Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Summit Midstream CorpSMC · Entity 5504 | Executive VP and CFO | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Summit Midstream Corp
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,694 |
Ending reported balance
After 2026-03-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-03-13 · Exercise / conversion · Acquired 16,522 · Balance 87,110 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 2 · 2026-03-13 · Tax withholding · Disposed 6,502 · Balance 80,608 F2: Common stocks being withheld to pay tax liability. Row 3 · 2026-03-13 · Exercise / conversion · Acquired 4,793 · Balance 85,401 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 4 · 2026-03-13 · Tax withholding · Disposed 1,887 · Balance 83,514 F2: Common stocks being withheld to pay tax liability. Row 5 · 2026-03-13 · Exercise / conversion · Acquired 8,542 · Balance 92,056 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 6 · 2026-03-13 · Tax withholding · Disposed 3,362 · Balance 88,694 F2: Common stocks being withheld to pay tax liability. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,224 |
Reported balance
After 2026-03-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-13 · Exercise / conversion · Disposed 16,522 · Balance 68,224 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,431 |
Reported balance
After 2026-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-13 · Exercise / conversion · Disposed 4,793 · Balance 63,431 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 54,889 |
Reported balance
After 2026-03-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-03-13 · Exercise / conversion · Disposed 8,542 · Balance 54,889 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,960 |
Reported balance
After 2026-03-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-03-16 · Grant · Acquired 18,071 · Balance 72,960 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 90,467 |
Reported balance
After 2026-03-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-03-16 · Grant · Acquired 18,071 · Balance 90,467 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each corporation restricted stock unit is the economic equivalent of one common stock.
F2: Common stocks being withheld to pay tax liability.
F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.
F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Summit Midstream Partners, LP
Report date August 01, 2024 · Filed August 02, 2024
Section 16 reporting ended · disclosed 2024-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 1
1 source rowRow 1 · 2024-08-01 · Disposition to issuer · Disposed 40,282 · Balance 0 F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-01 · Disposition to issuer · Disposed 97,929 · Balance 0 F3: Each phantom unit is the economic equivalent of one common unit. F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.
F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates.
F3: Each phantom unit is the economic equivalent of one common unit.
F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · derivative · entry 10 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041 Underlying: Common Units · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 1,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · derivative · entry 9 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F7 · derivative.exercise_date: The final one-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2023, the third anniversary of the March 15, 2020 reference date. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 17,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · derivative · entry 8 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086 Underlying: Common Units · 17,086 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2023 through December 31, 2025, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2026. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 25,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · derivative · entry 7 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,628 Underlying: Common Units · 25,628 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 15, 2023 reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 1,308 | $16.00 | $20,928.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 6 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,695 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 5,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 5 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 254 | $16.00 | $4,064.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 4 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 3 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 335 | $16.00 | $5,360.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,845 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 1,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:45 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 31,129 | $18.99 | $591,248.66 |
DisclosureSEC source: 0001209191-22-060949 · doc4.xml · derivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,129 Underlying: Common Units · 31,129 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan"). F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. F7 · derivative.exercise_date: Seventy-five percent and twenty-five percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall respectively vest on March 15, 2024 and March 15, 2025, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected. F8 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 53,127 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:45 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 2,432 | $18.99 | $46,192.19 |
DisclosureSEC source: 0001209191-22-060949 · doc4.xml · derivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Underlying: Common Units · 2,432 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · kind: The phantom units have been awarded in connection with a compensation agreement approved by the Compensation Committee of the Board of Directors of Summit Midstream GP, LLC (the "Company") on November 29, 2022, permitting executive officers, to forfeit none, 50% or 100% of each vesting tranche of his or her outstanding retention cash component awards granted in each of 2020, 2021 and 2022 in exchange for phantom units to be granted under the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan (the "Plan"). F6 · price: The price for each Phantom Unit was calculated from the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. F3 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · derivative.underlying_shares: The corresponding number of Phantom Units granted pursuant to the Plan was determined by dividing the cash value of the applicable vesting tranche of the cash retention component award forfeited by such participant by the volume weighted average price of a common unit of the Company during the three trading days ending on and including the date of grant. Due to an oversubscription of the phantom units, the Reporting Person received only 98.54% of the phantom units elected. Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 14:37 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054179 · doc4.xml · derivative · entry 3 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: These phantom units vested on October 18, 2022, subject to continued employment and accelerated vesting, as provided in the applicable award agreement. The Reporting Person will receive Distribution Equivalent Rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. F6 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 19,566 phantom units. Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 14:37 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 569 | $18.57 | $10,566.33 |
DisclosureSEC source: 0001209191-22-054179 · doc4.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,806 F3 · shares: Common Units being withheld to pay tax liability. Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 14:37 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 2,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-054179 · doc4.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · derivative · entry 10 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Underlying: Common Units · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · deemedExecutionDate: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2022, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2021 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 21,899 phantom units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · derivative · entry 9 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374 Underlying: Common Units · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · deemedExecutionDate: Each phantom unit is the economic equivalent of one common unit. F7 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2022, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2020 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 21,899 phantom units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · derivative · entry 8 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · deemedExecutionDate: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: The final one-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) subject to the original award agreement vested on March 15, 2022, on the third anniversary of the March 15, 2019 grant date. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 21,899 phantom units. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 254 | $14.83 | $3,766.82 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 6 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,042 Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 1,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 5 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 335 | $14.83 | $4,968.05 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 4 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,254 Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 3 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 70 | $14.83 | $1,038.10 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214 Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:30 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 16,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019370 · doc4.xml · derivative · entry 7 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,109 Underlying: Common Units · 16,109 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · deemedExecutionDate: Each phantom unit is the economic equivalent of one common unit. F3 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 15, 2022 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F4 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 21,899 phantom units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.