Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | Chief Accounting Officer | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,323 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 150 · Balance 39,323 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's IRA | 300 |
Reported balance
Holding disclosure · report date 2026-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300 F3: Shares are held by the Reporting Person's spouse in an IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
F3: Shares are held by the Reporting Person's spouse in an IRA.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2026 Filed Mar 17, 2026 19:31 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 150 | $336.18 | $50,427.00 |
DisclosureSEC source: 0001796068-26-000004 · wk-form4_1773790301.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,323 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 20:02 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001796068-26-000002 · wk-form4_1771462951.xml · nonDerivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,473 F4 · shares: On February 17, 2026, the Reporting Person was granted 2,300 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2027, subject to continued service by the Reporting Person on the applicable vesting date. Notwithstanding the foregoing, if the Closing (as defined in that certain Agreement and Plan of Merger, dated as of January 14, 2026, among the Issuer, Boston Scientific Corporation, a Delaware corporation, and Pinehurst Merger Sub, Inc., a Delaware corporation) occurs, any of the RSUs that remain unvested will fully vest on the Closing, subject to continued service by the Reporting Person through such date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 15, 2026 Filed Feb 18, 2026 20:02 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 412 | $339.30 | $139,791.60 |
DisclosureSEC source: 0001796068-26-000002 · wk-form4_1771462951.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,173 F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 20:02 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001796068-26-000002 · wk-form4_1771462951.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,585 F1 · shares: On February 13, 2026, the Reporting Person was granted 2,300 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 15, 2026, February 15, 2027, February 15, 2028 and February 15, 2029, subject to continued service by the Reporting Person on the applicable vesting date. Notwithstanding the foregoing, if the Closing (as defined in that certain Agreement and Plan of Merger, dated as of January 14, 2026, among the Issuer, Boston Scientific Corporation, a Delaware corporation, and Pinehurst Merger Sub, Inc., a Delaware corporation) occurs, any of the RSUs that remain unvested will fully vest on the Closing, subject to continued service by the Reporting Person through such date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 19:59 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 300 | $309.15 | $92,745.00 |
DisclosureSEC source: 0001796068-25-000005 · wk-form4_1766019594.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,285 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 20 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2025. Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 20:03 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 3,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001796068-25-000003 · wk-form4_1763514185.xml · nonDerivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,565 F4 · shares: On November 17, 2025, the Reporting Person was granted 3,580 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. Read SEC document |
| November 15, 2025 Filed Nov 18, 2025 20:03 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 506 | $280.07 | $141,715.42 |
DisclosureSEC source: 0001796068-25-000003 · wk-form4_1763514185.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,985 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. Read SEC document |
| November 15, 2025 Filed Nov 18, 2025 20:03 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 346 | $280.07 | $96,904.22 |
DisclosureSEC source: 0001796068-25-000003 · wk-form4_1763514185.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,491 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 81 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2025. Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 19:29 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 213 | $272.62 | $58,068.06 |
DisclosureSEC source: 0001321732-25-000052 · wk-form4_1742340566.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,756 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 9,200 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · derivative · entry 11 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,200 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 501 | $282.88 | $141,722.88 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 9 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,969 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 9,200 | $22.04 | $202,768.00 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 8 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 26 | $289.76 | $7,533.76 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 7 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,270 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 956 | $288.88 | $276,169.28 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 6 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,296 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $288.73 to $289.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 348 | $288.57 | $100,422.36 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 5 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,252 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $288.53 to $288.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,850 | $286.28 | $815,898.00 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 4 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,600 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $285.67 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,672 | $285.16 | $476,787.52 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,450 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $284.82 to $285.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 550 | $283.96 | $156,178.00 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,122 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $283.95 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 886 | $283.15 | $250,870.90 |
DisclosureSEC source: 0001321732-25-000042 · wk-form4_1741221321.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,672 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $282.67 to $283.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 19:39 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 95 | $271.14 | $25,758.30 |
DisclosureSEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 4 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,558 F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 19:39 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,653 F3 · shares: On February 18, 2025, the Reporting Person was granted 1,510 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 19:39 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 4,525 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · derivative · entry 6 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,200 Underlying: Common Stock · 4,525 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 19:39 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,143 F2 · shares: On February 14, 2025, the Reporting Person was granted 640 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on February 18, 2025, February 15, 2026, February 15, 2027 and February 15, 2028, subject to continued service by the Reporting Person on the applicable vesting date. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 19:39 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 4,525 | $22.04 | $99,731.00 |
DisclosureSEC source: 0001321732-25-000026 · wk-form4_1740011954.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 15, 2024 Filed Dec 17, 2024 19:35 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 300 | $245.55 | $73,665.00 |
DisclosureSEC source: 0001321732-24-000136 · wk-form4_1734482146.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,978 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 20:27 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 5,250 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · derivative · entry 5 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 20:27 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 5,250 | $12.36 | $64,890.00 |
DisclosureSEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 654 | $243.01 | $158,928.54 |
DisclosureSEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,028 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 20:27 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,798 | $242.56 | $436,122.88 |
DisclosureSEC source: 0001321732-24-000129 · wk-form4_1733275615.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,682 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 20:05 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 504 | $237.84 | $119,871.36 |
DisclosureSEC source: 0001321732-24-000123 · wk-form4_1732064745.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,480 F4 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 107 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 20:05 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-24-000123 · wk-form4_1732064745.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,984 F1 · shares: On November 15, 2024, the Reporting Person was granted 2,570 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 107 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:46 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 232 | $222.15 | $51,538.80 |
DisclosureSEC source: 0001321732-24-000038 · wk-form4_1710891981.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,307 F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:46 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 1,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-24-000038 · wk-form4_1710891981.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,539 F1 · shares: On March 15, 2024, the Reporting Person was granted 1,670 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 20:29 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 227 | $245.48 | $55,723.96 |
DisclosureSEC source: 0001321732-23-000143 · wk-form4_1703035743.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,869 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · balance_after: Includes 11 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 19:33 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 381 | $227.88 | $86,822.28 |
DisclosureSEC source: 0001321732-23-000131 · wk-form4_1700181214.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,085 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 19:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,750 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-23-000120 · wk-form4_1697067075.xml · derivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 2,750 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 19:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,750 | $12.36 | $33,990.00 |
DisclosureSEC source: 0001321732-23-000120 · wk-form4_1697067075.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. F2 · balance_after: Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 19:49 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-22-000116 · wf-form4_167149733603283.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 F1 · shares: On December 15, 2022, the Reporting Person was granted 2,230 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 20:20 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 325 | $195.99 | $63,696.75 |
DisclosureSEC source: 0001321732-22-000110 · wf-form4_166864802075871.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,246 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 15, 2022 Filed Oct 18, 2022 19:58 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 346 | $179.94 | $62,259.24 |
DisclosureSEC source: 0001321732-22-000093 · wf-form4_166613748702954.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,571 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 19:38 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001321732-22-000059 · wf-form4_165421311038297.xml · derivative · entry 3 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 2,000 shares Expires 2025-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 19:38 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,000 | $12.36 | $24,720.00 |
DisclosureSEC source: 0001321732-22-000059 · wf-form4_165421311038297.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:48 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-21-000118 · wf-form4_163719646231453.xml · nonDerivative · entry 2 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,917 F3 · shares: On November 15, 2021, the Reporting Person was granted 3,750 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 19:48 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 130 | $257.47 | $33,471.10 |
DisclosureSEC source: 0001321732-21-000118 · wf-form4_163719646231453.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:14 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 527 | $267.75 | $141,104.25 |
DisclosureSEC source: 0001321732-21-000100 · wf-form4_163468883596315.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,297 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 20:40 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 198 | $262.81 | $52,036.38 |
DisclosureSEC source: 0001321732-20-000159 · wf-form4_160566358366551.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,824 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:48 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 527 | $215.40 | $113,515.80 |
DisclosureSEC source: 0001321732-20-000141 · wf-form4_160315490810166.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,022 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| February 09, 2020 Filed Feb 11, 2020 20:43 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 204 | $176.35 | $35,975.40 |
DisclosureSEC source: 0001321732-20-000019 · wf-form4_158147177528873.xml · nonDerivative · entry 1 Shiu Lambert · CIK 0001796068 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,549 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock Units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.