Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Essential Utilities, Inc.WTR · Entity 3473 | Director | March 29, 2019 | April 01, 2019 |
| Excelerate Energy, Inc.EE · Entity 3984 | Director | March 05, 2024 | March 06, 2024 |
| PG&E CorpPCG · Entity 3143 | EVP and CFO | March 16, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Essential Utilities, Inc.
Report date March 29, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,855 |
Reported balance
After 2019-03-29 transaction · row 1
1 source rowRow 1 · 2019-03-29 · Grant · Acquired 613 · Balance 6,855 |
Excelerate Energy, Inc.
Report date March 05, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 24,537 |
Reported balance
After 2024-03-05 transaction · row 1
1 source rowRow 1 · 2024-03-05 · Grant · Acquired 8,339 · Balance 24,537 F1: Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in full on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in full on the first anniversary of the grant date.
PG&E Corp
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,511 |
Ending reported balance
After 2026-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-16 · Grant · Acquired 144,806 · Balance 229,560 F1: Vested performance shares granted under the PG&E Corporation 2021 Long-Term Incentive Plan for the performance cycle ended 12/31/2025. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Row 2 · 2026-03-16 · Tax withholding · Disposed 80,049 · Balance 149,511 F2: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of performance share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Vested performance shares granted under the PG&E Corporation 2021 Long-Term Incentive Plan for the performance cycle ended 12/31/2025. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.
F2: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of performance share units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DYNEGY INC.
Report date April 09, 2018 · Filed April 11, 2018
Section 16 reporting ended · disclosed 2018-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 1
1 source rowRow 1 · 2018-04-09 · Disposition to issuer · Disposed 98,153 · Balance 0 F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-09 · Disposition to issuer · Disposed 70,215 · Balance 0 F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.10 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-09 · Disposition to issuer · Disposed 25,338 · Balance 0 F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 16,520 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-09 · Disposition to issuer · Disposed 33,841 · Balance 0 F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.24 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-09 · Disposition to issuer · Disposed 28,590 · Balance 0 F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-09 · Disposition to issuer · Disposed 53,061 · Balance 0 F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,595 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.02 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-09 · Disposition to issuer · Disposed 57,278 · Balance 0 F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-04-09 · Disposition to issuer · Disposed 94,671 · Balance 0 F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 16,520 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,595 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 17, 2026 20:23 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 80,049 | $18.14 | $1,452,088.86 |
DisclosureSEC source: 0001628280-26-018772 · wk-form4_1773779027.xml · nonDerivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,511 F2 · shares: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:23 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 144,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-018772 · wk-form4_1773779027.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,560 F1 · shares: Vested performance shares granted under the PG&E Corporation 2021 Long-Term Incentive Plan for the performance cycle ended 12/31/2025. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:09 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 4,067 | $19.11 | $77,720.37 |
DisclosureSEC source: 0001628280-26-014832 · wk-form4_1772665753.xml · nonDerivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,754 F2 · shares: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:09 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 40,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-014832 · wk-form4_1772665753.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,821 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2021 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis. Read SEC document |
| March 16, 2025 Filed Mar 18, 2025 20:16 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 4,974 | $16.78 | $83,463.72 |
DisclosureSEC source: 0001004980-25-000051 · wk-form4_1742328975.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,004 F1 · shares: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:52 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 32,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001004980-25-000026 · wk-form4_1741135966.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,978 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2021 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis. Read SEC document |
| March 16, 2024 Filed Mar 19, 2024 21:40 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 4,961 | $16.25 | $80,616.25 |
DisclosureSEC source: 0001004980-24-000032 · wk-form4_1710884447.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,111 F1 · shares: These shares were forfeited to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 18:03 UTC | Excelerate Energy, Inc. EE · Entity 3984 | GrantClass A Common Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004595 · doc4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,537 F1 · kind: Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in full on the first anniversary of the grant date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:29 UTC | Excelerate Energy, Inc. EE · Entity 3984 | GrantClass A Common Stock | 5,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022870 · doc4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,198 F1 · kind: Represents restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer. The RSUs vest in full on the first anniversary of the grant date. Read SEC document |
| March 30, 2023 Filed Apr 28, 2023 21:43 UTC | PG&E Corp PCG · Entity 3143 | PurchaseCommon Stock | 156 | $15.90 | $2,480.40 |
DisclosureSEC source: 0001004980-23-000078 · wf-form4_168271819526283.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,072 Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 23:21 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 24,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001004980-23-000065 · wf-form4_167935449901338.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP Finance 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,753 F1 · shares: Restricted stock units awarded in accordance with equity incentive compensation arrangements disclosed in a Form 8-K dated March 12, 2023. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 16:11 UTC | Excelerate Energy, Inc. EE · Entity 3984 | GrantClass A Common Stock | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-014748 · form4.xml · nonDerivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 F2 · kind: Represents an annual grant of restricted stock units (the "Annual RSUs"). Each Annual RSU represents the right to receive one share of Class A common stock of the Issuer. The Annual RSUs vest in full on the first anniversary of the grant date. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 16:11 UTC | Excelerate Energy, Inc. EE · Entity 3984 | GrantClass A Common Stock | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-014748 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,208 F1 · kind: Reflects an initial public offering ("IPO") grant of restricted stock units ("IPO RSUs"). Each IPO RSU represents the right to receive one share of Class A common stock of the Issuer. The IPO RSUs vest ratably on the first three anniversaries of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 21:26 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 613 | $36.73 | $22,515.49 |
DisclosureSEC source: 0001127602-19-013882 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,855 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 22:01 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 590 | $33.92 | $20,012.80 |
DisclosureSEC source: 0001127602-19-001353 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,242 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:16 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 544 | $36.75 | $19,992.00 |
DisclosureSEC source: 0001127602-18-029213 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:14 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 567 | $35.29 | $20,009.43 |
DisclosureSEC source: 0001127602-18-022547 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,108 Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerRestricted Stock Units · Derivative | 94,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 8 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,671 shares Expires not disclosed F8 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.exercise_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.expiration_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 57,278 | Not disclosed Strike: $8.02 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 7 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,278 shares Expires not disclosed F7 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 53,061 | Not disclosed Strike: $11.05 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 6 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,061 shares Expires not disclosed F6 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,595 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,595 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,595 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 28,590 | Not disclosed Strike: $27.24 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 5 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,590 shares Expires not disclosed F5 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 33,841 | Not disclosed Strike: $23.03 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 4 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,841 shares Expires not disclosed F4 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 25,338 | Not disclosed Strike: $23.10 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 3 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,338 shares Expires not disclosed F3 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 16,520 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 16,520 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 16,520 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 70,215 | Not disclosed Strike: $18.70 | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · derivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,215 shares Expires not disclosed F2 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:42 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock | 98,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018146 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:25 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 590 | $33.90 | $20,001.00 |
DisclosureSEC source: 0001127602-18-013711 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:34 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionRestricted Stock Units · Derivative | 9,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013039 · doc1.xml · derivative · entry 3 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,671 Underlying: Common Stock · 9,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 29,378 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 29,378 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:34 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 3,655 | $13.47 | $49,232.85 |
DisclosureSEC source: 0001140361-18-013039 · doc1.xml · nonDerivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,153 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,793 units of restricted stock on March 8, 2018. F3 · price: Reflects closing stock price on March 8, 2018. F4 · balance_after: Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:34 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionCommon Stock | 9,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-013039 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 17:03 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 1,440 | $12.65 | $18,216.00 |
DisclosureSEC source: 0001140361-18-012294 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,015 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 3,854 units of restricted stock on March 3, 2018. F2 · price: Reflects the closing stock price on March 2, 2018. F3 · balance_after: Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:37 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 4,665 | $12.34 | $57,566.10 |
DisclosureSEC source: 0001140361-18-011977 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,455 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 12,365 units of restricted stock on March 1, 2018. F2 · price: Reflects the closing stock price on March 1, 2018. F3 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 17:05 UTC | DYNEGY INC. DYN · Entity 12803 | GrantRestricted Stock Units · Derivative | 84,879 | $12.33 | $1,046,558.07 |
DisclosureSEC source: 0001140361-18-011292 · doc1.xml · derivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,464 Underlying: Common Stock · 84,879 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F2 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018. F3 · derivative.exercise_date: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F3 · derivative.expiration_date: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:14 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 477 | $39.34 | $18,765.18 |
DisclosureSEC source: 0001127602-18-001154 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,951 Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 14:27 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 566 | $33.16 | $18,765.73 |
DisclosureSEC source: 0001127602-17-029377 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:14 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 560 | $33.46 | $18,734.80 |
DisclosureSEC source: 0001127602-17-023098 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,908 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:41 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 583 | $32.15 | $18,740.54 |
DisclosureSEC source: 0001127602-17-013980 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,348 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:16 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionRestricted Stock Units · Derivative | 9,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011236 · doc1.xml · derivative · entry 3 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,585 Underlying: Common Stock · 9,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 29,378 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 29,378 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:16 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 2,675 | $7.62 | $20,383.50 |
DisclosureSEC source: 0001140361-17-011236 · doc1.xml · nonDerivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,793 units of restricted stock on March 8, 2017. F3 · price: Reflects closing stock price on March 8, 2017. F4 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 37,095 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:16 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionCommon Stock | 9,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-011236 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:30 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 2,438 | $8.29 | $20,211.02 |
DisclosureSEC source: 0001140361-17-010875 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,002 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 8,486 units of restricted stock on March 3, 2017. F2 · price: Reflects the closing stock price on March 3, 2017. F3 · balance_after: Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 37,095 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:18 UTC | DYNEGY INC. DYN · Entity 12803 | GrantEmployee Stock Option (Right to Buy) · Derivative | 57,278 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001140361-17-010593 · doc1.xml · derivative · entry 2 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,278 Underlying: Common Stock · 57,278 shares Expires 2027-03-01 F4 · date: The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F5 · derivative.exercise_date: Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:18 UTC | DYNEGY INC. DYN · Entity 12803 | GrantCommon Stock | 37,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010593 · doc1.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,440 F1 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F2 · kind: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2017. F3 · balance_after: Amount includes 4,631 restricted stock units that vest on March 3, 2017 and 7,709 restricted stock units that vest in two annual equal installments beginning on March 3, 2017. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:01 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 624 | $30.03 | $18,740.28 |
DisclosureSEC source: 0001127602-17-000698 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,765 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:24 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 609 | $30.77 | $18,735.89 |
DisclosureSEC source: 0001127602-16-064004 · form4.xml · nonDerivative · entry 1 Burke Carolyn Jeanne · CIK 0001374018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.