TapewireFind a company

person · Reporting owner

NICOLS JOHN J

Disclosed activity across 2 companies

Tapewire entity
60398
SEC CIK
0001238884

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CODEXIS, INC.CDXS · Entity 6428DirectorApril 17, 2023April 19, 2023
SCIENTIFIC INDUSTRIES INCSCND · Entity 8003DirectorFebruary 17, 2026March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CODEXIS, INC.

Report date April 17, 2023 · Filed April 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect783,965 Ending reported balance After 2023-04-18 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-04-17 · Exercise / conversion · Acquired 35,714 · Balance 819,679

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Row 2 · 2023-04-17 · Sale · Disposed 35,714 · Balance 783,965

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2: This transaction was executed in multiple trades in prices ranging from $4.08 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2023-04-18 · Exercise / conversion · Acquired 35,714 · Balance 819,679

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Row 4 · 2023-04-18 · Sale · Disposed 35,714 · Balance 783,965

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3: This transaction was executed in multiple trades in prices ranging from $4.055 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.97 · Expires 2024-02-24Direct178,570 Reported balance After 2023-04-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-04-17 · Exercise / conversion · Disposed 35,714 · Balance 178,570

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.97 · Expires 2024-02-24Direct142,856 Reported balance After 2023-04-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-04-18 · Exercise / conversion · Disposed 35,714 · Balance 142,856

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2: This transaction was executed in multiple trades in prices ranging from $4.08 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: This transaction was executed in multiple trades in prices ranging from $4.055 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

SCIENTIFIC INDUSTRIES INC

Report date February 17, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2036-02-17Direct255,778 Reported balance After 2026-02-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-17 · Grant · Acquired 120,000 · Balance 255,778

F1: On 2/17/26 Registrant was awarded stock options in lieu of cash fees. Vesting 1 Year - 1/12th per month.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.60 · Expires 2036-02-17Direct275,778 Reported balance After 2026-02-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-17 · Grant · Acquired 20,000 · Balance 275,778

F1: On 2/17/26 Registrant was awarded stock options in lieu of cash fees. Vesting 1 Year - 1/12th per month.

Filing footnotes · ownership attribution and instrument terms

F1: On 2/17/26 Registrant was awarded stock options in lieu of cash fees. Vesting 1 Year - 1/12th per month.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Mar 17, 2026 18:46 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantStock Option · Derivative 20,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001238884-26-000001 · primary_doc.xml · derivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,778

Underlying: Common Stock · 20,000 shares

Expires 2036-02-17

F1 · derivative.exercise_date: On 2/17/26 Registrant was awarded stock options in lieu of cash fees. Vesting 1 Year - 1/12th per month.

Read SEC document
February 17, 2026 Filed Mar 17, 2026 18:46 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantStock Option · Derivative 120,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001238884-26-000001 · primary_doc.xml · derivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,778

Underlying: Common Stock · 120,000 shares

Expires 2036-02-17

F1 · derivative.exercise_date: On 2/17/26 Registrant was awarded stock options in lieu of cash fees. Vesting 1 Year - 1/12th per month.

Read SEC document
August 20, 2025 Filed Oct 6, 2025 16:27 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0001238884-25-000005 · primary_doc.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,778

F1 · price: On August 20, 2025 15,000 warrants for 15,000 shares of the Company's common stock were exercised at $1.00 per share.

Read SEC document
April 18, 2025 Filed May 15, 2025 20:46 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 PurchaseWarrant to Purchase Common Stock · Derivative 15,000 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001238884-25-000001 · primary_doc.xml · derivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,778

Underlying: Common Stock · 15,000 shares

Expires 2025-10-18

F1 · price: On April 18, 2025 Registrant purchased from Scientific Industries, Inc. (the "Issuer") for an aggregate purchase price of $15,000, 15,000 shares of Common Stock and warrants to acquire 15,000 shares of Common Stock at an exercise price of $1.00 per share.

Read SEC document
April 18, 2025 Filed May 15, 2025 20:46 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 PurchaseCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0001238884-25-000001 · primary_doc.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
July 01, 2024 Filed Aug 2, 2024 20:26 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantOption to Purchase Common Stock · Derivative 5,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001238884-24-000005 · primary_doc.xml · derivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,778

Underlying: Common Stock · 5,000 shares

Expires 2034-07-01

Read SEC document
July 01, 2024 Filed Aug 2, 2024 20:26 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001238884-24-000005 · primary_doc.xml · derivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,778

Underlying: Common Stock · 10,000 shares

Expires 2034-07-01

Read SEC document
April 01, 2024 Filed Jul 31, 2024 21:27 UTC SCIENTIFIC INDUSTRIES INC SCND · Entity 8003 GrantOption to Purchase Common Stock · Derivative 10,778 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0001238884-24-000004 · primary_doc.xml · derivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,778

Underlying: Common Stock · 10,778 shares

Expires 2034-04-01

F1 · price: On April 1, 2024 the Reporting Person and the Issuer entered into an agreement to elect to be paid for Reporting Person's fees as a Board Director in stock options in lieu of cash compensation. These options vest in twelve (12) monthly installments commencing on April 1, 2024 through April 1, 2025.

F1 · derivative.exercise_date: On April 1, 2024 the Reporting Person and the Issuer entered into an agreement to elect to be paid for Reporting Person's fees as a Board Director in stock options in lieu of cash compensation. These options vest in twelve (12) monthly installments commencing on April 1, 2024 through April 1, 2025.

Read SEC document
December 13, 2023 Filed Jul 31, 2024 20:55 UTC SCIENTIFIC INDUSTRIES INC scnd · Entity 8003 PurchaseWarrant to Purchase Common Stock · Derivative 15,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001238884-24-000003 · primary_doc.xml · derivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 15,000 shares

Expires 2028-12-13

Read SEC document
December 13, 2023 Filed Jul 31, 2024 20:55 UTC SCIENTIFIC INDUSTRIES INC scnd · Entity 8003 PurchaseCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001238884-24-000003 · primary_doc.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
April 18, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,856

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $4.14 $147,873.82
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.055 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,570

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $4.24 $151,377.36
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.08 to $4.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 16:18 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001610717-23-000016 · form4.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,284

Underlying: Common Stock · 35,714 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $4.11 $146,680.97
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.01 to $4.195, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,998

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $4.09 $146,130.97
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $4.02 to $4.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:29 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-23-005259 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:08 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-23-003845 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,712

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:08 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $4.83 $172,652.19
Disclosure

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $4.505 to $5.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 16:08 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 16:08 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,785 $5.36 $213,219.75
Disclosure

SEC source: 0001567619-23-003845 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,965

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.23 to $5.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 16:13 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-23-001271 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,426

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 16:13 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $6.42 $229,294.59
Disclosure

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $6.27 to $6.72, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 16:13 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 16:13 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,785 $6.58 $261,642.07
Disclosure

SEC source: 0001567619-23-001271 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.44 to $6.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:09 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-22-021536 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,140

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:09 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $5.68 $202,819.81
Disclosure

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,535

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.565 to $5.815, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:09 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:09 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,785 $5.66 $224,996.11
Disclosure

SEC source: 0001567619-22-021536 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,535

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.555 to $5.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 16:06 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,714 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-22-020552 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,854

Underlying: Common Stock · 35,714 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 16:06 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,714 $6.36 $227,312.47
Disclosure

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,320

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $6.175 to $6.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 16:06 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,714 $1.97 $70,356.58
Disclosure

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 16:06 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,786 $6.79 $270,238.45
Disclosure

SEC source: 0001567619-22-020552 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,320

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.64 to $6.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 17:16 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,716 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-22-018951 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,568

Underlying: Common Stock · 35,716 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 17:16 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,716 $5.53 $197,648.77
Disclosure

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,106

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.40 to $5.66, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 17:16 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,716 $1.97 $70,360.52
Disclosure

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 17:16 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,786 $5.68 $225,920.82
Disclosure

SEC source: 0001567619-22-018951 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,106

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.58 to $5.88, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 16:07 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 35,716 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001567619-22-018358 · doc1.xml · derivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,284

Underlying: Common Stock · 35,716 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 16:07 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 35,716 $5.99 $214,099.56
Disclosure

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F3 · price: This transaction was executed in multiple trades in prices ranging from $5.91 to $6.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 16:07 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 35,716 $1.97 $70,360.52
Disclosure

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 2

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 16:07 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,787 $6.04 $240,134.44
Disclosure

SEC source: 0001567619-22-018358 · doc1.xml · nonDerivative · entry 1

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.925 to $6.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:03 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 39,000 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001567619-22-016368 · doc1.xml · derivative · entry 6

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,000 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:03 UTC CODEXIS, INC. CDXS · Entity 6428 SaleCommon Stock 39,000 $8.78 $342,579.90
Disclosure

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 4

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,679

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: This transaction was executed in multiple trades in prices ranging from $8.66 to $9.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:03 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionCommon Stock 39,000 $2.32 $90,480.00
Disclosure

SEC source: 0001567619-22-016368 · doc1.xml · nonDerivative · entry 3

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 16:03 UTC CODEXIS, INC. CDXS · Entity 6428 Exercise / conversionStock Option (Right to Buy) · Derivative 38,500 $0.00 Strike: $2.32 $0.00
Disclosure

SEC source: 0001567619-22-016368 · doc1.xml · derivative · entry 5

NICOLS JOHN J · CIK 0001238884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 38,500 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.