Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | Director · CEO | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 44,324 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 1,819 · Balance 44,324 F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026. |
| Restricted StockSEC Table I · non-derivative | Direct | 39,824 |
Reported balance
After 2026-03-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-16 · Tax withholding · Disposed 1,819 · Balance 39,824 F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026. F2: 39,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,824. |
| Common StockSEC Table I · non-derivative | Direct | 183,141 |
Reported balance
Holding disclosure · report date 2026-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 183,141 F3: 183,141 shares consisting of 156,577 in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in street name, and 9,382 shares are held in a 401K plan. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 89,000 |
Reported balance
Holding disclosure · report date 2026-03-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 89,000 F4: 89,000 stock options were granted under various dates and vesting periods of which all are currently available. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026.
F2: 39,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,824.
F3: 183,141 shares consisting of 156,577 in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in street name, and 9,382 shares are held in a 401K plan.
F4: 89,000 stock options were granted under various dates and vesting periods of which all are currently available.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2018 Filed Dec 17, 2018 20:40 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | PurchaseCommon Stock | 961 | $20.82 | $20,008.02 |
DisclosureSEC source: 0000920427-18-000128 · wf-form4_154507919789852.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,183 F1 · shares: 961 shares were purchased in Mr. Hughes 401K @ $20.82 per share. F2 · balance_after: 100,183 shares consisting of 78,324 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares in a 401K plan. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 18:25 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1,246 | $23.04 | $28,707.84 |
DisclosureSEC source: 0000920427-18-000083 · wf-form4_152874152464469.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,223 F1 · balance_after: 99,223 shares consisting of 78,324 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 19:58 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1,254 | $23.00 | $28,842.00 |
DisclosureSEC source: 0000920427-18-000081 · wf-form4_152840151668955.xml · nonDerivative · entry 2 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,469 F1 · balance_after: 100,469 shares consisting of 78,324 shares held in an account at Computershare, 13,673 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 19:58 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $23.05 | $57,625.00 |
DisclosureSEC source: 0000920427-18-000081 · wf-form4_152840151668955.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,723 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:45 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 10,000 | $21.15 Strike: $21.15 | $211,500.00 |
DisclosureSEC source: 0000920427-18-000052 · wf-form4_152096314073847.xml · derivative · entry 3 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 10,000 shares Expires 2028-03-09 F4 · shares: 10,000 stock options were granted on 3/9/18, which vest 1/3 per year; i.e., 3,334 on 3/9/19; 3,333 on 3/9/20; and 3,333 on 3/9/21. F5 · balance_after: 43,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:45 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 8,000 | $21.15 | $169,200.00 |
DisclosureSEC source: 0000920427-18-000052 · wf-form4_152096314073847.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,677 F1 · shares: 8,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 2,000 shares on 3/9/19; 2,000 shares on 3/9/20; 2,000 shares on 3/9/21; and 2,000 shares on 3/9/22. F2 · balance_after: 18,677 restricted shares are held in an account at Computershare of which 17,960 have upcoming vesting dates; and 717 are DRP shares. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:17 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $20.34 | $50,850.00 |
DisclosureSEC source: 0000920427-17-000099 · wf-form4_151335466241322.xml · nonDerivative · entry 2 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,355 F1 · balance_after: 100,355 shares consisting of 74,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:17 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,500 | $20.33 | $50,825.00 |
DisclosureSEC source: 0000920427-17-000099 · wf-form4_151335466241322.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,855 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:12 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 3,465 | $6.80 Strike: $6.80 | $23,562.00 |
DisclosureSEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · derivative · entry 5 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 3,465 shares Expires 2018-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Mr. Hughes exercised 3,465 stock options at $6.80 per share. 1,400 were sold at $19.89 per share. F8 · derivative.exercise_date: 3,465 stock options were granted on 4/2/2008, which vested one-third per year commencing 4/2/2009; 4/2/2010; and 4/2/2011 at $6.80 per share that expire on 4/2/2018. F8 · derivative.expiration_date: 3,465 stock options were granted on 4/2/2008, which vested one-third per year commencing 4/2/2009; 4/2/2010; and 4/2/2011 at $6.80 per share that expire on 4/2/2018. F6 · balance_after: 33,000 stock options were granted to Mr. Hughes of which 22,000 are currently exercisable. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:12 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 8,085 | $7.00 Strike: $7.00 | $56,595.00 |
DisclosureSEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · derivative · entry 4 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 8,085 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Mr. Hughes exercised 8,085 stock options at $7.00 per share. 3,300 shares were sold at $19.89 per share. F5 · derivative.exercise_date: 8,085 stock options were granted on 2/29/2008, which vested one-third per year commencing 2/28/2009; 2/28/2010; and 2/28/2011 at $7.00 per share that expire on 2/28/2018. F5 · derivative.expiration_date: 8,085 stock options were granted on 2/29/2008, which vested one-third per year commencing 2/28/2009; 2/28/2010; and 2/28/2011 at $7.00 per share that expire on 2/28/2018. F6 · balance_after: 33,000 stock options were granted to Mr. Hughes of which 22,000 are currently exercisable. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:12 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 1,363 | $6.80 | $9,268.40 |
DisclosureSEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · nonDerivative · entry 2 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Mr. Hughes exercised 2,065 stock options at $6.80 through a "net out" with the Company based on the stock price of $20.00 resulting in the issuance of 1,363 shares. F2 · balance_after: 105,355 shares consisting of 79,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:12 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 3,111 | $7.00 | $21,777.00 |
DisclosureSEC source: 0000920427-17-000097 · wf-form4_151120872672352.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Mr. Hughes exercised 4,785 stock options at $7.00 through a "net out" with the Company based on the stock price of $20.00 resulting in the issuance of 3,111 shares. F2 · balance_after: 105,355 shares consisting of 79,456 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 18:24 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | PurchaseCommon Stock | 875 | $16.95 | $14,831.25 |
DisclosureSEC source: 0000920427-17-000063 · wf-form4_150247587655598.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,606 F1 · shares: 875 shares were purchased in Mr. Hughes 401K. F2 · price: Closing price as of 8/10/17 F3 · balance_after: 100,606 shares consisting of 74,707 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 8,000 | $16.75 | $134,000.00 |
DisclosureSEC source: 0000920427-17-000018 · wf-form4_148891261426915.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,145 F1 · shares: 8,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 2,000 shares on 3/3/18; 2,000 shares on 3/3/19; 2,000 shares on 3/3/20; and 2,000 shares on 3/3/21. F2 · price: Stock price at the close of business on 3/2/17. F3 · balance_after: 113,145 shares consisting of 15,119 shares of unvested stock; 7,597 shares in 401K plan; 17,427 shares in brokerage account; & 73,002 held in an account at Computershare. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:08 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock · Derivative | 8,490 | $11.48 Strike: $11.48 | $97,465.20 |
DisclosureSEC source: 0001275305-16-000006 · primary_doc.xml · derivative · entry 2 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,550 Underlying: Common Stock · 1,162 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 8,490 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09; and 1/25/10 and expire on 1/25/17. Mr. Hughes received 1,162 shares of common stock through a "net-out" with the Company on 11/16/2016. F4 · balance_after: 44,550 stock options were granted to Mr. Hughes of which 22,550 are currently exercisable. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:08 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock | 1,162 | $11.48 | $13,339.76 |
DisclosureSEC source: 0001275305-16-000006 · primary_doc.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Mr. Hughes had 8,490 stock options that were granted on 1/25/2007 and expire on 1/25/2017. The company did a "net-out" of those shares based on the stock price of $13.30 resulting in the issuance of 1,162 common shares. F1 · balance_after: There was a 10% stock dividend on September 30, 2016, and a $0.05 cash dividend for which Mr. Hughes receives additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.