |
| June 02, 2021 Filed Sep 1, 2021 15:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.8991 | $78.85 | $622.84 |
DisclosureSEC source: 0001209191-21-054203 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,964.8255 F2 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 461.9985 | $71.92 | $33,226.93 |
DisclosureSEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,945.6975 F3 · shares: 461.9985 shares withheld to satisfy tax liability. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,309.3132 | $72.16 | $94,480.04 |
DisclosureSEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,407.696 Read SEC document |
| March 04, 2021 Filed Mar 13, 2021 01:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 22.3746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,098.3829 F2 · shares: Updated DRIP Read SEC document |
| March 02, 2021 Filed Mar 13, 2021 01:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6524 | $71.65 | $619.94 |
DisclosureSEC source: 0001209191-21-020344 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,076.0083 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 156.7952 | $79.80 | $12,512.26 |
DisclosureSEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,067.3559 F3 · shares: 156.7952 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 99.8283 | $79.80 | $7,966.30 |
DisclosureSEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,224.1511 F2 · shares: 99.8283 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 78.1744 | $79.80 | $6,238.32 |
DisclosureSEC source: 0001209191-21-008698 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,323.9794 F1 · shares: 78.1744 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon SHares | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 9 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,402.1538 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 8 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 9,053.4868 F5 · shares: Updated 401k Information Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.3133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 7 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,363.1538 F4 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 18.8349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 6 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,364.4671 F2 · shares: Updated DRIP Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.8202 | $74.44 | $582.14 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 5 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,345.6322 Read SEC document |
| September 03, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 18.7299 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,337.8119 F2 · shares: Updated DRIP Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7069 | $75.20 | $579.56 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 3 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,319.082 F3 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 03, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.4938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,311.3752 F2 · shares: Updated DRIP Read SEC document |
| June 01, 2020 Filed Feb 4, 2021 02:56 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.4771 | $81.16 | $525.68 |
DisclosureSEC source: 0001209191-21-007642 · doc4.xml · nonDerivative · entry 1 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,295.8813 F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 22:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 677.7472 | $71.88 | $48,716.47 |
DisclosureSEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 4 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,289.4042 F2 · shares: 677.7472 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 22:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 101.7086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 2 TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 8,995.7952 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.