Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP of Asset Management | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 4,080.2428 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.9182 · Balance 3,133.8362 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 8.213 · Balance 3,142.0492 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 770 · Balance 3,912.0492 Row 4 · 2026-03-12 · Grant · Acquired 630.325 · Balance 4,542.3742 Row 5 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 4,282.8062 F3: 259.5680 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 104.0658 · Balance 4,178.7404 F4: 104.0658 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 98.4976 · Balance 4,080.2428 F5: 98.4976 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: Der units credited on 03/05/2026 at FMV
F3: 259.5680 shares withheld to satisfy tax liability
F4: 104.0658 shares withheld to satisfy tax liability
F5: 98.4976 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 3, 2022 02:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006604 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130.9461 Read SEC document |
| December 01, 2021 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.5244 | $94.10 | $143.45 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.7951 F3 · shares: DER units credited on 12/01/2021 as dividend at FMV Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 17:11 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 5.3029 | $92.24 | $489.14 |
DisclosureSEC source: 0001209191-21-063538 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642.9461 Read SEC document |
| September 01, 2021 Filed Nov 9, 2021 17:11 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.367 | $93.85 | $128.29 |
DisclosureSEC source: 0001209191-21-063538 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648.249 F2 · shares: DER Units credited on 09/01/2021 as dividend at FMV Read SEC document |
| September 01, 2021 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.1555 | $93.85 | $14.59 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131.2707 F2 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 02, 2021 Filed Nov 9, 2021 17:11 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.487 | $78.85 | $117.25 |
DisclosureSEC source: 0001209191-21-063538 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646.882 F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| June 02, 2021 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 0.1691 | $78.85 | $13.33 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131.1152 F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV Read SEC document |
| May 17, 2021 Filed May 19, 2021 15:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033887 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645.395 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.