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Pomerantz Roger

Disclosed activity across 7 companies

Tapewire entity
58090
SEC CIK
0001614936

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONTRAFECT CorpCFRX · Entity 116797Director · Chief Executive OfficerFebruary 15, 2022February 17, 2022
Enlivex Ltd.ENLV · Entity 7605DirectorMarch 18, 2026March 18, 2026
Indaptus Therapeutics, Inc.INDP · Entity 6530DirectorJune 10, 2025June 11, 2025
Intec Pharma Ltd.NTEC · Entity 146542DirectorJuly 15, 2020July 17, 2020
Rubius Therapeutics, Inc.RUBY · Entity 116417DirectorJuly 20, 2018July 23, 2018
Seres Therapeutics, Inc.MCRB · Entity 7191DirectorJune 13, 2019June 14, 2019
Viracta Therapeutics, Inc.VIRX · Entity 85616DirectorNovember 25, 2024November 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONTRAFECT Corp

Report date February 15, 2022 · Filed February 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.33 · Expires 2032-02-15Direct500,000 Reported balance After 2022-02-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-15 · Grant · Acquired 500,000 · Balance 500,000

F1: The option vests and becomes exercisable in equal quarterly installments with 6.25% of the total underlying shares vesting at the end of each quarter following the vesting commencement date, subject to continued service with the issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable in equal quarterly installments with 6.25% of the total underlying shares vesting at the end of each quarter following the vesting commencement date, subject to continued service with the issuer through each vesting date.

Enlivex Ltd.

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value NIS 0.40 per shareSEC Table I · non-derivativeDirect2,480 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,480

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.97 · Expires 2032-11-17DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: The option vests ratably on an annual basis for 4 consecutive years beginning on November 17, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests ratably on an annual basis for 4 consecutive years beginning on November 17, 2023.

Indaptus Therapeutics, Inc.

Report date June 10, 2025 · Filed June 11, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.33 · Expires 2035-06-10Direct30,000 Reported balance After 2025-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-06-10 · Grant · Acquired 30,000 · Balance 30,000

F1: The stock option vests and becomes exercisable on June 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable on June 10, 2026.

Intec Pharma Ltd.

Report date July 15, 2020 · Filed July 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2027-07-15Direct40,000 Reported balance After 2020-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-07-15 · Grant · Acquired 40,000 · Balance 40,000

F1: The stock option vests and becomes exercisable as to one-third of the total shares on July 15, 2021 and thereafter the remaining shares vest and become exercisable in equal quarterly installments through July 15, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option vests and becomes exercisable as to one-third of the total shares on July 15, 2021 and thereafter the remaining shares vest and become exercisable in equal quarterly installments through July 15, 2023.

Rubius Therapeutics, Inc.

Report date July 20, 2018 · Filed July 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100 Reported balance After 2018-07-20 transaction · row 1
1 source row

Row 1 · 2018-07-20 · Purchase · Acquired 100 · Balance 100

Seres Therapeutics, Inc.

Report date June 13, 2019 · Filed June 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.83 · Expires 2029-06-12Direct15,000 Reported balance After 2019-06-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-13 · Grant · Acquired 15,000 · Balance 15,000

F1: The option will vest in full on the earlier of June 13, 2020 or the day immediately prior to the company's 2020 annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest in full on the earlier of June 13, 2020 or the day immediately prior to the company's 2020 annual meeting of shareholders.

Viracta Therapeutics, Inc.

Report date November 25, 2024 · Filed November 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect126,478 Reported balance After 2024-11-25 transaction · row 1
1 source row

Row 1 · 2024-11-25 · Exercise / conversion · Acquired 9,034 · Balance 126,478

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,069 Reported balance After 2024-11-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-11-25 · Exercise / conversion · Disposed 9,034 · Balance 18,069

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2025 Filed Jun 11, 2025 20:05 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001641172-25-014695 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: The stock option vests and becomes exercisable on June 10, 2026.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:15 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 Disposition to issuerStock Option (right to buy) · Derivative 250 $0.50 Strike: $355.20 $125.00
Disclosure

SEC source: 0001641172-25-003825 · ownership.xml · derivative · entry 3

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2025-06-28

F1 · price: The options were canceled by mutual agreement of the reporting person and Indaptus Therapeutics, Inc. The reporting person received $500 total as consideration for the cancellation.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:15 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 Disposition to issuerStock Option (right to buy) · Derivative 250 $0.50 Strike: $388.64 $125.00
Disclosure

SEC source: 0001641172-25-003825 · ownership.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2026-06-28

F1 · price: The options were canceled by mutual agreement of the reporting person and Indaptus Therapeutics, Inc. The reporting person received $500 total as consideration for the cancellation.

Read SEC document
April 10, 2025 Filed Apr 11, 2025 20:15 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 Disposition to issuerStock Option (right to buy) · Derivative 500 $0.50 Strike: $24.60 $250.00
Disclosure

SEC source: 0001641172-25-003825 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2027-07-15

F1 · price: The options were canceled by mutual agreement of the reporting person and Indaptus Therapeutics, Inc. The reporting person received $500 total as consideration for the cancellation.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:06 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131475 · ownership.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,069

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:06 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131475 · ownership.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 25, 2024 Filed Sep 12, 2024 18:10 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106026 · ownership.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,103

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
August 25, 2024 Filed Sep 12, 2024 18:10 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106026 · ownership.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:40 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 18,750 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0000950170-24-076990 · ownership.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2034-06-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:40 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0000950170-24-076990 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 21:00 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001493152-24-023149 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-06-06

F1 · derivative.exercise_date: The stock option vests and becomes exercisable on June 6, 2025.

Read SEC document
May 25, 2024 Filed May 29, 2024 19:12 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,035 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-066146 · ownership.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,137

Underlying: Common Stock · 9,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · deemedExecutionDate: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
May 25, 2024 Filed May 29, 2024 19:12 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,035 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-066146 · ownership.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 19:56 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004039 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,172

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 19:56 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004039 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 19:01 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056838 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,206

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 19:01 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056838 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 18:49 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047668 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,240

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 18:49 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047668 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 16:51 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-23-046585 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-08-16

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the Vesting Commencement Date (as defined below), or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date. The Vesting Commencement Date is June 9, 2023.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 18:28 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-23-036021 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 19:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032709 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,274

Underlying: Common Stock · 9,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
May 25, 2023 Filed May 26, 2023 19:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032709 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:15 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001493152-23-019460 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-05-25

F1 · derivative.exercise_date: The stock option vests and becomes exercisable on May 25, 2024.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:25 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013857 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,309

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:25 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013857 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 17:21 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058972 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,343

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 17:21 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058972 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:30 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 GrantStock Option (right to buy) · Derivative 81,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001493152-22-027438 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 81,000 shares

Expires 2032-09-30

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to one-half of the total shares on September 30, 2023 and thereafter the remaining shares vest and become exercisable on September 30, 2024.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:16 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047949 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,377

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:16 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047949 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 10, 2022 Filed Aug 11, 2022 19:01 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 30,282 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001209191-22-045494 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,282

Underlying: Common Stock · 30,282 shares

Expires 2032-08-10

F1 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the Option shall vest each month following the Vesting Commencement Date (as defined below), on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), or if earlier one hundred percent (100%) of the shares subject to the Option shall vest on the date of the Company's next annual stockholder meeting, in each case subject to the Participant continuing to be a Service Provider (as defined in the Company's 2021 Equity Incentive Plan) through each such date. The Vesting Commencement Date is July 29, 2022.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 17:10 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001209191-22-036012 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-06-09

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032666 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,411

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032666 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014440 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,445

Underlying: Common Stock · 9,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014440 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:18 UTC CONTRAFECT Corp CFRX · Entity 116797 GrantOptions (Right to Buy) · Derivative 500,000 $3.33 Strike: $3.33 $1,665,000.00
Disclosure

SEC source: 0001209191-22-010972 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-02-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal quarterly installments with 6.25% of the total underlying shares vesting at the end of each quarter following the vesting commencement date, subject to continued service with the issuer through each vesting date.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:51 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 18,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067047 · doc4.xml · derivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,479

Underlying: Common Stock · 18,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:51 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 18,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067047 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 21:00 UTC Indaptus Therapeutics, Inc. INDP · Entity 6530 GrantStock Option (right to buy) · Derivative 41,000 $0.00 Strike: $8.87 $0.00
Disclosure

SEC source: 0001493152-21-018909 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2031-08-04

F1 · derivative.exercise_date: The stock option vests and becomes exercisable on August 4, 2022.

Read SEC document
April 08, 2021 Filed Apr 13, 2021 21:47 UTC CONTRAFECT Corp CFRX · Entity 116797 GrantOptions (Right to Buy) · Derivative 254,000 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001209191-21-026551 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,000

Underlying: Common Stock · 254,000 shares

Expires 2031-04-08

F1 · derivative.exercise_date: The option vests and becomes exercisable in equal quarterly installments with 6.25% of the total underlying shares vesting at the end of each quarter following the vesting commencement date, subject to continued service with the issuer through each vesting date.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001209191-21-023651 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2031-03-26

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the Shares subject to the Option shall vest on the one (1) month anniversary of March 1, 2021 (the "Vesting Commencement Date"), and one thirty-sixth (1/36th) of the Shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Therapeutics, Inc. 2021 Equity Incentive Plan) through each such date.

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July 15, 2020 Filed Jul 17, 2020 20:39 UTC Intec Pharma Ltd. NTEC · Entity 146542 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001213900-20-017813 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 40,000 shares

Expires 2027-07-15

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to one-third of the total shares on July 15, 2021 and thereafter the remaining shares vest and become exercisable in equal quarterly installments through July 15, 2023.

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June 28, 2019 Filed Jul 2, 2019 20:40 UTC Intec Pharma Ltd. NTEC · Entity 146542 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001213900-19-011972 · ownership.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2026-06-28

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to one-third of the total shares on June 28, 2020 and thereafter the remaining shares vest and become exercisable in equal quarterly installments through June 28, 2022.

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June 13, 2019 Filed Jun 14, 2019 20:19 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.83 $0.00
Disclosure

SEC source: 0000899243-19-017036 · doc4.xml · derivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-06-12

F1 · derivative.exercise_date: The option will vest in full on the earlier of June 13, 2020 or the day immediately prior to the company's 2020 annual meeting of shareholders.

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September 07, 2018 Filed Sep 11, 2018 20:49 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 1,810 $9.00 $16,291.27
Disclosure

SEC source: 0000899243-18-024194 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,976

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.00 to $9.03. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 06, 2018 Filed Sep 6, 2018 21:08 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 3,013 $9.04 $27,235.41
Disclosure

SEC source: 0000899243-18-023938 · doc4.xml · nonDerivative · entry 2

Pomerantz Roger · CIK 0001614936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,786

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2018.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.00 to $9.17. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 05, 2018 Filed Sep 6, 2018 21:08 UTC Seres Therapeutics, Inc. MCRB · Entity 7191 SaleCommon Stock 9,505 $9.12 $86,714.12
Disclosure

SEC source: 0000899243-18-023938 · doc4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,799

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2018.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $9.00 to $9.26. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 20, 2018 Filed Jul 23, 2018 16:33 UTC Rubius Therapeutics, Inc. RUBY · Entity 116417 PurchaseCommon Stock 100 $23.00 $2,300.00
Disclosure

SEC source: 0001104659-18-046530 · a4.xml · nonDerivative · entry 1

Pomerantz Roger · CIK 0001614936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.