Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP ENVIRONMENTAL QUALITY | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Indirect401k | 2,439.5158 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 423.76 · Balance 2,439.5158 F1: Updated 401k |
| Common SharesSEC Table I · non-derivative | Direct | 5,793.6753 |
Ending reported balance
After 2026-03-13 transaction · row 8
7 source rows · reconciled sequenceRow 2 · 2026-03-05 · Disposition to issuer · Disposed 2.5809 · Balance 4,803.2439 F2: Adjustment due to partial shares Row 3 · 2026-03-05 · Grant · Acquired 8.213 · Balance 4,811.4569 F3: Der units credited on 03/05/2026 at FMV Row 4 · 2026-03-12 · Grant · Acquired 770 · Balance 5,581.4569 Row 5 · 2026-03-12 · Grant · Acquired 630.325 · Balance 6,211.7819 Row 6 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 5,952.2139 F4: 259.5680 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 5,870.7656 F5: 81.4483 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 5,793.6753 F6: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Updated 401k
F2: Adjustment due to partial shares
F3: Der units credited on 03/05/2026 at FMV
F4: 259.5680 shares withheld to satisfy tax liability
F5: 81.4483 shares withheld to satisfy tax liability
F6: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2022 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 67.7975 | $89.69 | $6,080.76 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 12 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363.6371 F12 · shares: 67.7975 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 77.8282 | $89.69 | $6,980.41 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 11 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431.4346 F11 · shares: 77.8282 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 35.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 10 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 1,186.17 F10 · shares: Updated 401k Information Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.6671 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 9 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,509.2628 F9 · shares: Adjustment due to partial share Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006605 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499.5848 Read SEC document |
| December 01, 2021 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.6772 | $94.10 | $346.02 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 8 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510.9299 F8 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| September 01, 2021 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.6727 | $93.85 | $344.68 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,507.2527 F7 · shares: DER Units credited on 09/01/2021 as dividend at FMV Read SEC document |
| June 02, 2021 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.9951 | $78.85 | $315.01 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503.5799 F6 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| March 02, 2021 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.3761 | $71.65 | $313.55 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499.5848 F5 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,248.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 1,221.81 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 18.9209 | $79.80 | $1,509.89 |
DisclosureSEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005.1809 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 15.8001 | $79.80 | $1,260.85 |
DisclosureSEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024.1018 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 66.8404 | $79.80 | $5,333.86 |
DisclosureSEC source: 0001209191-21-008701 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,039.9019 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106.7423 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 26.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 26.82 F6 · shares: Updated 401k Information Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.8408 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540.7423 F5 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.2089 | $74.44 | $164.43 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542.5831 F4 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| December 01, 2020 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.5562 | $74.44 | $41.40 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,495.2086 F4 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.1769 | $75.20 | $163.70 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540.3742 F3 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.5481 | $75.20 | $41.22 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494.6524 F3 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 01, 2020 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.8295 | $81.16 | $148.48 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538.1972 F2 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| June 01, 2020 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.4607 | $81.16 | $37.39 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494.1043 F2 · shares: DER Units credited on 06/02/2020 as dividend at FMV Read SEC document |
| March 02, 2020 Filed Feb 4, 2021 02:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.8378 | $80.49 | $147.92 |
DisclosureSEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536.3677 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| March 02, 2020 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.4628 | $80.49 | $37.25 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493.6436 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 23.1477 | $88.47 | $2,047.88 |
DisclosureSEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534.5299 F3 · shares: 23.1477 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 17.9766 | $88.47 | $1,590.39 |
DisclosureSEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557.6776 F2 · shares: 17.9766 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 15.4663 | $88.47 | $1,368.30 |
DisclosureSEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575.6542 F1 · shares: 15.4663 shares withheld to satisfy tax liability. Read SEC document |
| January 28, 2020 Filed Feb 4, 2020 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006128 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607.1205 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.