Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | SVP, Chief Accounting Officer | September 01, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,830 |
Reported balance
After 2026-09-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-01 · Tax withholding · Disposed 2,151 · Balance 28,830 F1: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2: Includes 147 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on July 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F2: Includes 147 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on July 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 20:29 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 2,151 | $76.70 | $164,981.70 |
DisclosureSEC source: 0001990482-26-000010 · wk-form4_1788380949.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,830 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Includes 147 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on July 15, 2026. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:16 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 374 | $64.95 | $24,291.30 |
DisclosureSEC source: 0001990482-26-000008 · wk-form4_1771017369.xml · nonDerivative · entry 2 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,834 F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:16 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 771 | $0.00 | $0.00 |
DisclosureSEC source: 0001990482-26-000008 · wk-form4_1771017369.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,208 F1 · shares: Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 3, 2025. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 100% of the target for the 2025 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:36 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 650 | $72.00 | $46,800.00 |
DisclosureSEC source: 0001990482-26-000004 · wk-form4_1770240967.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,437 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 22:06 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 6,859 | $76.54 | $524,987.86 |
DisclosureSEC source: 0001990482-26-000002 · wk-form4_1770156396.xml · nonDerivative · entry 2 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,087 F3 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F4 · shares: Vests in four equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Includes 185 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on January 14, 2025. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 22:06 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 618 | $77.02 | $47,598.36 |
DisclosureSEC source: 0001990482-26-000002 · wk-form4_1770156396.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,228 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Includes 185 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on January 14, 2025. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:59 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 2,093 | $82.24 | $172,128.32 |
DisclosureSEC source: 0001445305-25-000127 · wk-form4_1756933162.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,661 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. F2 · balance_after: Includes 109 shares purchased by the Reporting Person under the Workiva Inc. Employee Stock Purchase Plan on July 14, 2025. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:52 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 5,396 | $97.29 | $524,976.84 |
DisclosureSEC source: 0001445305-25-000014 · wk-form4_1738705914.xml · nonDerivative · entry 2 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,645 F2 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F3 · shares: Vests in four equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 21:52 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 606 | $98.22 | $59,521.32 |
DisclosureSEC source: 0001445305-25-000014 · wk-form4_1738705914.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,249 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 23:25 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,507 | $78.17 | $117,802.19 |
DisclosureSEC source: 0001445305-24-000131 · wk-form4_1725487934.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,855 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:30 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 5,243 | $95.37 | $500,024.91 |
DisclosureSEC source: 0001445305-24-000012 · wk-form4_1707172209.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,362 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in four equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:45 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 18,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445305-23-000156 · wk-form4_1694033136.xml · nonDerivative · entry 1 Swain Junko · CIK 0001990482 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,119 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in four equal annual installments commencing on the first anniversary of the grant date. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.