Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP ENVIRONMENTAL QUALITY | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Indirect401k | 2,439.5158 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 423.76 · Balance 2,439.5158 F1: Updated 401k |
| Common SharesSEC Table I · non-derivative | Direct | 5,793.6753 |
Ending reported balance
After 2026-03-13 transaction · row 8
7 source rows · reconciled sequenceRow 2 · 2026-03-05 · Disposition to issuer · Disposed 2.5809 · Balance 4,803.2439 F2: Adjustment due to partial shares Row 3 · 2026-03-05 · Grant · Acquired 8.213 · Balance 4,811.4569 F3: Der units credited on 03/05/2026 at FMV Row 4 · 2026-03-12 · Grant · Acquired 770 · Balance 5,581.4569 Row 5 · 2026-03-12 · Grant · Acquired 630.325 · Balance 6,211.7819 Row 6 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 5,952.2139 F4: 259.5680 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 5,870.7656 F5: 81.4483 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 5,793.6753 F6: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Updated 401k
F2: Adjustment due to partial shares
F3: Der units credited on 03/05/2026 at FMV
F4: 259.5680 shares withheld to satisfy tax liability
F5: 81.4483 shares withheld to satisfy tax liability
F6: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 77.0903 | $74.44 | $5,738.60 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 8 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,793.6753 F6 · shares: 77.0903 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 81.4483 | $74.44 | $6,063.01 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,870.7656 F5 · shares: 81.4483 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 259.568 | $74.44 | $19,322.24 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,952.2139 F4 · shares: 259.5680 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 630.325 | $74.44 | $46,921.39 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,211.7819 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,581.4569 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.213 | $75.46 | $619.75 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,811.4569 F3 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5809 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,803.2439 F2 · shares: Adjustment due to partial shares Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 423.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000042 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 2,439.5158 F1 · shares: Updated 401k Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 61.9286 | $74.88 | $4,637.21 |
DisclosureSEC source: 0001056903-26-000015 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,805.8248 F4 · shares: 61.9286 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7637 | $72.89 | $711.68 |
DisclosureSEC source: 0001056903-26-000015 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,867.7534 F3 · shares: DER units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6141 | $73.52 | $706.83 |
DisclosureSEC source: 0001056903-26-000015 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,857.9896 F2 · shares: DER units credited on 09/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.2737 | $78.44 | $648.99 |
DisclosureSEC source: 0001056903-26-000015 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,848.3755 F1 · shares: DER units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 79.33 | $78.01 | $6,188.53 |
DisclosureSEC source: 0001567619-25-000229 · form4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,840.1 F3 · shares: 79.33 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 267.69 | $78.01 | $20,882.50 |
DisclosureSEC source: 0001567619-25-000229 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,919.43 F2 · shares: 267.69 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 651.63 | $78.01 | $50,833.66 |
DisclosureSEC source: 0001567619-25-000229 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,187.12 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000229 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,535.49 Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.53 | $78.13 | $432.06 |
DisclosureSEC source: 0001567619-25-000229 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,829.49 F1 · shares: Der units credited on 03/31/2025 at FMV Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 56.78 | $73.53 | $4,175.03 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,823.95 F7 · shares: 56.78 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 58.58 | $73.53 | $4,307.39 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,880.74 F6 · shares: 58.58 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 465.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 2,015.76 F5 · shares: Updated 401k Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,939.33 F4 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.94 | $85.77 | $595.24 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,941.6 F3 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.29 | $81.25 | $592.31 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,934.65 F2 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| June 03, 2024 Filed Feb 12, 2025 00:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.44 | $73.07 | $543.64 |
DisclosureSEC source: 0001567619-25-000115 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,927.36 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 290.6019 | $71.79 | $20,862.31 |
DisclosureSEC source: 0001056903-24-000026 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,919.9187 F2 · shares: 290.6019 shares withheld to satisfy tax liability Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 709.1314 | $71.79 | $50,908.54 |
DisclosureSEC source: 0001056903-24-000026 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,210.5206 Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000026 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,501.3892 Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.1985 | $71.64 | $229.14 |
DisclosureSEC source: 0001056903-24-000026 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,772.3892 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 72.8031 | $75.11 | $5,468.24 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 8 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,769.1907 F8 · shares: 72.8031 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 53.8657 | $75.11 | $4,045.85 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,841.9938 F7 · shares: 53.8657 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 65.4496 | $75.11 | $4,915.92 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,895.8595 F6 · shares: 65.4496 shares withheld to satisfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 271.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Indirect · 401(k) Disclosed balance after: 1,550.1254 F5 · shares: Updated 401k Read SEC document |
| January 16, 2024 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 1.9393 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,961.3091 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.6888 | $81.26 | $462.27 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,963.2484 F3 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.4707 | $84.07 | $459.92 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,957.5596 F2 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| June 01, 2023 Filed Feb 14, 2024 01:17 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 4.767 | $88.79 | $423.26 |
DisclosureSEC source: 0001056903-24-000014 · form4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,952.0889 F1 · shares: Der units credited on 06/01/2023 at FMV Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 183.6169 | $86.73 | $15,925.09 |
DisclosureSEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,947.3219 F2 · shares: 183.6169 shares withheld to satisfy tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 450.262 | $86.73 | $39,051.22 |
DisclosureSEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,130.9388 Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 15:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.848 | $86.91 | $421.34 |
DisclosureSEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,680.6768 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 66.8451 | $92.54 | $6,185.85 |
DisclosureSEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675.8288 F3 · shares: 66.8451 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 78.8315 | $92.54 | $7,295.07 |
DisclosureSEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742.6739 F2 · shares: 78.8315 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 70.7524 | $92.54 | $6,547.43 |
DisclosureSEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821.5054 F1 · shares: 70.7524 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 7 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,892.2578 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 92.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 6 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 1,278.91 F6 · shares: Updated 401k Information Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.5131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 5 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,364.2578 F5 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.2635 | $98.68 | $420.72 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 4 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365.7709 F4 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.9981 | $83.78 | $418.74 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 3 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361.5074 F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.821 | $79.39 | $382.74 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 2 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356.5093 F2 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 01, 2022 Filed Feb 10, 2023 01:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.5632 | $83.51 | $381.07 |
DisclosureSEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 1 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,351.6883 F1 · shares: DER units credited on 03/01/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 16.512 | $89.69 | $1,480.96 |
DisclosureSEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 13 Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,347.1251 F13 · shares: 16.5120 shares withheld to satisfy tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.