Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | VP of Asset Management | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 4,080.2428 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 1.9182 · Balance 3,133.8362 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 8.213 · Balance 3,142.0492 F2: Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 770 · Balance 3,912.0492 Row 4 · 2026-03-12 · Grant · Acquired 630.325 · Balance 4,542.3742 Row 5 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 4,282.8062 F3: 259.5680 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 104.0658 · Balance 4,178.7404 F4: 104.0658 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 98.4976 · Balance 4,080.2428 F5: 98.4976 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: Der units credited on 03/05/2026 at FMV
F3: 259.5680 shares withheld to satisfy tax liability
F4: 104.0658 shares withheld to satisfy tax liability
F5: 98.4976 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 98.4976 | $74.44 | $7,332.16 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 7 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,080.2428 F5 · shares: 98.4976 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 104.0658 | $74.44 | $7,746.66 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 6 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,178.7404 F4 · shares: 104.0658 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 259.568 | $74.44 | $19,322.24 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 5 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,282.8062 F3 · shares: 259.5680 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 630.325 | $74.44 | $46,921.39 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,542.3742 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,912.0492 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.213 | $75.46 | $619.75 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,142.0492 F2 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.9182 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000040 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,133.8362 F1 · shares: Adjustment due to partial shares Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 79.1255 | $74.88 | $5,924.92 |
DisclosureSEC source: 0001056903-26-000009 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,135.7544 F4 · shares: 79.1255 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7637 | $72.89 | $711.68 |
DisclosureSEC source: 0001056903-26-000009 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,214.8799 F3 · shares: Der units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6141 | $73.52 | $706.83 |
DisclosureSEC source: 0001056903-26-000009 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,205.1162 F2 · shares: Der units credited on 09/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:35 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.2737 | $78.44 | $648.99 |
DisclosureSEC source: 0001056903-26-000009 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,195.502 F1 · shares: Der units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 101.11 | $78.01 | $7,887.59 |
DisclosureSEC source: 0001567619-25-000225 · form4.xml · nonDerivative · entry 5 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,187.22 F3 · shares: 101.11 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 267.69 | $78.01 | $20,882.50 |
DisclosureSEC source: 0001567619-25-000225 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,288.34 F2 · shares: 267.69 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 651.63 | $78.01 | $50,833.66 |
DisclosureSEC source: 0001567619-25-000225 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,556.03 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000225 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,904.4 Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.53 | $78.13 | $432.06 |
DisclosureSEC source: 0001567619-25-000225 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,198.4 F1 · shares: Der units credited on 03/31/2025 at FMV Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 72.38 | $73.53 | $5,322.10 |
DisclosureSEC source: 0001567619-25-000114 · form4.xml · nonDerivative · entry 5 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,192.86 F5 · shares: 72.38 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 74.67 | $73.53 | $5,490.49 |
DisclosureSEC source: 0001567619-25-000114 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,265.25 F4 · shares: 74.67 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000114 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,339.92 F3 · shares: Adjustment due to partial shares Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.94 | $85.77 | $595.24 |
DisclosureSEC source: 0001567619-25-000114 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,342.38 F2 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.29 | $81.25 | $592.31 |
DisclosureSEC source: 0001567619-25-000114 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,335.43 F1 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 00:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 45.1278 | $70.74 | $3,192.34 |
DisclosureSEC source: 0001056903-24-000048 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,327.1733 F2 · shares: 45.1278 shares withheld to satisfy tax liability. Read SEC document |
| June 03, 2024 Filed Jun 11, 2024 00:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.4447 | $73.07 | $543.98 |
DisclosureSEC source: 0001056903-24-000048 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,372.3011 F1 · shares: DER Units credited on 06/03/2024 as dividend at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 216.9372 | $71.79 | $15,573.92 |
DisclosureSEC source: 0001056903-24-000033 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,364.8563 F2 · shares: 216.9372 shares withheld to satisfy tax liability Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 529.3735 | $71.79 | $38,003.72 |
DisclosureSEC source: 0001056903-24-000033 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,581.7935 Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000033 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,052.42 Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.9487 | $71.64 | $282.88 |
DisclosureSEC source: 0001056903-24-000033 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,323.42 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 72.8031 | $75.11 | $5,468.24 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 6 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,319.4713 F6 · shares: 72.8031 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 68.4894 | $75.11 | $5,144.24 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 5 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,392.2744 F5 · shares: 68.4894 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 14.7028 | $75.11 | $1,104.33 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,460.7638 F4 · shares: 14.7028 shares withheld to satisfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 1.6945 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,475.4666 F3 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 10, 2023 01:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.3679 | $98.68 | $332.34 |
DisclosureSEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066.1153 F2 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| December 01, 2023 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.4667 | $81.26 | $444.22 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,477.1611 F2 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 10, 2023 01:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.9482 | $83.78 | $330.78 |
DisclosureSEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062.7474 F1 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| September 01, 2023 Filed Feb 14, 2024 00:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 5.257 | $84.07 | $441.96 |
DisclosureSEC source: 0001056903-24-000012 · form4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,471.6945 F1 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 41.5169 | $90.57 | $3,760.19 |
DisclosureSEC source: 0001209191-23-035316 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,466.4374 F3 · shares: 41.5169 shares withheld to satisfy tax liability. Read SEC document |
| June 01, 2023 Filed Jun 8, 2023 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.116 | $88.79 | $454.25 |
DisclosureSEC source: 0001209191-23-035316 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,507.9543 F2 · shares: DER Units credited on 06/01/2023 as dividend at FMV Read SEC document |
| March 01, 2023 Filed Jun 8, 2023 18:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.2028 | $86.91 | $452.18 |
DisclosureSEC source: 0001209191-23-035316 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,502.8384 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 66.8451 | $92.54 | $6,185.85 |
DisclosureSEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497.6355 F3 · shares: 66.8451 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 13.9278 | $92.54 | $1,288.88 |
DisclosureSEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,564.4806 F2 · shares: 13.9278 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:08 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.9835 | $92.54 | $1,201.49 |
DisclosureSEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578.4084 F1 · shares: 12.9835 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591.3919 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.7234 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063.3919 F3 · shares: Adjustment due to partial share Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 21:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 39.7236 | $81.52 | $3,238.27 |
DisclosureSEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 3 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058.7992 F3 · shares: 39.7236 shares withheld to satisfy tax liability. Read SEC document |
| June 01, 2022 Filed Jun 6, 2022 21:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.3481 | $79.39 | $345.20 |
DisclosureSEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 2 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098.5228 F2 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 01, 2022 Filed Jun 6, 2022 21:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.1156 | $83.51 | $343.69 |
DisclosureSEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 1 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094.1747 F1 · shares: DER units credited on 03/01/2022 as dividend at FMV Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 16.512 | $89.69 | $1,480.96 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 7 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090.0591 F7 · shares: 16.5120 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.4411 | $89.69 | $1,115.84 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 6 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,106.5711 F6 · shares: 12.4411 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 13.7506 | $89.69 | $1,233.29 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 5 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119.0122 F5 · shares: 13.7506 shares withheld to satisfy tax liability. Read SEC document |
| February 04, 2022 Filed Feb 12, 2022 00:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.0323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009031 · doc4.xml · nonDerivative · entry 4 Kubiak Patrick · CIK 0001855829 · VP of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.7628 F4 · shares: Adjustment due to partial share Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.