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HUGHES JAMES A

Disclosed activity across 1 company

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60243
SEC CIK
0001238304

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITY BANCORP INC /NJ/UNTY · Entity 5374Director · CEOMarch 15, 2026March 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITY BANCORP INC /NJ/

Report date March 15, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted StockSEC Table I · non-derivativeDirect44,324 Reported balance After 2026-03-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-15 · Tax withholding · Disposed 1,819 · Balance 44,324

F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026.

Restricted StockSEC Table I · non-derivativeDirect39,824 Reported balance After 2026-03-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-16 · Tax withholding · Disposed 1,819 · Balance 39,824

F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026.

F2: 39,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,824.

Common StockSEC Table I · non-derivativeDirect183,141 Reported balance Holding disclosure · report date 2026-03-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 183,141

F3: 183,141 shares consisting of 156,577 in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in street name, and 9,382 shares are held in a 401K plan.

Stock Options (Right to buy)SEC Table II · derivative / convertible securityDirect89,000 Reported balance Holding disclosure · report date 2026-03-15 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 89,000

F4: 89,000 stock options were granted under various dates and vesting periods of which all are currently available.

Filing footnotes · ownership attribution and instrument terms

F1: 1,819 shares were withheld @ $50.01 per share to cover tax liability on a 4,500 restricted stock vesting for both 3/15/2026 and 3/16/2026.

F2: 39,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,824.

F3: 183,141 shares consisting of 156,577 in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in street name, and 9,382 shares are held in a 401K plan.

F4: 89,000 stock options were granted under various dates and vesting periods of which all are currently available.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2023 Filed Oct 5, 2023 16:13 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 1,450 $7.25 $10,512.50
Disclosure

SEC source: 0001562180-23-007216 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 135,995 shares consisting of 108,201 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 17:11 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 809 $24.47 $19,796.23
Disclosure

SEC source: 0001562180-23-006653 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,824

F1 · shares: 809 shares were withheld @ $24.47 per share to cover tax liability on 2,000 restricted stock vesting.

F2 · balance_after: 42,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 14:48 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 758 $24.25 $18,381.50
Disclosure

SEC source: 0001562180-23-006527 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,824

F1 · shares: 758 shares were withheld @ $24.25 per share to cover tax liability on 1,875 restricted stock vesting.

F2 · balance_after: 44,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 44,824.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 15:25 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 1,460 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-005825 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,940

Underlying: Common Stock · 1,460 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 117,940 stock options were granted under various dates and vesting periods of which 109,607 are currently exercisable.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 15:25 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 1,460 $7.25 $10,585.00
Disclosure

SEC source: 0001562180-23-005825 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 132,237 shares consisting of 104,443 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
May 05, 2023 Filed May 9, 2023 16:18 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003998 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,699

F1 · shares: 18,000 restricted shares were granted on 5/5/2023 from the 2023 Equity Compensation Plan and vest over 3.86 years; vesting commences with 4,500 shares on 5/5/2024, 4,500 shares on 3/15/2025, 4,500 shares on 3/15/2026, and 4,500 shares on 3/15/2027.

F2 · balance_after: 45,875 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 46,699.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 15:31 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-003645 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,400

Underlying: Common Stock · 1,200 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 119,400 stock options were granted under various dates and vesting periods of which 111,067 are currently exercisable.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 15:31 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 1,200 $7.25 $8,700.00
Disclosure

SEC source: 0001562180-23-003645 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 130,777 shares consisting of 102,983 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 14:06 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,011 $22.94 $23,192.34
Disclosure

SEC source: 0001562180-23-003137 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,699

F1 · shares: 1,011 shares were withheld @ $22.94 per share to cover tax liability on 2,500 restricted stock vesting.

F2 · balance_after: 27,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 28,699.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 15:32 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,818 $23.18 $42,141.24
Disclosure

SEC source: 0001238304-23-000001 · primary_doc.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,199

F2 · shares: 1,818 shares were withheld @ $23.18 per share to cover tax liability on 4,500 restricted stock vesting.

F3 · balance_after: 30,375 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 31,199.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 15:32 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 607 $23.18 $14,070.26
Disclosure

SEC source: 0001238304-23-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,699

F1 · shares: 607 shares were withheld @ $23.18 per share to cover tax liability on 1,500 restricted stock vesting.

Read SEC document
March 12, 2023 Filed Mar 14, 2023 18:27 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,111 $24.34 $27,041.74
Disclosure

SEC source: 0001562180-23-002752 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,199

F1 · shares: 1,111 shares were withheld @ $24.34 per share to cover tax liability on 2,500 restricted stock vesting.

F2 · balance_after: 36,375 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 37,199.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 12:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 900 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-23-000371 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Stock · 900 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 120,600 stock options were granted under various dates and vesting periods of which 98,934 are currently exercisable.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 12:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 900 $7.25 $6,525.00
Disclosure

SEC source: 0001562180-23-000371 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 123,124 shares consisting of 95,330 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 23:32 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GiftCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000159 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,224

F1 · balance_after: 122,224 shares consisting of 94,430 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 16:24 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GiftCommon Stock 250 $27.31 $6,827.50
Disclosure

SEC source: 0001562180-22-008453 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,589

F1 · balance_after: 122,589 shares consisting of 94,795 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 18:16 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-22-007863 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Underlying: Common Stock · 500 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 121,500 stock options were granted under various dates and vesting periods of which 99,834 are currently exercisable.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 18:16 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 500 $7.25 $3,625.00
Disclosure

SEC source: 0001562180-22-007863 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 122,839 shares consisting of 95,045 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 809 $28.26 $22,862.34
Disclosure

SEC source: 0001562180-22-006442 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,699

F1 · shares: 809 shares were withheld @ $28.26 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 38,875 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,699.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 19:19 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 758 $29.66 $22,482.28
Disclosure

SEC source: 0001562180-22-006296 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,669

F1 · shares: 758 shares were withheld @ $29.66 per share to cover tax liability on 1,875 restricted shares vesting.

F2 · balance_after: 40,875 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 41,669.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:49 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,011 $28.71 $29,025.81
Disclosure

SEC source: 0001562180-22-002968 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,574

F1 · shares: 1,011 shares were withheld @ $28.71 per share to cover tax liability on 2,500 restricted shares vesting.

F2 · balance_after: 42,750 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 43,574.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:30 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,074

F3 · shares: 18,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 4,500 shares on 3/16/2023, 4,500 shares on 3/16/2024, 4,500 shares on 3/16/2025, and 4,500 shares on 3/16/2026.

F4 · balance_after: 45,250 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 46,074.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:30 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 607 $28.18 $17,105.26
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,074

F2 · shares: 607 shares were withheld @ $28.18 per share to cover tax liability on 1,500 restricted shares vested.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:30 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,003 $27.80 $27,883.40
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,574

F1 · shares: 1,003 shares were withheld @ $27.80 per share to cover tax liability on 2,500 restricted shares vested.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 20:27 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 856 $27.19 $23,274.64
Disclosure

SEC source: 0001562180-22-002500 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,074

F1 · shares: 856 shares were withheld @ $27.19 per share to cover tax liability on 2,000 restricted shares vested.

F2 · balance_after: 31,250 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 32,074.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 17:50 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005740 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,074

F1 · shares: 8,000 restricted shares were granted on 8/31/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 8/31/2022, 2,000 shares on 8/31/2023, 2,000 shares on 8/31/2024, and 2,000 shares on 8/31/2025.

F2 · balance_after: 33,250 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 34,074.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 19:08 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 758 $23.40 $17,737.20
Disclosure

SEC source: 0001562180-21-005530 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,898

F1 · balance_after: 26,074 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 26,898.

Read SEC document
August 23, 2021 Filed Aug 27, 2021 18:22 UTC Amendment UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 758 $23.40 $17,737.20
Disclosure

SEC source: 0001562180-21-005598 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

F1 · shares: 758 shares were withheld @ $23.40 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: The original Form 4, filed on 8/23/2021, is being amended to correct an administrative error which misreported the total amount of restricted stock beneficially owned following the reported transaction. The error was not the result of the transaction amount being incorrectly reported, therefore no changes were made to the transaction amount.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:25 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options (Right to buy) · Derivative 25,000 $0.00 Strike: $20.56 $0.00
Disclosure

SEC source: 0001562180-21-002456 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Underlying: Common Stock · 25,000 shares

Expires 2031-03-25

F4 · shares: 25,000 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 3/25/2022.

F6 · balance_after: 122,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 17:25 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002456 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,949

F1 · shares: 10,000 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,500 shares on 3/25/2022, 2,500 shares on 3/25/2023, 2,500 shares on 3/25/2024, and 2,500 shares on 3/25/2025.

F2 · balance_after: 27,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 27,949.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 607 $23.02 $13,973.14
Disclosure

SEC source: 0001562180-21-002284 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,949

F1 · shares: 607 shares were withheld @ 23.02 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 17,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 17,949.

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March 12, 2021 Filed Mar 15, 2021 17:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,011 $22.00 $22,242.00
Disclosure

SEC source: 0001562180-21-002231 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

F1 · shares: 1,011 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 18,625 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 19,449.

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March 09, 2021 Filed Mar 10, 2021 20:16 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 803 $22.28 $17,890.84
Disclosure

SEC source: 0001562180-21-002139 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

F1 · shares: 803 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 21,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvestment shares for a total of 21,949.

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March 03, 2021 Filed Mar 5, 2021 21:24 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 915 $20.00 $18,300.00
Disclosure

SEC source: 0001562180-21-002026 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,949

F1 · shares: 915 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 23,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 23,949.

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August 24, 2020 Filed Aug 25, 2020 19:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 758 $13.24 $10,035.92
Disclosure

SEC source: 0001562180-20-005640 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,949

F1 · balance_after: 25,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 25,949.

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March 16, 2020 Filed Mar 18, 2020 16:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $16.27 $0.00
Disclosure

SEC source: 0001562180-20-002603 · primarydocument.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,000

Underlying: Common Stock · 15,000 shares

Expires 2030-03-16

F4 · shares: 15,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 5,000 shares on 3/16/2021, 5,000 shares on 3/16/2022, and 5,000 shares on 3/16/2023.

F5 · balance_after: 97,000 stock options were granted under various dates and vesting periods of which 52,668 are currently exercisable.

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March 16, 2020 Filed Mar 18, 2020 16:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002603 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,824

F1 · shares: 6,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,500 shares on 3/16/2021, 1,500 shares on 3/16/2022, 1,500 shares on 3/16/2023, and 1,500 shares on 3/16/2024.

F2 · balance_after: 27,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 27,824.

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March 12, 2020 Filed Mar 13, 2020 12:41 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 1,011 $16.51 $16,691.61
Disclosure

SEC source: 0001562180-20-002450 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,824

F1 · shares: 1,011 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 21,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 21,824.

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March 09, 2020 Filed Mar 11, 2020 18:12 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 793 $16.41 $13,013.13
Disclosure

SEC source: 0001562180-20-002389 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,324

F1 · shares: 793 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 23,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 24,324.

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March 03, 2020 Filed Mar 5, 2020 15:07 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 890 $17.66 $15,717.40
Disclosure

SEC source: 0001562180-20-002190 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,324

F1 · shares: 890 shares were withheld @ $17.66 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 25,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 26,324.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 20:56 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 640 $19.01 $12,166.40
Disclosure

SEC source: 0001562180-20-001744 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,324

F1 · price: 640 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 27,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 28,324.

Read SEC document
August 22, 2019 Filed Aug 28, 2019 20:26 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 7,500 $20.00 $150,000.00
Disclosure

SEC source: 0001562180-19-004517 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,592

F1 · shares: 7,500 restricted shares were granted on 8/22/2019 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,875 shares on 8/22/2020, 1,875 shares on 8/22/2021, 1,875 shares on 8/22/2022, and 1,875 shares on 8/22/2023.

F2 · balance_after: 28,875 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 29,592.

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March 12, 2019 Filed Mar 12, 2019 20:33 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 25,000 $20.61 Strike: $20.61 $515,250.00
Disclosure

SEC source: 0000920427-19-000094 · wf-form4_155242276891971.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-12

F4 · shares: 25,000 stock options were granted on 3/12/2019 from the 2017 Stock Option Plan and vest over three years; vesting commences with 8,334 shares on 3/12/2020, 8,333 shares on 3/12/2021, and 8,333 shares on 3/12/2022.

F5 · balance_after: 82,000 stock options were granted under various dates and vesting periods of which 36,334 are currently exercisable.

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March 12, 2019 Filed Mar 12, 2019 20:33 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 10,000 $20.61 $206,100.00
Disclosure

SEC source: 0000920427-19-000094 · wf-form4_155242276891971.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,092

F1 · shares: 10,000 restricted shares were granted on 3/12/2019 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 2,500 shares on 3/12/2020, 2,500 shares on 3/12/2021, 2,500 shares on 3/12/2022, and 2,500 shares on 3/12/2023.

F2 · balance_after: 21,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 22,092.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 13:47 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 791 $20.62 $16,310.42
Disclosure

SEC source: 0000920427-19-000089 · wf-form4_155239846078362.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

F1 · shares: 791 shares were withheld @ $20.62 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 11,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 12,092.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 15:03 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 791 $22.24 $17,591.84
Disclosure

SEC source: 0000920427-19-000081 · wf-form4_155188460251121.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,092

F1 · shares: 791 shares were withheld @ $22.24 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 13,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 14,092.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 15:27 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 632 $21.14 $13,360.48
Disclosure

SEC source: 0000920427-19-000063 · wf-form4_155128123607231.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,092

F1 · shares: 632 shares were withheld @ $21.14 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 15,375 shares are held in an account at Computershare, which have upcoming vesting dates. 717 share are dividend reinvested shares for a total of 16,092.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:49 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Tax withholdingRestricted Stock 307 $19.94 $6,121.58
Disclosure

SEC source: 0000920427-19-000054 · wf-form4_154897135531824.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,467

F1 · shares: 307 shares were withheld @ $19.94 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 16,750 shares are held in an account at Computershare, which have upcoming vesting dates. 717 shares are dividend reinvested shares for a total of 17,467.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:06 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 14,000 $18.25 Strike: $18.25 $255,500.00
Disclosure

SEC source: 0000920427-18-000150 · wf-form4_154584038714764.xml · derivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-21

F3 · shares: 14,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year, i.e., 4,667 on 12/21/19, 4,666 on 12/21/20, and 4,667 on 12/21/21.

F4 · balance_after: 57,000 stock options were granted to Mr. Hughes, of which 29,333 are currently exercisable.

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December 21, 2018 Filed Jan 2, 2019 20:36 UTC Amendment UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 14,000 $18.77 Strike: $18.77 $262,780.00
Disclosure

SEC source: 0000920427-19-000016 · wf-form4a_154646139633920.xml · derivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 14,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.