Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Summit Midstream CorpSMC · Entity 5504 | Executive VP and CFO | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Summit Midstream Corp
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,694 |
Ending reported balance
After 2026-03-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-03-13 · Exercise / conversion · Acquired 16,522 · Balance 87,110 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 2 · 2026-03-13 · Tax withholding · Disposed 6,502 · Balance 80,608 F2: Common stocks being withheld to pay tax liability. Row 3 · 2026-03-13 · Exercise / conversion · Acquired 4,793 · Balance 85,401 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 4 · 2026-03-13 · Tax withholding · Disposed 1,887 · Balance 83,514 F2: Common stocks being withheld to pay tax liability. Row 5 · 2026-03-13 · Exercise / conversion · Acquired 8,542 · Balance 92,056 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. Row 6 · 2026-03-13 · Tax withholding · Disposed 3,362 · Balance 88,694 F2: Common stocks being withheld to pay tax liability. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,224 |
Reported balance
After 2026-03-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-13 · Exercise / conversion · Disposed 16,522 · Balance 68,224 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,431 |
Reported balance
After 2026-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-13 · Exercise / conversion · Disposed 4,793 · Balance 63,431 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 54,889 |
Reported balance
After 2026-03-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-03-13 · Exercise / conversion · Disposed 8,542 · Balance 54,889 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 72,960 |
Reported balance
After 2026-03-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-03-16 · Grant · Acquired 18,071 · Balance 72,960 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. |
| Corporation Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 90,467 |
Reported balance
After 2026-03-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-03-16 · Grant · Acquired 18,071 · Balance 90,467 F1: Each corporation restricted stock unit is the economic equivalent of one common stock. F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each corporation restricted stock unit is the economic equivalent of one common stock.
F2: Common stocks being withheld to pay tax liability.
F3: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F4: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer.
F5: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F6: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F7: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F8: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units.
F9: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Summit Midstream Partners, LP
Report date August 01, 2024 · Filed August 02, 2024
Section 16 reporting ended · disclosed 2024-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 1
1 source rowRow 1 · 2024-08-01 · Disposition to issuer · Disposed 40,282 · Balance 0 F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-01 · Disposition to issuer · Disposed 97,929 · Balance 0 F3: Each phantom unit is the economic equivalent of one common unit. F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.
F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates.
F3: Each phantom unit is the economic equivalent of one common unit.
F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 18,071 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · derivative · entry 11 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,467 Underlying: Common Stock · 18,071 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F8 · derivative.exercise_date: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F9 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 18,071 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · derivative · entry 10 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,960 Underlying: Common Stock · 18,071 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F7 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 8,542 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · derivative · entry 9 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,889 Underlying: Common Stock · 8,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F6 · derivative.exercise_date: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · derivative · entry 8 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,431 Underlying: Common Stock · 4,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F5 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 16,522 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · derivative · entry 7 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,224 Underlying: Common Stock · 16,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 3,362 | $30.29 | $101,834.98 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 6 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,694 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 8,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 5 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 1,887 | $30.29 | $57,157.23 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 4 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,514 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 4,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 3 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 6,502 | $30.29 | $196,945.58 |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,608 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:47 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 16,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000033 · wk-form4_1773791250.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:56 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000009 · wk-form4_1769039783.xml · derivative · entry 3 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,746 Underlying: Common Stock · 10,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on January 16, 2026, with the remaining corporation restricted stock units subject to vesting on the third anniversary of the January 18, 2024 reference date, subject to continued employment. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:56 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 2,757 | $26.81 | $73,915.17 |
DisclosureSEC source: 0002024218-26-000009 · wk-form4_1769039783.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,588 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:56 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 10,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000009 · wk-form4_1769039783.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 8,543 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · derivative · entry 11 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,867 Underlying: Common Stock · 8,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F8 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, and the final one-third of the corporation restricted stock units shall vest on the third anniversary of the March 15, 2023, reference date, subject to continued employment. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 7,782 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · derivative · entry 10 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,410 Underlying: Common Stock · 7,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F7 · derivative.exercise_date: The final twenty percent of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, the third anniversary of the March 15, 2022, reference date. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 5,369 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · derivative · entry 9 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,192 Underlying: Common Stock · 5,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F6 · derivative.exercise_date: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, the third anniversary of the March 15, 2022, reference date. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 3,023 | $37.44 | $113,181.12 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 6 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,224 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 8,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 5 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 1,895 | $37.44 | $70,948.80 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 4 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,704 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 7,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 3 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 1,308 | $37.44 | $48,971.52 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,817 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 5,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 14,377 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · derivative · entry 8 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,561 Underlying: Common Stock · 14,377 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F5 · derivative.exercise_date: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2025 through December 31, 2027, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2027, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:55 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 14,377 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000035 · wk-form4_1742345745.xml · derivative · entry 7 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,184 Underlying: Common Stock · 14,377 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:26 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 10,122 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000008 · wk-form4_1737588391.xml · derivative · entry 3 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,807 Underlying: Common Stock · 10,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on January 18, 2025, with the remaining corporation restricted stock units subject to vesting on the second and third anniversaries of the January 18, 2024 reference date, subject to continued employment. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:26 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 2,648 | $41.57 | $110,077.36 |
DisclosureSEC source: 0002024218-25-000008 · wk-form4_1737588391.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,756 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:26 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 10,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000008 · wk-form4_1737588391.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| August 01, 2024 Filed Aug 3, 2024 01:34 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 97,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-24-000015 · wk-form4_1722648859.xml · derivative · entry 2 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,929 Underlying: Common Stock · 97,929 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · kind: Pursuant to Rule 12g-3(e), the Corporation is the successor issuer to the Partnership for purposes of Section 16. F4 · price: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F4 · derivative.exercise_date: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F4 · derivative.expiration_date: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F3 · derivative.underlying_shares: Pursuant to the Merger, immediately prior to the Effective Time, all outstanding common units representing limited partner interests in the Partnership (the "Common Units") have been converted into the right to receive shares of Common Stock, par value $0.01 per share, of the Corporation. Read SEC document |
| August 01, 2024 Filed Aug 3, 2024 01:34 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCommon Stock | 40,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-24-000015 · wk-form4_1722648859.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,282 F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · kind: Pursuant to Rule 12g-3(e), the Corporation is the successor issuer to the Partnership for purposes of Section 16. F3 · shares: Pursuant to the Merger, immediately prior to the Effective Time, all outstanding common units representing limited partner interests in the Partnership (the "Common Units") have been converted into the right to receive shares of Common Stock, par value $0.01 per share, of the Corporation. F1 · price: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerPhantom Units · Derivative | 97,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000070 · wk-form4_1722647662.xml · derivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 97,929 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F3 · kind: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F4 · derivative.expiration_date: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2 · derivative.underlying_shares: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerCommon Units | 40,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000070 · wk-form4_1722647662.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · shares: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 8,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · derivative · entry 15 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,543 Underlying: Common Units · 8,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F9 · derivative.exercise_date: One-half of the phantom units vested on March 15, 2024, and the remaining phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2023 through December 31, 2025, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2026. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F10 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 97,929 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 2,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · derivative · entry 14 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 2,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: The phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 23,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · derivative · entry 13 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,782 Underlying: Common Units · 23,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F7 · derivative.exercise_date: Seventy-five percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2024 and twenty-five percent of the phantom units shall vest on March 15, 2025, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · derivative · entry 12 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,369 Underlying: Common Units · 5,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2024, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2022 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · derivative · entry 11 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2024, the third anniversary of the March 15, 2021 reference date. The Reporting Person received distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,081 | $18.45 | $38,394.45 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 10 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,282 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 8,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 9 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 593 | $18.45 | $10,940.85 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 8 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,820 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 2,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 7 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 5,685 | $18.45 | $104,888.25 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 6 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,981 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 23,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 5 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 1,478 | $18.45 | $27,269.10 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 4 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,319 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 5,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 3 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 309 | $18.45 | $5,701.05 |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,427 F3 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:14 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000033 · wk-form4_1710893669.xml · nonDerivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit. F2 · balance_after: On November 9, 2020, the Issuer effected a 1-for-15 reverse unit split (the "Reverse Unit Split"). Pursuant to the Reverse Unit Split, common unitholders received one common unit for every 15 common units owned at the close of business on November 9, 2020. All fractional units created by the Reverse Unit Split were rounded to the nearest whole unit. The common units began trading on a split-adjusted basis on November 10, 2020. After giving effect to the Reverse Unit Split, the number of issued and outstanding common units decreased to 3,774,992. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 08:52 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 20,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000019 · wk-form4_1705931519.xml · derivative · entry 2 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,243 Underlying: Common Units · 20,243 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2024 through December 31, 2026, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2027. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 138,662 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 08:52 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | GrantPhantom Units · Derivative | 30,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000019 · wk-form4_1705931519.xml · derivative · entry 1 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,364 Underlying: Common Units · 30,364 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F2 · derivative.exercise_date: One-third of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the January 18, 2024 Reference Date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F3 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:40 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 5,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019933 · doc4.xml · derivative · entry 11 Mault William J. · CIK 0001911803 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,739 Underlying: Common Units · 5,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F9 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2023, with the remaining phantom units subject to vesting on the second and third anniversaries of the March 15, 2022 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F5 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F10 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 88,055 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.